AzPolicyAdvertizer

last sync: 2025-Jul-18 17:23:11 UTC

Internet-facing virtual machines should be protected with network security groups

Azure BuiltIn Policy definition

Source Azure Portal
Display name Internet-facing virtual machines should be protected with network security groups
Id f6de0be7-9a8a-4b8a-b349-43cf02d22f7c
Version 3.0.0
Details on versioning
Versioning Versions supported for Versioning: 1
3.0.0
Built-in Versioning [Preview]
Category Security Center
Microsoft Learn
Description Protect your virtual machines from potential threats by restricting access to them with network security groups (NSG). Learn more about controlling traffic with NSGs at https://aka.ms/nsg-doc
Cloud environments AzureCloud = true
AzureUSGovernment = true
AzureChinaCloud = unknown
Available in AzUSGov The Policy is available in AzureUSGovernment cloud. Version: '3.0.0'
Repository: Azure-Policy f6de0be7-9a8a-4b8a-b349-43cf02d22f7c
Assessment(s) Assessments count: 1
Assessment Id: 483f12ed-ae23-447e-a2de-a67a10db4353
DisplayName: Internet-facing virtual machines should be protected with network security groups
Description: Protect your VM from potential threats by restricting access to it with a network security group (NSG). NSGs contain a list of Access Control List (ACL) rules that allow or deny network traffic to your VM from other instances, in or outside the same subnet.
To keep your machine as secure as possible, the VM access to the internet must be restricted and an NSG should be enabled on the subnet.
VMs with 'High' severity are internet-facing VMs.
Remediation description: To protect a virtual machine with a Network Security Group:
1. Select a VM from the list below, or click "Take action" if you've arrived from a recommendation for a specific VM.
2. Assign the relevant NSG to the NIC or subnet for the VM you're protecting:
  a. To assign the NSG to the VM's subnet (recommended):
    i. In the Networking page, select the 'Virtual network/subnet'.
    ii. Open the "Subnets" menu.
    iii. Select the subnet where your VM is deployed.
    iv. Select the Network Security Group to assign to the subnet and click "Save".
  b. To assign the NSG to the NIC:
    i. In the Networking page, select the network interface that's associated with the selected VM.
    ii. In the Network interfaces page, select the 'Network security group' menu item.
    iii. Click 'Edit' at the top of the page.
    iv. Follow the on-screen instructions and select the Network Security Group to assign to this NIC.
Learn more.
Categories: Networking
Severity: High
User impact: High
Implementation effort: Moderate
Threats: MaliciousInsider, DataSpillage, DataExfiltration
Mode All
Type BuiltIn
Preview False
Deprecated False
Effect Default
AuditIfNotExists
Allowed
AuditIfNotExists, Disabled
RBAC role(s) none
Rule aliases THEN-ExistenceCondition (1)
Alias Namespace ResourceType Path PathIsDefault DefaultPath Modifiable
Microsoft.Security/assessments/status.code Microsoft.Security assessments properties.status.code True False
Rule resource types IF (2)
Compliance
The following 120 compliance controls are associated with this Policy definition 'Internet-facing virtual machines should be protected with network security groups' (f6de0be7-9a8a-4b8a-b349-43cf02d22f7c)
Control Domain Control Name MetadataId Category Title Owner Requirements Description Info Policy#
AU_ISM 1182 AU_ISM_1182 AU ISM 1182 Guidelines for Networking - Network design and configuration Network access controls - 1182 n/a Network access controls are implemented to limit traffic within and between network segments to only those that are required for business purposes. link 2
Azure_Security_Benchmark_v1.0 1.1 Azure_Security_Benchmark_v1.0_1.1 Azure Security Benchmark 1.1 Network Security Protect resources using Network Security Groups or Azure Firewall on your Virtual Network Customer Ensure that all Virtual Network subnet deployments have a Network Security Group applied with network access controls specific to your application's trusted ports and sources. Use Azure Services with Private Link enabled, deploy the service inside your Vnet, or connect privately using Private Endpoints. For service specific requirements, please refer to the security recommendation for that specific service. Alternatively, if you have a specific use case, requirements can be met by implementing Azure Firewall. General Information on Private Link: https://docs.microsoft.com/azure/private-link/private-link-overview How to create a Virtual Network: https://docs.microsoft.com/azure/virtual-network/quick-create-portal How to create an NSG with a security configuration: https://docs.microsoft.com/azure/virtual-network/tutorial-filter-network-traffic How to deploy and configure Azure Firewall: https://docs.microsoft.com/azure/firewall/tutorial-firewall-deploy-portal n/a link 20
Azure_Security_Benchmark_v2.0 NS-1 Azure_Security_Benchmark_v2.0_NS-1 Azure Security Benchmark NS-1 Network Security Implement security for internal traffic Customer Ensure that all Azure virtual networks follow an enterprise segmentation principle that aligns to the business risks. Any system that could incur higher risk for the organization should be isolated within its own virtual network and sufficiently secured with either a network security group (NSG) and/or Azure Firewall. Based on your applications and enterprise segmentation strategy, restrict or allow traffic between internal resources based on network security group rules. For specific well-defined applications (such as a 3-tier app), this can be a highly secure "deny by default, permit by exception" approach. This might not scale well if you have many applications and endpoints interacting with each other. You can also use Azure Firewall in circumstances where central management is required over a large number of enterprise segments or spokes (in a hub/spoke topology). Use Azure Security Center Adaptive Network Hardening to recommend network security group configurations that limit ports and source IPs based with the reference to external network traffic rules. Use Azure Sentinel to discover the use of legacy insecure protocols such as SSL/TLSv1, SMBv1, LM/NTLMv1, wDigest, Unsigned LDAP Binds, and weak ciphers in Kerberos. How to create a network security group with security rules: https://docs.microsoft.com/azure/virtual-network/tutorial-filter-network-traffic How to deploy and configure Azure Firewall: https://docs.microsoft.com/azure/firewall/tutorial-firewall-deploy-portal Adaptive Network Hardening in Azure Security Center: https://docs.microsoft.com/azure/security-center/security-center-adaptive-network-hardening Azure Sentinel insecure protocols workbook:https://docs.microsoft.com/azure/sentinel/quickstart-get-visibility#use-built-in-workbooks n/a link 18
Azure_Security_Benchmark_v2.0 NS-4 Azure_Security_Benchmark_v2.0_NS-4 Azure Security Benchmark NS-4 Network Security Protect applications and services from external network attacks Customer Protect Azure resources against attacks from external networks, including distributed denial of service (DDoS) Attacks, application specific attacks, and unsolicited and potentially malicious internet traffic. Azure includes native capabilities for this: - Use Azure Firewall to protect applications and services against potentially malicious traffic from the internet and other external locations. - Use Web Application Firewall (WAF) capabilities in Azure Application Gateway, Azure Front Door, and Azure Content Delivery Network (CDN) to protect your applications, services, and APIs against application layer attacks. - Protect your assets against DDoS attacks by enabling DDoS protection on your Azure virtual networks. - Use Azure Security Center to detect misconfiguration risks related to the above. Azure Firewall Documentation: https://docs.microsoft.com/azure/firewall/ How to deploy Azure WAF: https://docs.microsoft.com/azure/web-application-firewall/overview Manage Azure DDoS Protection using the Azure portal: https://docs.microsoft.com/azure/virtual-network/manage-ddos-protection n/a link 14
Azure_Security_Benchmark_v3.0 NS-1 Azure_Security_Benchmark_v3.0_NS-1 Microsoft cloud security benchmark NS-1 Network Security Establish network segmentation boundaries Shared **Security Principle:** Ensure that your virtual network deployment aligns to your enterprise segmentation strategy defined in the GS-2 security control. Any workload that could incur higher risk for the organization should be in isolated virtual networks. Examples of high-risk workload include: - An application storing or processing highly sensitive data. - An external network-facing application accessible by the public or users outside of your organization. - An application using insecure architecture or containing vulnerabilities that cannot be easily remediated. To enhance your enterprise segmentation strategy, restrict or monitor traffic between internal resources using network controls. For specific, well-defined applications (such as a 3-tier app), this can be a highly secure "deny by default, permit by exception" approach by restricting the ports, protocols, source, and destination IPs of the network traffic. If you have many applications and endpoints interacting with each other, blocking traffic may not scale well, and you may only be able to monitor traffic. **Azure Guidance:** Create a virtual network (VNet) as a fundamental segmentation approach in your Azure network, so resources such as VMs can be deployed into the VNet within a network boundary. To further segment the network, you can create subnets inside VNet for smaller sub-networks. Use network security groups (NSG) as a network layer control to restrict or monitor traffic by port, protocol, source IP address, or destination IP address. You can also use application security groups (ASGs) to simplify complex configuration. Instead of defining policy based on explicit IP addresses in network security groups, ASGs enable you to configure network security as a natural extension of an application's structure, allowing you to group virtual machines and define network security policies based on those groups. **Implementation and additional context:** Azure Virtual Network concepts and best practices: https://docs.microsoft.com/azure/virtual-network/concepts-and-best-practices Add, change, or delete a virtual network subnet: https://docs.microsoft.com/azure/virtual-network/virtual-network-manage-subnet How to create a network security group with security rules: https://docs.microsoft.com/azure/virtual-network/tutorial-filter-network-traffic Understand and use application security groups: https://docs.microsoft.com/azure/virtual-network/network-security-groups-overview#application-security-groups n/a link 4
Canada_Federal_PBMM_3-1-2020 CA_3 Canada_Federal_PBMM_3-1-2020_CA_3 Canada Federal PBMM 3-1-2020 CA 3 Information System Connections System Interconnections Shared 1. The organization authorizes connection from information system to other information system through the use of Interconnection Security Agreements. 2. The organization documents, for each interconnection, the interface characteristics, security requirements, and the nature of the information communicated. 3. The organization reviews and updates Interconnection Security Agreements annually. To establish and maintain secure connections between information systems. 76
Canada_Federal_PBMM_3-1-2020 CA_3(3) Canada_Federal_PBMM_3-1-2020_CA_3(3) Canada Federal PBMM 3-1-2020 CA 3(3) Information System Connections System Interconnections | Classified Non-National Security System Connections Shared The organization prohibits the direct connection of any internal network or system to an external network without the use of security controls approved by the information owner. To ensure the integrity and security of internal systems against external threats. 76
Canada_Federal_PBMM_3-1-2020 CA_3(5) Canada_Federal_PBMM_3-1-2020_CA_3(5) Canada Federal PBMM 3-1-2020 CA 3(5) Information System Connections System Interconnections | Restrictions on External Network Connections Shared The organization employs allow-all, deny-by-exception; deny-all policy for allowing any systems to connect to external information systems. To enhance security posture against unauthorized access. 76
Canada_Federal_PBMM_3-1-2020 CA_7 Canada_Federal_PBMM_3-1-2020_CA_7 Canada Federal PBMM 3-1-2020 CA 7 Continuous Monitoring Continuous Monitoring Shared 1. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes establishment of organization-defined metrics to be monitored. 2. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes establishment of at least monthly monitoring and assessments of at least operating system scans, database, and web application scan. 3. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes ongoing security control assessments in accordance with the organizational continuous monitoring strategy. 4. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes ongoing security status monitoring of organization-defined metrics in accordance with the organizational continuous monitoring strategy. 5. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes correlation and analysis of security-related information generated by assessments and monitoring. 6. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes response actions to address results of the analysis of security-related information. 7. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes reporting the security status of organization and the information system to organization-defined personnel or roles at organization-defined frequency. To ensure the ongoing effectiveness of security controls and maintain the security posture in alignment with organizational objectives and requirements. 120
Canada_Federal_PBMM_3-1-2020 SI_3 Canada_Federal_PBMM_3-1-2020_SI_3 Canada Federal PBMM 3-1-2020 SI 3 Malicious Code Protection Malicious Code Protection Shared 1. The organization employs malicious code protection mechanisms at information system entry and exit points to detect and eradicate malicious code. 2. The organization updates malicious code protection mechanisms whenever new releases are available in accordance with organizational configuration management policy and procedures. 3. The organization configures malicious code protection mechanisms to: a. Perform periodic scans of the information system at least weekly and real-time scans of files from external sources at endpoints and network entry/exit points as the files are downloaded, opened, or executed in accordance with organizational security policy; and b. Block and quarantine malicious code; send alert to the key role as defined in the system and information integrity policy in response to malicious code detection. 4. The organization addresses the receipt of false positives during malicious code detection and eradication and the resulting potential impact on the availability of the information system. To mitigate potential impacts on system availability. 52
Canada_Federal_PBMM_3-1-2020 SI_3(1) Canada_Federal_PBMM_3-1-2020_SI_3(1) Canada Federal PBMM 3-1-2020 SI 3(1) Malicious Code Protection Malicious Code Protection | Central Management Shared The organization centrally manages malicious code protection mechanisms. To centrally manage malicious code protection mechanisms. 51
Canada_Federal_PBMM_3-1-2020 SI_3(2) Canada_Federal_PBMM_3-1-2020_SI_3(2) Canada Federal PBMM 3-1-2020 SI 3(2) Malicious Code Protection Malicious Code Protection | Automatic Updates Shared The information system automatically updates malicious code protection mechanisms. To ensure automatic updates in malicious code protection mechanisms. 51
Canada_Federal_PBMM_3-1-2020 SI_3(7) Canada_Federal_PBMM_3-1-2020_SI_3(7) Canada Federal PBMM 3-1-2020 SI 3(7) Malicious Code Protection Malicious Code Protection | Non Signature-Based Detection Shared The information system implements non-signature-based malicious code detection mechanisms. To enhance overall security posture. 51
Canada_Federal_PBMM_3-1-2020 SI_4 Canada_Federal_PBMM_3-1-2020_SI_4 Canada Federal PBMM 3-1-2020 SI 4 Information System Monitoring Information System Monitoring Shared 1. The organization monitors the information system to detect: a. Attacks and indicators of potential attacks in accordance with organization-defined monitoring objectives; and b. Unauthorized local, network, and remote connections; 2. The organization identifies unauthorized use of the information system through organization-defined techniques and methods. 3. The organization deploys monitoring devices: (i) strategically within the information system to collect organization-determined essential information; and (ii) at ad hoc locations within the system to track specific types of transactions of interest to the organization. 4. The organization protects information obtained from intrusion-monitoring tools from unauthorized access, modification, and deletion. 5. The organization heightens the level of information system monitoring activity whenever there is an indication of increased risk to organizational operations and assets, individuals, other organizations, or Canada based on law enforcement information, intelligence information, or other credible sources of information. 6. The organization obtains legal opinion with regard to information system monitoring activities in accordance with organizational policies, directives and standards. 7. The organization provides organization-defined information system monitoring information to organization-defined personnel or roles at an organization-defined frequency. To enhance overall security posture. 93
Canada_Federal_PBMM_3-1-2020 SI_4(1) Canada_Federal_PBMM_3-1-2020_SI_4(1) Canada Federal PBMM 3-1-2020 SI 4(1) Information System Monitoring Information System Monitoring | System-Wide Intrusion Detection System Shared The organization connects and configures individual intrusion detection tools into an information system-wide intrusion detection system. To enhance overall security posture. 93
Canada_Federal_PBMM_3-1-2020 SI_4(2) Canada_Federal_PBMM_3-1-2020_SI_4(2) Canada Federal PBMM 3-1-2020 SI 4(2) Information System Monitoring Information System Monitoring | Automated Tools for Real-Time Analysis Shared The organization employs automated tools to support near real-time analysis of events. To enhance overall security posture. 92
Canada_Federal_PBMM_3-1-2020 SI_8(1) Canada_Federal_PBMM_3-1-2020_SI_8(1) Canada Federal PBMM 3-1-2020 SI 8(1) Spam Protection Spam Protection | Central Management of Protection Mechanisms Shared The organization centrally manages spam protection mechanisms. To enhance overall security posture. 87
CIS_Azure_1.1.0 2.9 CIS_Azure_1.1.0_2.9 CIS Microsoft Azure Foundations Benchmark recommendation 2.9 2 Security Center Ensure ASC Default policy setting "Enable Next Generation Firewall(NGFW) Monitoring" is not "Disabled" Shared The customer is responsible for implementing this recommendation. Enable next generation firewall recommendations for virtual machines. link 4
CMMC_2.0_L2 AC.L2-3.1.3 CMMC_2.0_L2_AC.L2-3.1.3 404 not found n/a n/a 52
CMMC_2.0_L2 SC.L1-3.13.1 CMMC_2.0_L2_SC.L1-3.13.1 404 not found n/a n/a 56
CMMC_2.0_L2 SC.L1-3.13.5 CMMC_2.0_L2_SC.L1-3.13.5 404 not found n/a n/a 51
CMMC_2.0_L2 SC.L2-3.13.2 CMMC_2.0_L2_SC.L2-3.13.2 404 not found n/a n/a 51
CMMC_2.0_L2 SC.L2-3.13.6 CMMC_2.0_L2_SC.L2-3.13.6 404 not found n/a n/a 26
CMMC_L2_v1.9.0 SC.L1_3.13.1 CMMC_L2_v1.9.0_SC.L1_3.13.1 Cybersecurity Maturity Model Certification (CMMC) Level 2 v1.9.0 SC.L1 3.13.1 System and Communications Protection Boundary Protection Shared Monitor, control, and protect organizational communications (i.e., information transmitted or received by organizational information systems) at the external boundaries and key internal boundaries of the information systems. To protect information assets from external attacks and insider threats. 43
CMMC_L2_v1.9.0 SC.L1_3.13.5 CMMC_L2_v1.9.0_SC.L1_3.13.5 Cybersecurity Maturity Model Certification (CMMC) Level 2 v1.9.0 SC.L1 3.13.5 System and Communications Protection Public Access System Separation Shared Implement subnetworks for publicly accessible system components that are physically or logically separated from internal networks. To control access, monitor traffic, and mitigate the risk of unauthorized access or exploitation of internal resources. 43
CMMC_L3 AC.1.003 CMMC_L3_AC.1.003 CMMC L3 AC.1.003 Access Control Verify and control/limit connections to and use of external information systems. Shared Microsoft and the customer share responsibilities for implementing this requirement. External systems are systems or components of systems for which organizations typically have no direct supervision and authority over the application of security requirements and controls or the determination of the effectiveness of implemented controls on those systems. External systems include personally owned systems, components, or devices and privately-owned computing and communications devices resident in commercial or public facilities. This requirement also addresses the use of external systems for the processing, storage, or transmission of CUI, including accessing cloud services (e.g., infrastructure as a service, platform as a service, or software as a service) from organizational systems. Organizations establish terms and conditions for the use of external systems in accordance with organizational security policies and procedures. Terms and conditions address as a minimum, the types of applications that can be accessed on organizational systems from external systems. If terms and conditions with the owners of external systems cannot be established, organizations may impose restrictions on organizational personnel using those external systems. This requirement recognizes that there are circumstances where individuals using external systems (e.g., contractors, coalition partners) need to access organizational systems. In those situations, organizations need confidence that the external systems contain the necessary controls so as not to compromise, damage, or otherwise harm organizational systems. Verification that the required controls have been effectively implemented can be achieved by third-party, independent assessments, attestations, or other means, depending on the assurance or confidence level required by organizations. Note that while “external” typically refers to outside of the organization’s direct supervision and authority, that is not always the case. Regarding the protection of CUI across an organization, the organization may have systems that process CUI and others that do not. And among the systems that process CUI there are likely access restrictions for CUI that apply between systems. Therefore, from the perspective of a given system, other systems within the organization may be considered “external" to that system. link 2
CMMC_L3 AC.2.016 CMMC_L3_AC.2.016 CMMC L3 AC.2.016 Access Control Control the flow of CUI in accordance with approved authorizations. Shared Microsoft and the customer share responsibilities for implementing this requirement. Information flow control regulates where information can travel within a system and between systems (versus who can access the information) and without explicit regard to subsequent accesses to that information. Flow control restrictions include the following: keeping exportcontrolled information from being transmitted in the clear to the Internet; blocking outside traffic that claims to be from within the organization; restricting requests to the Internet that are not from the internal web proxy server; and limiting information transfers between organizations based on data structures and content. Organizations commonly use information flow control policies and enforcement mechanisms to control the flow of information between designated sources and destinations (e.g., networks, individuals, and devices) within systems and between interconnected systems. Flow control is based on characteristics of the information or the information path. Enforcement occurs in boundary protection devices (e.g., gateways, routers, guards, encrypted tunnels, firewalls) that employ rule sets or establish configuration settings that restrict system services, provide a packetfiltering capability based on header information, or message-filtering capability based on message content (e.g., implementing key word searches or using document characteristics). Organizations also consider the trustworthiness of filtering and inspection mechanisms (i.e., hardware, firmware, and software components) that are critical to information flow enforcement. Transferring information between systems representing different security domains with different security policies introduces risk that such transfers violate one or more domain security policies. In such situations, information owners or stewards provide guidance at designated policy enforcement points between interconnected systems. Organizations consider mandating specific architectural solutions when required to enforce specific security policies. Enforcement includes: prohibiting information transfers between interconnected systems (i.e., allowing access only); employing hardware mechanisms to enforce one-way information flows; and implementing trustworthy regrading mechanisms to reassign security attributes and security labels. link 16
CMMC_L3 CM.3.068 CMMC_L3_CM.3.068 CMMC L3 CM.3.068 Configuration Management Restrict, disable, or prevent the use of nonessential programs, functions, ports, protocols, and services. Shared Microsoft and the customer share responsibilities for implementing this requirement. Restricting the use of nonessential software (programs) includes restricting the roles allowed to approve program execution; prohibiting auto-execute; program blacklisting and whitelisting; or restricting the number of program instances executed at the same time. The organization makes a security-based determination which functions, ports, protocols, and/or services are restricted. Bluetooth, File Transfer Protocol (FTP), and peer-to-peer networking are examples of protocols organizations consider preventing the use of, restricting, or disabling. link 21
CMMC_L3 SC.1.175 CMMC_L3_SC.1.175 CMMC L3 SC.1.175 System and Communications Protection Monitor, control, and protect communications (i.e., information transmitted or received by organizational systems) at the external boundaries and key internal boundaries of organizational systems. Shared Microsoft and the customer share responsibilities for implementing this requirement. Communications can be monitored, controlled, and protected at boundary components and by restricting or prohibiting interfaces in organizational systems. Boundary components include gateways, routers, firewalls, guards, network-based malicious code analysis and virtualization systems, or encrypted tunnels implemented within a system security architecture (e.g., routers protecting firewalls or application gateways residing on protected subnetworks). Restricting or prohibiting interfaces in organizational systems includes restricting external web communications traffic to designated web servers within managed interfaces and prohibiting external traffic that appears to be spoofing internal addresses. Organizations consider the shared nature of commercial telecommunications services in the implementation of security requirements associated with the use of such services. Commercial telecommunications services are commonly based on network components and consolidated management systems shared by all attached commercial customers and may also include third party-provided access lines and other service elements. Such transmission services may represent sources of increased risk despite contract security provisions. link 30
CMMC_L3 SC.1.176 CMMC_L3_SC.1.176 CMMC L3 SC.1.176 System and Communications Protection Implement subnetworks for publicly accessible system components that are physically or logically separated from internal networks. Shared Microsoft and the customer share responsibilities for implementing this requirement. Subnetworks that are physically or logically separated from internal networks are referred to as demilitarized zones (DMZs). DMZs are typically implemented with boundary control devices and techniques that include routers, gateways, firewalls, virtualization, or cloud-based technologies. link 4
CMMC_L3 SC.3.183 CMMC_L3_SC.3.183 CMMC L3 SC.3.183 System and Communications Protection Deny network communications traffic by default and allow network communications traffic by exception (i.e., deny all, permit by exception). Shared Microsoft and the customer share responsibilities for implementing this requirement. This requirement applies to inbound and outbound network communications traffic at the system boundary and at identified points within the system. A deny-all, permit-by-exception network communications traffic policy ensures that only those connections which are essential and approved are allowed. link 30
CSA_v4.0.12 DSP_05 CSA_v4.0.12_DSP_05 CSA Cloud Controls Matrix v4.0.12 DSP 05 Data Security and Privacy Lifecycle Management Data Flow Documentation Shared n/a Create data flow documentation to identify what data is processed, stored or transmitted where. Review data flow documentation at defined intervals, at least annually, and after any change. 57
CSA_v4.0.12 DSP_10 CSA_v4.0.12_DSP_10 CSA Cloud Controls Matrix v4.0.12 DSP 10 Data Security and Privacy Lifecycle Management Sensitive Data Transfer Shared n/a Define, implement and evaluate processes, procedures and technical measures that ensure any transfer of personal or sensitive data is protected from unauthorized access and only processed within scope as permitted by the respective laws and regulations. 45
EU_2555_(NIS2)_2022 EU_2555_(NIS2)_2022_21 EU_2555_(NIS2)_2022_21 EU 2022/2555 (NIS2) 2022 21 Cybersecurity risk-management measures Shared n/a Requires essential and important entities to take appropriate measures to manage cybersecurity risks. 189
EU_GDPR_2016_679_Art. 24 EU_GDPR_2016_679_Art._24 EU General Data Protection Regulation (GDPR) 2016/679 Art. 24 Chapter 4 - Controller and processor Responsibility of the controller Shared n/a n/a 306
EU_GDPR_2016_679_Art. 25 EU_GDPR_2016_679_Art._25 EU General Data Protection Regulation (GDPR) 2016/679 Art. 25 Chapter 4 - Controller and processor Data protection by design and by default Shared n/a n/a 306
EU_GDPR_2016_679_Art. 28 EU_GDPR_2016_679_Art._28 EU General Data Protection Regulation (GDPR) 2016/679 Art. 28 Chapter 4 - Controller and processor Processor Shared n/a n/a 306
EU_GDPR_2016_679_Art. 32 EU_GDPR_2016_679_Art._32 EU General Data Protection Regulation (GDPR) 2016/679 Art. 32 Chapter 4 - Controller and processor Security of processing Shared n/a n/a 306
FBI_Criminal_Justice_Information_Services_v5.9.5_5 .1 FBI_Criminal_Justice_Information_Services_v5.9.5_5.1 FBI Criminal Justice Information Services (CJIS) v5.9.5 5.1 Policy and Implementation - Systems And Communications Protection Systems And Communications Protection Shared In addition, applications, services, or information systems must have the capability to ensure system integrity through the detection and protection against unauthorized changes to software and information. Examples of systems and communications safeguards range from boundary and transmission protection to securing an agency's virtualized environment. 110
FedRAMP_High_R4 AC-4 FedRAMP_High_R4_AC-4 FedRAMP High AC-4 Access Control Information Flow Enforcement Shared n/a The information system enforces approved authorizations for controlling the flow of information within the system and between interconnected systems based on [Assignment: organization-defined information flow control policies]. Supplemental Guidance: Information flow control regulates where information is allowed to travel within an information system and between information systems (as opposed to who is allowed to access the information) and without explicit regard to subsequent accesses to that information. Flow control restrictions include, for example, keeping export-controlled information from being transmitted in the clear to the Internet, blocking outside traffic that claims to be from within the organization, restricting web requests to the Internet that are not from the internal web proxy server, and limiting information transfers between organizations based on data structures and content. Transferring information between information systems representing different security domains with different security policies introduces risk that such transfers violate one or more domain security policies. In such situations, information owners/stewards provide guidance at designated policy enforcement points between interconnected systems. Organizations consider mandating specific architectural solutions when required to enforce specific security policies. Enforcement includes, for example: (i) prohibiting information transfers between interconnected systems (i.e., allowing access only); (ii) employing hardware mechanisms to enforce one-way information flows; and (iii) implementing trustworthy regarding mechanisms to reassign security attributes and security labels. Organizations commonly employ information flow control policies and enforcement mechanisms to control the flow of information between designated sources and destinations (e.g., networks, individuals, and devices) within information systems and between interconnected systems. Flow control is based on the characteristics of the information and/or the information path. Enforcement occurs, for example, in boundary protection devices (e.g., gateways, routers, guards, encrypted tunnels, firewalls) that employ rule sets or establish configuration settings that restrict information system services, provide a packet-filtering capability based on header information, or message- filtering capability based on message content (e.g., implementing key word searches or using document characteristics). Organizations also consider the trustworthiness of filtering/inspection mechanisms (i.e., hardware, firmware, and software components) that are critical to information flow enforcement. Control enhancements 3 through 22 primarily address cross-domain solution needs which focus on more advanced filtering techniques, in-depth analysis, and stronger flow enforcement mechanisms implemented in cross-domain products, for example, high-assurance guards. Such capabilities are generally not available in commercial off-the-shelf information technology products. Related controls: AC-3, AC-17, AC-19, AC-21, CM-6, CM-7, SA-8, SC-2, SC-5, SC-7, SC-18. References: None. link 52
FedRAMP_High_R4 SC-7 FedRAMP_High_R4_SC-7 FedRAMP High SC-7 System And Communications Protection Boundary Protection Shared n/a The information system: a. Monitors and controls communications at the external boundary of the system and at key internal boundaries within the system; b. Implements subnetworks for publicly accessible system components that are [Selection: physically; logically] separated from internal organizational networks; and c. Connects to external networks or information systems only through managed interfaces consisting of boundary protection devices arranged in accordance with an organizational security architecture. Supplemental Guidance: Managed interfaces include, for example, gateways, routers, firewalls, guards, network-based malicious code analysis and virtualization systems, or encrypted tunnels implemented within a security architecture (e.g., routers protecting firewalls or application gateways residing on protected subnetworks). Subnetworks that are physically or logically separated from internal networks are referred to as demilitarized zones or DMZs. Restricting or prohibiting interfaces within organizational information systems includes, for example, restricting external web traffic to designated web servers within managed interfaces and prohibiting external traffic that appears to be spoofing internal addresses. Organizations consider the shared nature of commercial telecommunications services in the implementation of security controls associated with the use of such services. Commercial telecommunications services are commonly based on network components and consolidated management systems shared by all attached commercial customers, and may also include third party-provided access lines and other service elements. Such transmission services may represent sources of increased risk despite contract security provisions. Related controls: AC-4, AC-17, CA-3, CM-7, CP-8, IR-4, RA-3, SC-5, SC-13. References: FIPS Publication 199; NIST Special Publications 800-41, 800-77. link 52
FedRAMP_High_R4 SC-7(3) FedRAMP_High_R4_SC-7(3) FedRAMP High SC-7 (3) System And Communications Protection Access Points Shared n/a The organization limits the number of external network connections to the information system. Supplemental Guidance: Limiting the number of external network connections facilitates more comprehensive monitoring of inbound and outbound communications traffic. The Trusted Internet Connection (TIC) initiative is an example of limiting the number of external network connections. link 51
FedRAMP_Moderate_R4 AC-4 FedRAMP_Moderate_R4_AC-4 FedRAMP Moderate AC-4 Access Control Information Flow Enforcement Shared n/a The information system enforces approved authorizations for controlling the flow of information within the system and between interconnected systems based on [Assignment: organization-defined information flow control policies]. Supplemental Guidance: Information flow control regulates where information is allowed to travel within an information system and between information systems (as opposed to who is allowed to access the information) and without explicit regard to subsequent accesses to that information. Flow control restrictions include, for example, keeping export-controlled information from being transmitted in the clear to the Internet, blocking outside traffic that claims to be from within the organization, restricting web requests to the Internet that are not from the internal web proxy server, and limiting information transfers between organizations based on data structures and content. Transferring information between information systems representing different security domains with different security policies introduces risk that such transfers violate one or more domain security policies. In such situations, information owners/stewards provide guidance at designated policy enforcement points between interconnected systems. Organizations consider mandating specific architectural solutions when required to enforce specific security policies. Enforcement includes, for example: (i) prohibiting information transfers between interconnected systems (i.e., allowing access only); (ii) employing hardware mechanisms to enforce one-way information flows; and (iii) implementing trustworthy regarding mechanisms to reassign security attributes and security labels. Organizations commonly employ information flow control policies and enforcement mechanisms to control the flow of information between designated sources and destinations (e.g., networks, individuals, and devices) within information systems and between interconnected systems. Flow control is based on the characteristics of the information and/or the information path. Enforcement occurs, for example, in boundary protection devices (e.g., gateways, routers, guards, encrypted tunnels, firewalls) that employ rule sets or establish configuration settings that restrict information system services, provide a packet-filtering capability based on header information, or message- filtering capability based on message content (e.g., implementing key word searches or using document characteristics). Organizations also consider the trustworthiness of filtering/inspection mechanisms (i.e., hardware, firmware, and software components) that are critical to information flow enforcement. Control enhancements 3 through 22 primarily address cross-domain solution needs which focus on more advanced filtering techniques, in-depth analysis, and stronger flow enforcement mechanisms implemented in cross-domain products, for example, high-assurance guards. Such capabilities are generally not available in commercial off-the-shelf information technology products. Related controls: AC-3, AC-17, AC-19, AC-21, CM-6, CM-7, SA-8, SC-2, SC-5, SC-7, SC-18. References: None. link 52
FedRAMP_Moderate_R4 SC-7 FedRAMP_Moderate_R4_SC-7 FedRAMP Moderate SC-7 System And Communications Protection Boundary Protection Shared n/a The information system: a. Monitors and controls communications at the external boundary of the system and at key internal boundaries within the system; b. Implements subnetworks for publicly accessible system components that are [Selection: physically; logically] separated from internal organizational networks; and c. Connects to external networks or information systems only through managed interfaces consisting of boundary protection devices arranged in accordance with an organizational security architecture. Supplemental Guidance: Managed interfaces include, for example, gateways, routers, firewalls, guards, network-based malicious code analysis and virtualization systems, or encrypted tunnels implemented within a security architecture (e.g., routers protecting firewalls or application gateways residing on protected subnetworks). Subnetworks that are physically or logically separated from internal networks are referred to as demilitarized zones or DMZs. Restricting or prohibiting interfaces within organizational information systems includes, for example, restricting external web traffic to designated web servers within managed interfaces and prohibiting external traffic that appears to be spoofing internal addresses. Organizations consider the shared nature of commercial telecommunications services in the implementation of security controls associated with the use of such services. Commercial telecommunications services are commonly based on network components and consolidated management systems shared by all attached commercial customers, and may also include third party-provided access lines and other service elements. Such transmission services may represent sources of increased risk despite contract security provisions. Related controls: AC-4, AC-17, CA-3, CM-7, CP-8, IR-4, RA-3, SC-5, SC-13. References: FIPS Publication 199; NIST Special Publications 800-41, 800-77. link 52
FedRAMP_Moderate_R4 SC-7(3) FedRAMP_Moderate_R4_SC-7(3) FedRAMP Moderate SC-7 (3) System And Communications Protection Access Points Shared n/a The organization limits the number of external network connections to the information system. Supplemental Guidance: Limiting the number of external network connections facilitates more comprehensive monitoring of inbound and outbound communications traffic. The Trusted Internet Connection (TIC) initiative is an example of limiting the number of external network connections. link 51
FFIEC_CAT_2017 3.1.1 FFIEC_CAT_2017_3.1.1 FFIEC CAT 2017 3.1.1 Cybersecurity Controls Infrastructure Management Shared n/a - Network perimeter defense tools (e.g., border router and firewall) are used. - Systems that are accessed from the Internet or by external parties are protected by firewalls or other similar devices. - All ports are monitored. - Up to date antivirus and anti-malware tools are used. - Systems configurations (for servers, desktops, routers, etc.) follow industry standards and are enforced. - Ports, functions, protocols and services are prohibited if no longer needed for business purposes. - Access to make changes to systems configurations (including virtual machines and hypervisors) is controlled and monitored. - Programs that can override system, object, network, virtual machine, and application controls are restricted. - System sessions are locked after a pre-defined period of inactivity and are terminated after pre-defined conditions are met. - Wireless network environments require security settings with strong encryption for authentication and transmission. (*N/A if there are no wireless networks.) 71
FFIEC_CAT_2017 4.1.1 FFIEC_CAT_2017_4.1.1 FFIEC CAT 2017 4.1.1 External Dependency Management Connections Shared n/a - The critical business processes that are dependent on external connectivity have been identified. - The institution ensures that third-party connections are authorized. - A network diagram is in place and identifies all external connections. - Data flow diagrams are in place and document information flow to external parties. 43
hipaa 0805.01m1Organizational.12-01.m hipaa-0805.01m1Organizational.12-01.m 0805.01m1Organizational.12-01.m 08 Network Protection 0805.01m1Organizational.12-01.m 01.04 Network Access Control Shared n/a The organization's security gateways (e.g., firewalls) (i) enforce security policies; (ii) are configured to filter traffic between domains; (iii) block unauthorized access; (iv) are used to maintain segregation between internal wired, internal wireless, and external network segments (e.g., the Internet), including DMZs; and, (vi) enforce access control policies for each of the domains. 12
hipaa 0806.01m2Organizational.12356-01.m hipaa-0806.01m2Organizational.12356-01.m 0806.01m2Organizational.12356-01.m 08 Network Protection 0806.01m2Organizational.12356-01.m 01.04 Network Access Control Shared n/a The organization’s network is logically and physically segmented with a defined security perimeter and a graduated set of controls, including subnetworks for publicly accessible system components that are logically separated from the internal network, based on organizational requirements; traffic is controlled based on functionality required and classification of the data/systems based on a risk assessment and their respective security requirements. 13
hipaa 0809.01n2Organizational.1234-01.n hipaa-0809.01n2Organizational.1234-01.n 0809.01n2Organizational.1234-01.n 08 Network Protection 0809.01n2Organizational.1234-01.n 01.04 Network Access Control Shared n/a Network traffic is controlled in accordance with the organization’s access control policy through firewall and other network-related restrictions for each network access point or external telecommunication service's managed interface. 17
hipaa 0810.01n2Organizational.5-01.n hipaa-0810.01n2Organizational.5-01.n 0810.01n2Organizational.5-01.n 08 Network Protection 0810.01n2Organizational.5-01.n 01.04 Network Access Control Shared n/a Transmitted information is secured and, at a minimum, encrypted over open, public networks. 16
hipaa 0811.01n2Organizational.6-01.n hipaa-0811.01n2Organizational.6-01.n 0811.01n2Organizational.6-01.n 08 Network Protection 0811.01n2Organizational.6-01.n 01.04 Network Access Control Shared n/a Exceptions to the traffic flow policy are documented with a supporting mission/business need, duration of the exception, and reviewed at least annually; traffic flow policy exceptions are removed when no longer supported by an explicit mission/business need. 23
hipaa 0812.01n2Organizational.8-01.n hipaa-0812.01n2Organizational.8-01.n 0812.01n2Organizational.8-01.n 08 Network Protection 0812.01n2Organizational.8-01.n 01.04 Network Access Control Shared n/a Remote devices establishing a non-remote connection are not allowed to communicate with external (remote) resources. 12
hipaa 0814.01n1Organizational.12-01.n hipaa-0814.01n1Organizational.12-01.n 0814.01n1Organizational.12-01.n 08 Network Protection 0814.01n1Organizational.12-01.n 01.04 Network Access Control Shared n/a The ability of users to connect to the internal network is restricted using a deny-by-default and allow-by-exception policy at managed interfaces according to the access control policy and the requirements of its business applications. 11
hipaa 0894.01m2Organizational.7-01.m hipaa-0894.01m2Organizational.7-01.m 0894.01m2Organizational.7-01.m 08 Network Protection 0894.01m2Organizational.7-01.m 01.04 Network Access Control Shared n/a Networks are segregated from production-level networks when migrating physical servers, applications, or data to virtualized servers. 19
HITRUST_CSF_v11.3 01.m HITRUST_CSF_v11.3_01.m HITRUST CSF v11.3 01.m Network Access Control Ensure segregation in networks. Shared Security gateways, internal network perimeters, wireless network segregation, firewalls, and logical network domains with controlled data flows to be implemented to enhance network security. Groups of information services, users, and information systems should be segregated on networks. 48
HITRUST_CSF_v11.3 01.n HITRUST_CSF_v11.3_01.n HITRUST CSF v11.3 01.n Network Access Control Prevent unauthorised access to shared networks. Shared Default deny policy at managed interfaces, restricted user connections through network gateways, comprehensive access controls, time-based restrictions, and encryption of sensitive information transmitted over public networks for is to be implemented for enhanced security. For shared networks, especially those extending across the organization’s boundaries, the capability of users to connect to the network shall be restricted, in line with the access control policy and requirements of the business applications. 55
K_ISMS_P_2018 2.10.1 K_ISMS_P_2018_2.10.1 K ISMS P 2018 2.10.1 2.10 Establish Procedures for Managing the Security of System Operations Shared n/a Establish and implement operating procedures for managing the security of system operations such as designating system administrators, updating policies, changing rulesets, monitoring events, managing policy implementations or exceptions. 408
K_ISMS_P_2018 2.10.2 K_ISMS_P_2018_2.10.2 K ISMS P 2018 2.10.2 2.10 Establish Protective Measures for Administrator Privileges and Security Configurations Shared n/a Establish and implement protective measures with regard to administrator privileges and security configurations to ensure that important information and personal information are not exposed as a result of unauthorized access by service type or misconfigurations. 385
K_ISMS_P_2018 2.10.3 K_ISMS_P_2018_2.10.3 K ISMS P 2018 2.10.3 2.10 Establish Protective Measures for Segregating Exposed External Servers from Internal Networks Shared n/a Establish and implement protective measures to segregate exposed external servers from internal networks such as inspect vulnerabilities, access controls, authentication procedures, information collection procedures, storage procedures, and disclosure procedures. 8
K_ISMS_P_2018 2.10.6 K_ISMS_P_2018_2.10.6 K ISMS P 2018 2.10.6 2.10 Establish Access Control Measures for PCs and Mobile Devices Shared n/a Establish access control measures such as device authentication, approval, security settings, and access scope when connecting PCs or mobile devices to the network for business purposes. Access control measures must be periodically reviewed. 3
K_ISMS_P_2018 2.6.6 K_ISMS_P_2018_2.6.6 K ISMS P 2018 2.6.6 2.6 Prohibit Information Use and Processing Outside of Protected Areas Shared n/a Prohibit the use of information systems and the processing of personal information outside protected areas. If remote access is permitted, establish and implement appropriate protective measures. 55
New_Zealand_ISM 18.1.13.C.02 New_Zealand_ISM_18.1.13.C.02 New_Zealand_ISM_18.1.13.C.02 18. Network security 18.1.13.C.02 Limiting network access n/a Agencies SHOULD implement network access controls on all networks. 19
NIS2 PV._Posture_and_Vulnerability_Management_5 NIS2_PV._Posture_and_Vulnerability_Management_5 NIS2_PV._Posture_and_Vulnerability_Management_5 PV. Posture and Vulnerability Management Security in network and information systems acquisition, development and maintenance, including vulnerability handling and disclosure n/a missing value 47
NIST_SP_800-171_R2_3 .1.3 NIST_SP_800-171_R2_3.1.3 NIST SP 800-171 R2 3.1.3 Access Control Control the flow of CUI in accordance with approved authorizations. Shared Microsoft and the customer share responsibilities for implementing this requirement. Information flow control regulates where information can travel within a system and between systems (versus who can access the information) and without explicit regard to subsequent accesses to that information. Flow control restrictions include the following: keeping export-controlled information from being transmitted in the clear to the Internet; blocking outside traffic that claims to be from within the organization; restricting requests to the Internet that are not from the internal web proxy server; and limiting information transfers between organizations based on data structures and content. Organizations commonly use information flow control policies and enforcement mechanisms to control the flow of information between designated sources and destinations (e.g., networks, individuals, and devices) within systems and between interconnected systems. Flow control is based on characteristics of the information or the information path. Enforcement occurs in boundary protection devices (e.g., gateways, routers, guards, encrypted tunnels, firewalls) that employ rule sets or establish configuration settings that restrict system services, provide a packet-filtering capability based on header information, or message-filtering capability based on message content (e.g., implementing key word searches or using document characteristics). Organizations also consider the trustworthiness of filtering and inspection mechanisms (i.e., hardware, firmware, and software components) that are critical to information flow enforcement. Transferring information between systems representing different security domains with different security policies introduces risk that such transfers violate one or more domain security policies. In such situations, information owners or stewards provide guidance at designated policy enforcement points between interconnected systems. Organizations consider mandating specific architectural solutions when required to enforce specific security policies. Enforcement includes: prohibiting information transfers between interconnected systems (i.e., allowing access only); employing hardware mechanisms to enforce one-way information flows; and implementing trustworthy regrading mechanisms to reassign security attributes and security labels. link 56
NIST_SP_800-171_R2_3 .13.1 NIST_SP_800-171_R2_3.13.1 NIST SP 800-171 R2 3.13.1 System and Communications Protection Monitor, control, and protect communications (i.e., information transmitted or received by organizational systems) at the external boundaries and key internal boundaries of organizational systems. Shared Microsoft and the customer share responsibilities for implementing this requirement. Communications can be monitored, controlled, and protected at boundary components and by restricting or prohibiting interfaces in organizational systems. Boundary components include gateways, routers, firewalls, guards, network-based malicious code analysis and virtualization systems, or encrypted tunnels implemented within a system security architecture (e.g., routers protecting firewalls or application gateways residing on protected subnetworks). Restricting or prohibiting interfaces in organizational systems includes restricting external web communications traffic to designated web servers within managed interfaces and prohibiting external traffic that appears to be spoofing internal addresses. Organizations consider the shared nature of commercial telecommunications services in the implementation of security requirements associated with the use of such services. Commercial telecommunications services are commonly based on network components and consolidated management systems shared by all attached commercial customers and may also include third party-provided access lines and other service elements. Such transmission services may represent sources of increased risk despite contract security provisions. [SP 800-41] provides guidance on firewalls and firewall policy. [SP 800-125B] provides guidance on security for virtualization technologies. [28] There is no prescribed format or specified level of detail for system security plans. However, organizations ensure that the required information in 3.12.4 is conveyed in those plans. link 51
NIST_SP_800-171_R2_3 .13.2 NIST_SP_800-171_R2_3.13.2 NIST SP 800-171 R2 3.13.2 System and Communications Protection Employ architectural designs, software development techniques, and systems engineering principles that promote effective information security within organizational systems. Shared Microsoft and the customer share responsibilities for implementing this requirement. Organizations apply systems security engineering principles to new development systems or systems undergoing major upgrades. For legacy systems, organizations apply systems security engineering principles to system upgrades and modifications to the extent feasible, given the current state of hardware, software, and firmware components within those systems. The application of systems security engineering concepts and principles helps to develop trustworthy, secure, and resilient systems and system components and reduce the susceptibility of organizations to disruptions, hazards, and threats. Examples of these concepts and principles include developing layered protections; establishing security policies, architecture, and controls as the foundation for design; incorporating security requirements into the system development life cycle; delineating physical and logical security boundaries; ensuring that developers are trained on how to build secure software; and performing threat modeling to identify use cases, threat agents, attack vectors and patterns, design patterns, and compensating controls needed to mitigate risk. Organizations that apply security engineering concepts and principles can facilitate the development of trustworthy, secure systems, system components, and system services; reduce risk to acceptable levels; and make informed risk-management decisions. [SP 800-160-1] provides guidance on systems security engineering. link 51
NIST_SP_800-171_R2_3 .13.5 NIST_SP_800-171_R2_3.13.5 NIST SP 800-171 R2 3.13.5 System and Communications Protection Implement subnetworks for publicly accessible system components that are physically or logically separated from internal networks. Shared Microsoft and the customer share responsibilities for implementing this requirement. Subnetworks that are physically or logically separated from internal networks are referred to as demilitarized zones (DMZs). DMZs are typically implemented with boundary control devices and techniques that include routers, gateways, firewalls, virtualization, or cloud-based technologies. [SP 800-41] provides guidance on firewalls and firewall policy. [SP 800-125B] provides guidance on security for virtualization technologies link 51
NIST_SP_800-171_R2_3 .13.6 NIST_SP_800-171_R2_3.13.6 NIST SP 800-171 R2 3.13.6 System and Communications Protection Deny network communications traffic by default and allow network communications traffic by exception (i.e., deny all, permit by exception). Shared Microsoft and the customer share responsibilities for implementing this requirement. This requirement applies to inbound and outbound network communications traffic at the system boundary and at identified points within the system. A deny-all, permit-by-exception network communications traffic policy ensures that only those connections which are essential and approved are allowed. link 22
NIST_SP_800-171_R3_3 .13.1 NIST_SP_800-171_R3_3.13.1 NIST 800-171 R3 3.13.1 System and Communications Protection Control Boundary Protection Shared Managed interfaces include gateways, routers, firewalls, network-based malicious code analysis, virtualization systems, and encrypted tunnels implemented within a security architecture. Subnetworks that are either physically or logically separated from internal networks are referred to as demilitarized zones or DMZs. Restricting or prohibiting interfaces within organizational systems includes restricting external web traffic to designated web servers within managed interfaces, prohibiting external traffic that appears to be spoofing internal addresses, and prohibiting internal traffic that appears to be spoofing external addresses. a. Monitor and control communications at the external managed interfaces to the system and at key internal managed interfaces within the system. b. Implement subnetworks for publicly accessible system components that are physically or logically separated from internal networks. c. Connect to external systems only through managed interfaces consisting of boundary protection devices arranged in accordance with an organizational security architecture. 43
NIST_SP_800-53_R4 AC-4 NIST_SP_800-53_R4_AC-4 NIST SP 800-53 Rev. 4 AC-4 Access Control Information Flow Enforcement Shared n/a The information system enforces approved authorizations for controlling the flow of information within the system and between interconnected systems based on [Assignment: organization-defined information flow control policies]. Supplemental Guidance: Information flow control regulates where information is allowed to travel within an information system and between information systems (as opposed to who is allowed to access the information) and without explicit regard to subsequent accesses to that information. Flow control restrictions include, for example, keeping export-controlled information from being transmitted in the clear to the Internet, blocking outside traffic that claims to be from within the organization, restricting web requests to the Internet that are not from the internal web proxy server, and limiting information transfers between organizations based on data structures and content. Transferring information between information systems representing different security domains with different security policies introduces risk that such transfers violate one or more domain security policies. In such situations, information owners/stewards provide guidance at designated policy enforcement points between interconnected systems. Organizations consider mandating specific architectural solutions when required to enforce specific security policies. Enforcement includes, for example: (i) prohibiting information transfers between interconnected systems (i.e., allowing access only); (ii) employing hardware mechanisms to enforce one-way information flows; and (iii) implementing trustworthy regarding mechanisms to reassign security attributes and security labels. Organizations commonly employ information flow control policies and enforcement mechanisms to control the flow of information between designated sources and destinations (e.g., networks, individuals, and devices) within information systems and between interconnected systems. Flow control is based on the characteristics of the information and/or the information path. Enforcement occurs, for example, in boundary protection devices (e.g., gateways, routers, guards, encrypted tunnels, firewalls) that employ rule sets or establish configuration settings that restrict information system services, provide a packet-filtering capability based on header information, or message- filtering capability based on message content (e.g., implementing key word searches or using document characteristics). Organizations also consider the trustworthiness of filtering/inspection mechanisms (i.e., hardware, firmware, and software components) that are critical to information flow enforcement. Control enhancements 3 through 22 primarily address cross-domain solution needs which focus on more advanced filtering techniques, in-depth analysis, and stronger flow enforcement mechanisms implemented in cross-domain products, for example, high-assurance guards. Such capabilities are generally not available in commercial off-the-shelf information technology products. Related controls: AC-3, AC-17, AC-19, AC-21, CM-6, CM-7, SA-8, SC-2, SC-5, SC-7, SC-18. References: None. link 52
NIST_SP_800-53_R4 SC-7 NIST_SP_800-53_R4_SC-7 NIST SP 800-53 Rev. 4 SC-7 System And Communications Protection Boundary Protection Shared n/a The information system: a. Monitors and controls communications at the external boundary of the system and at key internal boundaries within the system; b. Implements subnetworks for publicly accessible system components that are [Selection: physically; logically] separated from internal organizational networks; and c. Connects to external networks or information systems only through managed interfaces consisting of boundary protection devices arranged in accordance with an organizational security architecture. Supplemental Guidance: Managed interfaces include, for example, gateways, routers, firewalls, guards, network-based malicious code analysis and virtualization systems, or encrypted tunnels implemented within a security architecture (e.g., routers protecting firewalls or application gateways residing on protected subnetworks). Subnetworks that are physically or logically separated from internal networks are referred to as demilitarized zones or DMZs. Restricting or prohibiting interfaces within organizational information systems includes, for example, restricting external web traffic to designated web servers within managed interfaces and prohibiting external traffic that appears to be spoofing internal addresses. Organizations consider the shared nature of commercial telecommunications services in the implementation of security controls associated with the use of such services. Commercial telecommunications services are commonly based on network components and consolidated management systems shared by all attached commercial customers, and may also include third party-provided access lines and other service elements. Such transmission services may represent sources of increased risk despite contract security provisions. Related controls: AC-4, AC-17, CA-3, CM-7, CP-8, IR-4, RA-3, SC-5, SC-13. References: FIPS Publication 199; NIST Special Publications 800-41, 800-77. link 52
NIST_SP_800-53_R4 SC-7(3) NIST_SP_800-53_R4_SC-7(3) NIST SP 800-53 Rev. 4 SC-7 (3) System And Communications Protection Access Points Shared n/a The organization limits the number of external network connections to the information system. Supplemental Guidance: Limiting the number of external network connections facilitates more comprehensive monitoring of inbound and outbound communications traffic. The Trusted Internet Connection (TIC) initiative is an example of limiting the number of external network connections. link 51
NIST_SP_800-53_R5.1.1 SC.7 NIST_SP_800-53_R5.1.1_SC.7 NIST SP 800-53 R5.1.1 SC.7 System and Communications Protection Boundary Protection Shared a. Monitor and control communications at the external managed interfaces to the system and at key internal managed interfaces within the system; b. Implement subnetworks for publicly accessible system components that are [Selection: physically; logically] separated from internal organizational networks; and c. Connect to external networks or systems only through managed interfaces consisting of boundary protection devices arranged in accordance with an organizational security and privacy architecture. Managed interfaces include gateways, routers, firewalls, guards, network-based malicious code analysis, virtualization systems, or encrypted tunnels implemented within a security architecture. Subnetworks that are physically or logically separated from internal networks are referred to as demilitarized zones or DMZs. Restricting or prohibiting interfaces within organizational systems includes restricting external web traffic to designated web servers within managed interfaces, prohibiting external traffic that appears to be spoofing internal addresses, and prohibiting internal traffic that appears to be spoofing external addresses. Commercial telecommunications services are provided by network components and consolidated management systems shared by customers. These services may also include third party-provided access lines and other service elements. Such services may represent sources of increased risk despite contract security provisions. Boundary protection may be implemented as a common control for all or part of an organizational network such that the boundary to be protected is greater than a system-specific boundary (i.e., an authorization boundary). 43
NIST_SP_800-53_R5 AC-4 NIST_SP_800-53_R5_AC-4 NIST SP 800-53 Rev. 5 AC-4 Access Control Information Flow Enforcement Shared n/a Enforce approved authorizations for controlling the flow of information within the system and between connected systems based on [Assignment: organization-defined information flow control policies]. link 52
NIST_SP_800-53_R5 SC-7 NIST_SP_800-53_R5_SC-7 NIST SP 800-53 Rev. 5 SC-7 System and Communications Protection Boundary Protection Shared n/a a. Monitor and control communications at the external managed interfaces to the system and at key internal managed interfaces within the system; b. Implement subnetworks for publicly accessible system components that are [Selection: physically;logically] separated from internal organizational networks; and c. Connect to external networks or systems only through managed interfaces consisting of boundary protection devices arranged in accordance with an organizational security and privacy architecture. link 52
NIST_SP_800-53_R5 SC-7(3) NIST_SP_800-53_R5_SC-7(3) NIST SP 800-53 Rev. 5 SC-7 (3) System and Communications Protection Access Points Shared n/a Limit the number of external network connections to the system. link 51
NZ_ISM_v3.5 GS-2 NZ_ISM_v3.5_GS-2 NZISM Security Benchmark GS-2 Gateway security 19.1.11 Using Gateways Customer n/a Physically locating all gateway components inside a secure server room will reduce the risk of unauthorised access to the device(s). The system owner of the higher security domain of connected security domains would be most familiar with the controls required to protect the more sensitive information and as such is best placed to manage any shared components of gateways. In some cases where multiple security domains from different agencies are connected to a gateway, it may be more appropriate to have a qualified third party manage the gateway on behalf of all connected agencies. Gateway components may also reside in a virtual environment ??? refer to Section 22.2 ??? Virtualisation and Section 22.3 ??? Virtual Local Area Networks link 10
NZISM_Security_Benchmark_v1.1 GS-2 NZISM_Security_Benchmark_v1.1_GS-2 NZISM Security Benchmark GS-2 Gateway security 19.1.11 Using Gateways Customer Agencies MUST ensure that: all agency networks are protected from networks in other security domains by one or more gateways; all gateways contain mechanisms to filter or limit data flow at the network and content level to only the information necessary for business purposes; and all gateway components, discrete and virtual, are physically located within an appropriately secured server room. Physically locating all gateway components inside a secure server room will reduce the risk of unauthorised access to the device(s). The system owner of the higher security domain of connected security domains would be most familiar with the controls required to protect the more sensitive information and as such is best placed to manage any shared components of gateways. In some cases where multiple security domains from different agencies are connected to a gateway, it may be more appropriate to have a qualified third party manage the gateway on behalf of all connected agencies. Gateway components may also reside in a virtual environment – refer to Section 22.2 – Virtualisation and Section 22.3 – Virtual Local Area Networks link 8
NZISM_v3.7 14.3.10.C.01. NZISM_v3.7_14.3.10.C.01. NZISM v3.7 14.3.10.C.01. Web Applications 14.3.10.C.01. - maintain control over network traffic and reduces the likelihood of exposure to malicious content or activities. Shared n/a Agencies SHOULD implement allow listing for all HTTP traffic being communicated through their gateways. 24
NZISM_v3.7 14.3.10.C.02. NZISM_v3.7_14.3.10.C.02. NZISM v3.7 14.3.10.C.02. Web Applications 14.3.10.C.02. - maintain control over network traffic and reduces the likelihood of exposure to malicious content or activities. Shared n/a Agencies using an allow list on their gateways to specify the external addresses, to which encrypted connections are permitted, SHOULD specify allow list addresses by domain name or IP address. 23
NZISM_v3.7 14.3.10.C.03. NZISM_v3.7_14.3.10.C.03. NZISM v3.7 14.3.10.C.03. Web Applications 14.3.10.C.03. - maintain control over network traffic and reduces the likelihood of exposure to malicious content or activities. Shared n/a If agencies do not allow list websites they SHOULD deny list websites to prevent access to known malicious websites. 22
NZISM_v3.7 14.3.10.C.04. NZISM_v3.7_14.3.10.C.04. NZISM v3.7 14.3.10.C.04. Web Applications 14.3.10.C.04. - maintain control over network traffic and reduces the likelihood of exposure to malicious content or activities. Shared n/a Agencies deny listing websites SHOULD update the deny list on a frequent basis to ensure that it remains effective. 22
NZISM_v3.7 17.8.10.C.02. NZISM_v3.7_17.8.10.C.02. NZISM v3.7 17.8.10.C.02. Internet Protocol Security (IPSec) 17.8.10.C.02. - enhance overall cybersecurity posture. Shared n/a Agencies choosing to use transport mode SHOULD additionally use an IP tunnel for IPSec connections. 35
NZISM_v3.7 19.1.10.C.01. NZISM_v3.7_19.1.10.C.01. NZISM v3.7 19.1.10.C.01. Gateways 19.1.10.C.01. - ensure that the security requirements are consistently upheld throughout the network hierarchy, from the lowest to the highest networks. Shared n/a When agencies have cascaded connections between networks involving multiple gateways they MUST ensure that the assurance levels specified for network devices between the overall lowest and highest networks are met by the gateway between the highest network and the next highest network within the cascaded connection. 46
NZISM_v3.7 19.1.11.C.01. NZISM_v3.7_19.1.11.C.01. NZISM v3.7 19.1.11.C.01. Gateways 19.1.11.C.01. - ensure network protection through gateway mechanisms. Shared n/a Agencies MUST ensure that: 1. all agency networks are protected from networks in other security domains by one or more gateways; 2. all gateways contain mechanisms to filter or limit data flow at the network and content level to only the information necessary for business purposes; and 3. all gateway components, discrete and virtual, are physically located within an appropriately secured server room. 45
NZISM_v3.7 19.1.11.C.02. NZISM_v3.7_19.1.11.C.02. NZISM v3.7 19.1.11.C.02. Gateways 19.1.11.C.02. - maintain security and integrity across domains. Shared n/a For gateways between networks in different security domains, any shared components MUST be managed by the system owners of the highest security domain or by a mutually agreed party. 44
NZISM_v3.7 19.1.12.C.01. NZISM_v3.7_19.1.12.C.01. NZISM v3.7 19.1.12.C.01. Gateways 19.1.12.C.01. - minimize security risks and ensure effective control over network communications Shared n/a Agencies MUST ensure that gateways: 1. are the only communications paths into and out of internal networks; 2. by default, deny all connections into and out of the network; 3. allow only explicitly authorised connections; 4. are managed via a secure path isolated from all connected networks (i.e. physically at the gateway or on a dedicated administration network); 5. provide sufficient logging and audit capabilities to detect information security incidents, attempted intrusions or anomalous usage patterns; and 6. provide real-time alerts. 43
NZISM_v3.7 19.1.14.C.01. NZISM_v3.7_19.1.14.C.01. NZISM v3.7 19.1.14.C.01. Gateways 19.1.14.C.01. - enhance security by segregating resources from the internal network. Shared n/a Agencies MUST use demilitarised zones to house systems and information directly accessed externally. 37
NZISM_v3.7 19.1.14.C.02. NZISM_v3.7_19.1.14.C.02. NZISM v3.7 19.1.14.C.02. Gateways 19.1.14.C.02. - enhance security by segregating resources from the internal network. Shared n/a Agencies SHOULD use demilitarised zones to house systems and information directly accessed externally. 37
NZISM_v3.7 19.1.19.C.01. NZISM_v3.7_19.1.19.C.01. NZISM v3.7 19.1.19.C.01. Gateways 19.1.19.C.01. - enhance security posture. Shared n/a Agencies MUST limit access to gateway administration functions. 33
NZISM_v3.7 19.2.16.C.02. NZISM_v3.7_19.2.16.C.02. NZISM v3.7 19.2.16.C.02. Cross Domain Solutions (CDS) 19.2.16.C.02. - maintain security and prevent unauthorized access or disclosure of sensitive information. Shared n/a Agencies MUST NOT implement a gateway permitting data to flow directly from: 1. a TOP SECRET network to any network below SECRET; 2. a SECRET network to an UNCLASSIFIED network; or 3. a CONFIDENTIAL network to an UNCLASSIFIED network. 33
NZISM_v3.7 19.2.18.C.01. NZISM_v3.7_19.2.18.C.01. NZISM v3.7 19.2.18.C.01. Cross Domain Solutions (CDS) 19.2.18.C.01. - enhance data security and prevent unauthorized access or leakage between classified networks and less classified networks. Shared n/a Agencies MUST ensure that all bi-directional gateways between TOP SECRET and SECRET networks, SECRET and less classified networks, and CONFIDENTIAL and less classified networks, have separate upward and downward paths which use a diode and physically separate infrastructure for each path. 33
NZISM_v3.7 19.2.19.C.01. NZISM_v3.7_19.2.19.C.01. NZISM v3.7 19.2.19.C.01. Cross Domain Solutions (CDS) 19.2.19.C.01. - ensure the integrity and reliability of information accessed or received. Shared n/a Trusted sources MUST be: 1. a strictly limited list derived from business requirements and the result of a security risk assessment; 2. where necessary an appropriate security clearance is held; and 3. approved by the Accreditation Authority. 33
NZISM_v3.7 19.2.19.C.02. NZISM_v3.7_19.2.19.C.02. NZISM v3.7 19.2.19.C.02. Cross Domain Solutions (CDS) 19.2.19.C.02. - reduce the risk of unauthorized data transfers and potential breaches. Shared n/a Trusted sources MUST authorise all data to be exported from a security domain. 28
PCI_DSS_v4.0.1 1.4.4 PCI_DSS_v4.0.1_1.4.4 PCI DSS v4.0.1 1.4.4 Install and Maintain Network Security Controls System components that store cardholder data are not directly accessible from untrusted networks Shared n/a Examine the data-flow diagram and network diagram to verify that it is documented that system components storing cardholder data are not directly accessible from the untrusted networks. Examine configurations of NSCs to verify that controls are implemented such that system components storing cardholder data are not directly accessible from untrusted networks 43
RBI_CSF_Banks_v2016 10.1 RBI_CSF_Banks_v2016_10.1 Secure Mail And Messaging Systems Secure Mail And Messaging Systems-10.1 n/a Implement secure mail and messaging systems, including those used by bank???s partners & vendors, that include measures to prevent email spoofing, identical mail domains, protection of attachments, malicious links etc 15
RBI_CSF_Banks_v2016 10.2 RBI_CSF_Banks_v2016_10.2 Secure Mail And Messaging Systems Secure Mail And Messaging Systems-10.2 n/a Document and implement emailserver specific controls 15
RBI_CSF_Banks_v2016 13.3 RBI_CSF_Banks_v2016_13.3 Advanced Real-Timethreat Defenceand Management Advanced Real-Timethreat Defenceand Management-13.3 n/a Consider implementing whitelisting of internet websites/systems. 12
RBI_CSF_Banks_v2016 13.4 RBI_CSF_Banks_v2016_13.4 Advanced Real-Timethreat Defenceand Management Advanced Real-Timethreat Defenceand Management-13.4 n/a Consider implementingsecure web gateways with capability to deep scan network packets including secure (HTTPS, etc.) traffic passing through the web/internet gateway 41
RBI_CSF_Banks_v2016 4.10 RBI_CSF_Banks_v2016_4.10 Network Management And Security Perimeter Protection And Detection-4.10 n/a Boundary defences should be multi-layered with properly configured firewalls, proxies, DMZ perimeter networks, and network--???based IPS and IDS. Mechanism to filter both inbound and outbound traffic to be put in place. 11
RBI_CSF_Banks_v2016 4.3 RBI_CSF_Banks_v2016_4.3 Network Management And Security Network Device Configuration Management-4.3 n/a Ensure that all the network devices are configured appropriately and periodically assess whether the configurations are appropriate to the desired level of network security. 14
RBI_CSF_Banks_v2016 4.7 RBI_CSF_Banks_v2016_4.7 Network Management And Security Anomaly Detection-4.7 n/a Put in place mechanism to detect and remedy any unusual activities in systems, servers, network devices and endpoints. 13
RBI_ITF_NBFC_v2017 5 RBI_ITF_NBFC_v2017_5 RBI IT Framework 5 IS Audit Policy for Information System Audit (IS Audit)-5 n/a The objective of the IS Audit is to provide an insight on the effectiveness of controls that are in place to ensure confidentiality, integrity and availability of the organization???s IT infrastructure. IS Audit shall identify risks and methods to mitigate risk arising out of IT infrastructure such as server architecture, local and wide area networks, physical and information security, telecommunications etc. link 14
RMiT_v1.0 10.33 RMiT_v1.0_10.33 RMiT 10.33 Network Resilience Network Resilience - 10.33 Shared n/a A financial institution must design a reliable, scalable and secure enterprise network that is able to support its business activities, including future growth plans. link 27
RMiT_v1.0 Appendix_5.7 RMiT_v1.0_Appendix_5.7 RMiT Appendix 5.7 Control Measures on Cybersecurity Control Measures on Cybersecurity - Appendix 5.7 Customer n/a Ensure overall network security controls are implemented including the following: (a) dedicated firewalls at all segments. All external-facing firewalls must be deployed on High Availability (HA) configuration and “fail-close” mode activated. Deploy different brand name/model for two firewalls located in sequence within the same network path; (b) IPS at all critical network segments with the capability to inspect and monitor encrypted network traffic; (c) web and email filtering systems such as web-proxy, spam filter and anti-spoofing controls; (d) endpoint protection solution to detect and remove security threats including viruses and malicious software; (e) solution to mitigate advanced persistent threats including zero-day and signatureless malware; and (f) capture the full network packets to rebuild relevant network sessions to aid forensics in the event of incidents. link 21
SOC_2 CC6.1 SOC_2_CC6.1 SOC 2 Type 2 CC6.1 Logical and Physical Access Controls Logical access security software, infrastructure, and architectures Shared The customer is responsible for implementing this recommendation. The following points of focus, specifically related to all engagements using the trust services criteria, highlight important characteristics relating to this criterion: • Identifies and Manages the Inventory of Information Assets — The entity identifies, Page 29 TSP Ref. # TRUST SERVICES CRITERIA AND POINTS OF FOCUS inventories, classifies, and manages information assets. • Restricts Logical Access — Logical access to information assets, including hardware, data (at-rest, during processing, or in transmission), software, administrative authorities, mobile devices, output, and offline system components is restricted through the use of access control software and rule sets. • Identifies and Authenticates Users — Persons, infrastructure, and software are identified and authenticated prior to accessing information assets, whether locally or remotely. • Considers Network Segmentation — Network segmentation permits unrelated portions of the entity's information system to be isolated from each other. • Manages Points of Access — Points of access by outside entities and the types of data that flow through the points of access are identified, inventoried, and managed. The types of individuals and systems using each point of access are identified, documented, and managed. • Restricts Access to Information Assets — Combinations of data classification, separate data structures, port restrictions, access protocol restrictions, user identification, and digital certificates are used to establish access-control rules for information assets. • Manages Identification and Authentication — Identification and authentication requirements are established, documented, and managed for individuals and systems accessing entity information, infrastructure, and software. • Manages Credentials for Infrastructure and Software — New internal and external infrastructure and software are registered, authorized, and documented prior to being granted access credentials and implemented on the network or access point. Credentials are removed and access is disabled when access is no longer required or the infrastructure and software are no longer in use. • Uses Encryption to Protect Data — The entity uses encryption to supplement other measures used to protect data at rest, when such protections are deemed appropriate based on assessed risk. • Protects Encryption Keys — Processes are in place to protect encryption keys during generation, storage, use, and destruction 75
SOC_2 CC6.6 SOC_2_CC6.6 SOC 2 Type 2 CC6.6 Logical and Physical Access Controls Security measures against threats outside system boundaries Shared The customer is responsible for implementing this recommendation. • Restricts Access — The types of activities that can occur through a communication channel (for example, FTP site, router port) are restricted. • Protects Identification and Authentication Credentials — Identification and authentication credentials are protected during transmission outside its system boundaries. • Requires Additional Authentication or Credentials — Additional authentication information or credentials are required when accessing the system from outside its boundaries. • Implements Boundary Protection Systems — Boundary protection systems (for example, firewalls, demilitarized zones, and intrusion detection systems) are implemented to protect external access points from attempts and unauthorized access and are monitored to detect such attempts 37
SOC_2 CC6.7 SOC_2_CC6.7 SOC 2 Type 2 CC6.7 Logical and Physical Access Controls Restrict the movement of information to authorized users Shared The customer is responsible for implementing this recommendation. • Restricts the Ability to Perform Transmission — Data loss prevention processes and technologies are used to restrict ability to authorize and execute transmission, movement, and removal of information. • Uses Encryption Technologies or Secure Communication Channels to Protect Data — Encryption technologies or secured communication channels are used to protect transmission of data and other communications beyond connectivity access points. • Protects Removal Media — Encryption technologies and physical asset protections are used for removable media (such as USB drives and backup tapes), as appropriate. • Protects Mobile Devices — Processes are in place to protect mobile devices (such as laptops, smart phones, and tablets) that serve as information assets 29
SOC_2023 CC2.3 SOC_2023_CC2.3 SOC 2023 CC2.3 Information and Communication Facilitate effective internal communication. Shared n/a Entity to communicate with external parties regarding matters affecting the functioning of internal control. 214
SOC_2023 CC5.3 SOC_2023_CC5.3 SOC 2023 CC5.3 Control Activities Maintain alignment with organizational objectives and regulatory requirements. Shared n/a Entity deploys control activities through policies that establish what is expected and in procedures that put policies into action by establishing Policies and Procedures to Support Deployment of Management’s Directives, Responsibility and Accountability for Executing Policies and Procedures, perform tasks in a timely manner, taking corrective actions, perform using competent personnel and reassess policies and procedures. 225
SOC_2023 CC7.4 SOC_2023_CC7.4 SOC 2023 CC7.4 Systems Operations Effectively manage security incidents, minimize their impact, and protect assets, operations, and reputation. Shared n/a The entity responds to identified security incidents by: a. Executing a defined incident-response program to understand, contain, remediate, and communicate security incidents by assigning roles and responsibilities; b. Establishing procedures to contain security incidents; c. Mitigating ongoing security incidents, End Threats Posed by Security Incidents; d. Restoring operations; e. Developing and Implementing Communication Protocols for Security Incidents; f. Obtains Understanding of Nature of Incident and Determines Containment Strategy; g. Remediation Identified Vulnerabilities; h. Communicating Remediation Activities; and, i. Evaluating the Effectiveness of Incident Response and periodic incident evaluations. 209
SWIFT_CSCF_2024 1.1 SWIFT_CSCF_2024_1.1 SWIFT Customer Security Controls Framework 2024 1.1 Physical and Environmental Security Swift Environment Protection Shared 1. Segmentation between the user's Swift infrastructure and the larger enterprise network reduces the attack surface and has shown to be an effective way to defend against cyber-attacks that commonly involve a compromise of the general enterprise IT environment. 2. Effective segmentation includes network-level separation, access restrictions, and connectivity restrictions. To ensure the protection of the user’s Swift infrastructure from potentially compromised elements of the general IT environment and external environment. 69
SWIFT_CSCF_2024 1.5 SWIFT_CSCF_2024_1.5 SWIFT Customer Security Controls Framework 2024 1.5 Physical and Environmental Security Customer Environment Protection Shared 1. Segmentation between the customer’s connectivity infrastructure and its larger enterprise network reduces the attack surface and has shown to be an effective way to defend against cyber-attacks that commonly involve compromise of the general enterprise IT environment. 2. Effective segmentation will include network-level separation, access restrictions, and connectivity restrictions. To ensure the protection of the customer’s connectivity infrastructure from external environment and potentially compromised elements of the general IT environment. 57
SWIFT_CSCF_2024 9.1 SWIFT_CSCF_2024_9.1 404 not found n/a n/a 57
SWIFT_CSCF_v2021 1.1 SWIFT_CSCF_v2021_1.1 SWIFT CSCF v2021 1.1 SWIFT Environment Protection SWIFT Environment Protection n/a Ensure the protection of the user's local SWIFT infrastructure from potentially compromised elements of the general IT environment and external environment. link 28
SWIFT_CSCF_v2022 1.1 SWIFT_CSCF_v2022_1.1 SWIFT CSCF v2022 1.1 1. Restrict Internet Access & Protect Critical Systems from General IT Environment Ensure the protection of the user's local SWIFT infrastructure from potentially compromised elements of the general IT environment and external environment. Shared n/a A separated secure zone safeguards the user's SWIFT infrastructure from compromises and attacks on the broader enterprise and external environments. link 19
SWIFT_CSCF_v2022 1.4 SWIFT_CSCF_v2022_1.4 SWIFT CSCF v2022 1.4 1. Restrict Internet Access & Protect Critical Systems from General IT Environment Control/Protect Internet access from operator PCs and systems within the secure zone. Shared n/a All general-purpose and dedicated operator PCs, as well as systems within the secure zone, have controlled direct internet access in line with business. link 11
SWIFT_CSCF_v2022 1.5A SWIFT_CSCF_v2022_1.5A SWIFT CSCF v2022 1.5A 1. Restrict Internet Access & Protect Critical Systems from General IT Environment Ensure the protection of the customer’s connectivity infrastructure from external environment and potentially compromised elements of the general IT environment. Shared n/a A separated secure zone safeguards the customer's infrastructure used for external connectivity from external environments and compromises or attacks on the broader enterprise environment. link 24
U.07.1 - Isolated U.07.1 - Isolated 404 not found n/a n/a 62
Initiatives usage
Initiative DisplayName Initiative Id Initiative Category State Type polSet in AzUSGov
[Deprecated]: Azure Security Benchmark v1 42a694ed-f65e-42b2-aa9e-8052e9740a92 Regulatory Compliance Deprecated BuiltIn true
[Deprecated]: Azure Security Benchmark v2 bb522ac1-bc39-4957-b194-429bcd3bcb0b Regulatory Compliance Deprecated BuiltIn true
[Deprecated]: New Zealand ISM Restricted d1a462af-7e6d-4901-98ac-61570b4ed22a Regulatory Compliance Deprecated BuiltIn unknown
[Deprecated]: New Zealand ISM Restricted v3.5 93d2179e-3068-c82f-2428-d614ae836a04 Regulatory Compliance Deprecated BuiltIn unknown
[Preview]: Australian Government ISM PROTECTED 27272c0b-c225-4cc3-b8b0-f2534b093077 Regulatory Compliance Preview BuiltIn unknown
[Preview]: CMMC 2.0 Level 2 4e50fd13-098b-3206-61d6-d1d78205cb45 Regulatory Compliance Preview BuiltIn true
[Preview]: NIS2 32ff9e30-4725-4ca7-ba3a-904a7721ee87 Regulatory Compliance Preview BuiltIn unknown
[Preview]: Reserve Bank of India - IT Framework for Banks d0d5578d-cc08-2b22-31e3-f525374f235a Regulatory Compliance Preview BuiltIn unknown
[Preview]: Reserve Bank of India - IT Framework for NBFC 7f89f09c-48c1-f28d-1bd5-84f3fb22f86c Regulatory Compliance Preview BuiltIn unknown
[Preview]: SWIFT CSP-CSCF v2021 abf84fac-f817-a70c-14b5-47eec767458a Regulatory Compliance Preview BuiltIn unknown
Canada Federal PBMM 3-1-2020 f8f5293d-df94-484a-a3e7-6b422a999d91 Regulatory Compliance GA BuiltIn unknown
CIS Microsoft Azure Foundations Benchmark v1.1.0 1a5bb27d-173f-493e-9568-eb56638dde4d Regulatory Compliance GA BuiltIn true
CMMC Level 3 b5629c75-5c77-4422-87b9-2509e680f8de Regulatory Compliance GA BuiltIn true
CSA CSA Cloud Controls Matrix v4.0.12 8791506a-dec4-497a-a83f-3abfde37c400 Regulatory Compliance GA BuiltIn unknown
Cybersecurity Maturity Model Certification (CMMC) Level 2 v1.9.0 a4087154-2edb-4329-b56a-1cc986807f3c Regulatory Compliance GA BuiltIn unknown
EU 2022/2555 (NIS2) 2022 42346945-b531-41d8-9e46-f95057672e88 Regulatory Compliance GA BuiltIn unknown
EU General Data Protection Regulation (GDPR) 2016/679 7326812a-86a4-40c8-af7c-8945de9c4913 Regulatory Compliance GA BuiltIn unknown
FBI Criminal Justice Information Services (CJIS) v5.9.5 4fcabc2a-30b2-4ba5-9fbb-b1a4e08fb721 Regulatory Compliance GA BuiltIn unknown
FedRAMP High d5264498-16f4-418a-b659-fa7ef418175f Regulatory Compliance GA BuiltIn true
FedRAMP Moderate e95f5a9f-57ad-4d03-bb0b-b1d16db93693 Regulatory Compliance GA BuiltIn true
FFIEC CAT 2017 1d5dbdd5-6f93-43ce-a939-b19df3753cf7 Regulatory Compliance GA BuiltIn unknown
HITRUST CSF v11.3 e0d47b75-5d99-442a-9d60-07f2595ab095 Regulatory Compliance GA BuiltIn unknown
HITRUST/HIPAA a169a624-5599-4385-a696-c8d643089fab Regulatory Compliance GA BuiltIn unknown
K ISMS P 2018 e0782c37-30da-4a78-9f92-50bfe7aa2553 Regulatory Compliance GA BuiltIn unknown
Microsoft cloud security benchmark 1f3afdf9-d0c9-4c3d-847f-89da613e70a8 Security Center GA BuiltIn true
New Zealand ISM 4f5b1359-4f8e-4d7c-9733-ea47fcde891e Regulatory Compliance GA BuiltIn unknown
NIST 800-171 R3 38916c43-6876-4971-a4b1-806aa7e55ccc Regulatory Compliance GA BuiltIn unknown
NIST SP 800-171 Rev. 2 03055927-78bd-4236-86c0-f36125a10dc9 Regulatory Compliance GA BuiltIn true
NIST SP 800-53 R5.1.1 60205a79-6280-4e20-a147-e2011e09dc78 Regulatory Compliance GA BuiltIn unknown
NIST SP 800-53 Rev. 4 cf25b9c1-bd23-4eb6-bd2c-f4f3ac644a5f Regulatory Compliance GA BuiltIn true
NIST SP 800-53 Rev. 5 179d1daa-458f-4e47-8086-2a68d0d6c38f Regulatory Compliance GA BuiltIn true
NL BIO Cloud Theme 6ce73208-883e-490f-a2ac-44aac3b3687f Regulatory Compliance GA BuiltIn unknown
NL BIO Cloud Theme V2 d8b2ffbe-c6a8-4622-965d-4ade11d1d2ee Regulatory Compliance GA BuiltIn unknown
NZISM v3.7 4476df0a-18ab-4bfe-b6ad-cccae1cf320f Regulatory Compliance GA BuiltIn unknown
PCI DSS v4.0.1 a06d5deb-24aa-4991-9d58-fa7563154e31 Regulatory Compliance GA BuiltIn unknown
RMIT Malaysia 97a6d4f1-3bed-4cf4-ac5b-0e444c0408d6 Regulatory Compliance GA BuiltIn unknown
SOC 2 Type 2 4054785f-702b-4a98-9215-009cbd58b141 Regulatory Compliance GA BuiltIn true
SOC 2023 53ad89f5-8542-49e9-ba81-1cbd686e0d52 Regulatory Compliance GA BuiltIn unknown
SWIFT CSP-CSCF v2022 7bc7cd6c-4114-ff31-3cac-59be3157596d Regulatory Compliance GA BuiltIn unknown
SWIFT Customer Security Controls Framework 2024 7499005e-df5a-45d9-810f-041cf346678c Regulatory Compliance GA BuiltIn unknown
History
Date/Time (UTC ymd) (i) Change type Change detail
2021-01-05 16:06:49 change Major (2.0.0 > 3.0.0)
2020-01-10 16:39:23 change Previous DisplayName: Virtual machines should be associated with a Network Security Group
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