last sync: 2024-Oct-03 17:51:34 UTC

Review and update contingency planning policies and procedures | Regulatory Compliance - Operational

Azure BuiltIn Policy definition

Source Azure Portal
Display name Review and update contingency planning policies and procedures
Id e9c60c37-65b0-2d72-6c3c-af66036203ae
Version 1.1.0
Details on versioning
Versioning Versions supported for Versioning: 1
1.1.0
Built-in Versioning [Preview]
Category Regulatory Compliance
Microsoft Learn
Description CMA_C1243 - Review and update contingency planning policies and procedures
Additional metadata Name/Id: CMA_C1243 / CMA_C1243
Category: Operational
Title: Review and update contingency planning policies and procedures
Ownership: Customer
Description: The customer is responsible for reviewing and updating planning policies and procedures in accordance with FedRAMP requirements.
Requirements: The customer is responsible for implementing this recommendation.
Mode All
Type BuiltIn
Preview False
Deprecated False
Effect Default
Manual
Allowed
Manual, Disabled
RBAC role(s) none
Rule aliases none
Rule resource types IF (1)
Microsoft.Resources/subscriptions
Compliance
The following 36 compliance controls are associated with this Policy definition 'Review and update contingency planning policies and procedures' (e9c60c37-65b0-2d72-6c3c-af66036203ae)
Control Domain Control Name MetadataId Category Title Owner Requirements Description Info Policy#
FedRAMP_High_R4 CP-1 FedRAMP_High_R4_CP-1 FedRAMP High CP-1 Contingency Planning Contingency Planning Policy And Procedures Shared n/a The organization: a. Develops, documents, and disseminates to [Assignment: organization-defined personnel or roles]: 1. A contingency planning policy that addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and 2. Procedures to facilitate the implementation of the contingency planning policy and associated contingency planning controls; and b. Reviews and updates the current: 1. Contingency planning policy [Assignment: organization-defined frequency]; and 2. Contingency planning procedures [Assignment: organization-defined frequency]. Supplemental Guidance: This control addresses the establishment of policy and procedures for the effective implementation of selected security controls and control enhancements in the CP family. Policy and procedures reflect applicable federal laws, Executive Orders, directives, regulations, policies, standards, and guidance. Security program policies and procedures at the organization level may make the need for system-specific policies and procedures unnecessary. The policy can be included as part of the general information security policy for organizations or conversely, can be represented by multiple policies reflecting the complex nature of certain organizations. The procedures can be established for the security program in general and for particular information systems, if needed. The organizational risk management strategy is a key factor in establishing policy and procedures. Related control: PM-9. Control Enhancements: None. References: Federal Continuity Directive 1; NIST Special Publications 800-12, 800-34, 800-100. link 1
FedRAMP_Moderate_R4 CP-1 FedRAMP_Moderate_R4_CP-1 FedRAMP Moderate CP-1 Contingency Planning Contingency Planning Policy And Procedures Shared n/a The organization: a. Develops, documents, and disseminates to [Assignment: organization-defined personnel or roles]: 1. A contingency planning policy that addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and 2. Procedures to facilitate the implementation of the contingency planning policy and associated contingency planning controls; and b. Reviews and updates the current: 1. Contingency planning policy [Assignment: organization-defined frequency]; and 2. Contingency planning procedures [Assignment: organization-defined frequency]. Supplemental Guidance: This control addresses the establishment of policy and procedures for the effective implementation of selected security controls and control enhancements in the CP family. Policy and procedures reflect applicable federal laws, Executive Orders, directives, regulations, policies, standards, and guidance. Security program policies and procedures at the organization level may make the need for system-specific policies and procedures unnecessary. The policy can be included as part of the general information security policy for organizations or conversely, can be represented by multiple policies reflecting the complex nature of certain organizations. The procedures can be established for the security program in general and for particular information systems, if needed. The organizational risk management strategy is a key factor in establishing policy and procedures. Related control: PM-9. Control Enhancements: None. References: Federal Continuity Directive 1; NIST Special Publications 800-12, 800-34, 800-100. link 1
hipaa 0115.04b2Organizational.123-04.b hipaa-0115.04b2Organizational.123-04.b 0115.04b2Organizational.123-04.b 01 Information Protection Program 0115.04b2Organizational.123-04.b 04.01 Information Security Policy Shared n/a The owner of the security policies has management approval and assigned responsibility to develop, review, update (based on specific input), and approve the security policies; and such reviews, updates, and approvals occur no less than annually. 20
hipaa 1603.12c1Organizational.9-12.c hipaa-1603.12c1Organizational.9-12.c 1603.12c1Organizational.9-12.c 16 Business Continuity & Disaster Recovery 1603.12c1Organizational.9-12.c 12.01 Information Security Aspects of Business Continuity Management Shared n/a Copies of the business continuity plans are distributed to key contingency personnel. 5
hipaa 1607.12c2Organizational.4-12.c hipaa-1607.12c2Organizational.4-12.c 1607.12c2Organizational.4-12.c 16 Business Continuity & Disaster Recovery 1607.12c2Organizational.4-12.c 12.01 Information Security Aspects of Business Continuity Management Shared n/a Business continuity planning includes identification and agreement on all responsibilities, business continuity processes, and the acceptable loss of information and services. 2
hipaa 1668.12d1Organizational.67-12.d hipaa-1668.12d1Organizational.67-12.d 1668.12d1Organizational.67-12.d 16 Business Continuity & Disaster Recovery 1668.12d1Organizational.67-12.d 12.01 Information Security Aspects of Business Continuity Management Shared n/a Emergency procedures, manual "fallback" procedures, and resumption plans are the responsibility of the owner of the business resources or processes involved; and fallback arrangements for alternative technical services, such as information processing and communications facilities, are the responsibility of the service providers. 4
hipaa 1672.12d2Organizational.3-12.d hipaa-1672.12d2Organizational.3-12.d 1672.12d2Organizational.3-12.d 16 Business Continuity & Disaster Recovery 1672.12d2Organizational.3-12.d 12.01 Information Security Aspects of Business Continuity Management Shared n/a The business continuity planning framework addresses the specific, minimal set of information security requirements as well as (i) temporary operational procedures to follow pending completion of recovery and restoration, and (ii) the responsibilities of the individuals, describing who is responsible for executing which component of the plan (alternatives are nominated as required). 5
ISO27001-2013 A.11.1.5 ISO27001-2013_A.11.1.5 ISO 27001:2013 A.11.1.5 Physical And Environmental Security Working in secure areas Shared n/a Procedures for working in secure areas shall be designed and applied. link 3
ISO27001-2013 A.12.1.1 ISO27001-2013_A.12.1.1 ISO 27001:2013 A.12.1.1 Operations Security Documented operating procedures Shared n/a Operating procedures shall be documented and made available to all users who need them. link 31
ISO27001-2013 A.17.1.1 ISO27001-2013_A.17.1.1 ISO 27001:2013 A.17.1.1 Information Security Aspects Of Business Continuity Management Planning information security continuity Shared n/a The organization shall determine its requirements for information security and the continuity of information security management in adverse situations, e.g. during a crisis or disaster. link 11
ISO27001-2013 A.18.1.1 ISO27001-2013_A.18.1.1 ISO 27001:2013 A.18.1.1 Compliance Identification applicable legislation and contractual requirements Shared n/a All relevant legislative statutory, regulatory, contractual requirements and the organization's approach to meet these requirements shall be explicitly identified, documented and kept up to date for each information system and the organization. link 30
ISO27001-2013 A.18.2.2 ISO27001-2013_A.18.2.2 ISO 27001:2013 A.18.2.2 Compliance Compliance with security policies and standards Shared n/a Managers shall regularly review the compliance of information processing and procedures within their area of responsibility with the appropriate security policies, standards and any other security requirements. link 36
ISO27001-2013 A.5.1.1 ISO27001-2013_A.5.1.1 ISO 27001:2013 A.5.1.1 Information Security Policies Policies for information security Shared n/a A set of policies for information security shall be defined, approved by management, published and communicated to employees and relevant external parties. link 42
ISO27001-2013 A.5.1.2 ISO27001-2013_A.5.1.2 ISO 27001:2013 A.5.1.2 Information Security Policies Review of the policies for information security Shared n/a The policies for information security shall be reviewed at planned intervals or if significant changes occur to ensure their continuing suitability, adequacy, and effectiveness. link 29
ISO27001-2013 A.6.1.1 ISO27001-2013_A.6.1.1 ISO 27001:2013 A.6.1.1 Organization of Information Security Information security roles and responsibilities Shared n/a All information security responsibilities shall be clearly defined and allocated. link 73
ISO27001-2013 C.5.1.b ISO27001-2013_C.5.1.b ISO 27001:2013 C.5.1.b Leadership Leadership and commitment Shared n/a Top management shall demonstrate leadership and commitment with respect to the information security management system by: b) ensuring the integration of the information security management system requirements into the organization’s processes. link 28
ISO27001-2013 C.5.2.c ISO27001-2013_C.5.2.c ISO 27001:2013 C.5.2.c Leadership Policy Shared n/a Top management shall establish an information security policy that: c) includes a commitment to satisfy applicable requirements related to information security. link 23
ISO27001-2013 C.5.2.d ISO27001-2013_C.5.2.d ISO 27001:2013 C.5.2.d Leadership Policy Shared n/a Top management shall establish an information security policy that: d) includes a commitment to continual improvement of the information security management system. link 23
mp.if.1 Separate areas with access control mp.if.1 Separate areas with access control 404 not found n/a n/a 23
mp.if.2 Identification of persons mp.if.2 Identification of persons 404 not found n/a n/a 13
mp.if.3 Fitting-out of premises mp.if.3 Fitting-out of premises 404 not found n/a n/a 18
mp.if.5 Fire protection mp.if.5 Fire protection 404 not found n/a n/a 16
mp.if.6 Flood protection mp.if.6 Flood protection 404 not found n/a n/a 16
mp.if.7 Recording of entries and exits of equipment mp.if.7 Recording of entries and exits of equipment 404 not found n/a n/a 12
mp.info.1 Personal data mp.info.1 Personal data 404 not found n/a n/a 33
mp.info.6 Backups mp.info.6 Backups 404 not found n/a n/a 65
mp.s.2 Protection of web services and applications mp.s.2 Protection of web services and applications 404 not found n/a n/a 102
NIST_SP_800-53_R4 CP-1 NIST_SP_800-53_R4_CP-1 NIST SP 800-53 Rev. 4 CP-1 Contingency Planning Contingency Planning Policy And Procedures Shared n/a The organization: a. Develops, documents, and disseminates to [Assignment: organization-defined personnel or roles]: 1. A contingency planning policy that addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and 2. Procedures to facilitate the implementation of the contingency planning policy and associated contingency planning controls; and b. Reviews and updates the current: 1. Contingency planning policy [Assignment: organization-defined frequency]; and 2. Contingency planning procedures [Assignment: organization-defined frequency]. Supplemental Guidance: This control addresses the establishment of policy and procedures for the effective implementation of selected security controls and control enhancements in the CP family. Policy and procedures reflect applicable federal laws, Executive Orders, directives, regulations, policies, standards, and guidance. Security program policies and procedures at the organization level may make the need for system-specific policies and procedures unnecessary. The policy can be included as part of the general information security policy for organizations or conversely, can be represented by multiple policies reflecting the complex nature of certain organizations. The procedures can be established for the security program in general and for particular information systems, if needed. The organizational risk management strategy is a key factor in establishing policy and procedures. Related control: PM-9. Control Enhancements: None. References: Federal Continuity Directive 1; NIST Special Publications 800-12, 800-34, 800-100. link 1
NIST_SP_800-53_R5 CP-1 NIST_SP_800-53_R5_CP-1 NIST SP 800-53 Rev. 5 CP-1 Contingency Planning Policy and Procedures Shared n/a a. Develop, document, and disseminate to [Assignment: organization-defined personnel or roles]: 1. [Selection (OneOrMore): Organization-level;Mission/business process-level;System-level] contingency planning policy that: (a) Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and (b) Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and 2. Procedures to facilitate the implementation of the contingency planning policy and the associated contingency planning controls; b. Designate an [Assignment: organization-defined official] to manage the development, documentation, and dissemination of the contingency planning policy and procedures; and c. Review and update the current contingency planning: 1. Policy [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]; and 2. Procedures [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]. link 1
op.cont.1 Impact analysis op.cont.1 Impact analysis 404 not found n/a n/a 68
op.cont.2 Continuity plan op.cont.2 Continuity plan 404 not found n/a n/a 68
op.cont.3 Periodic tests op.cont.3 Periodic tests 404 not found n/a n/a 91
op.cont.4 Alternative means op.cont.4 Alternative means 404 not found n/a n/a 95
org.1 Security policy org.1 Security policy 404 not found n/a n/a 94
org.2 Security regulations org.2 Security regulations 404 not found n/a n/a 100
org.3 Security procedures org.3 Security procedures 404 not found n/a n/a 83
Initiatives usage
Initiative DisplayName Initiative Id Initiative Category State Type
FedRAMP High d5264498-16f4-418a-b659-fa7ef418175f Regulatory Compliance GA BuiltIn
FedRAMP Moderate e95f5a9f-57ad-4d03-bb0b-b1d16db93693 Regulatory Compliance GA BuiltIn
HITRUST/HIPAA a169a624-5599-4385-a696-c8d643089fab Regulatory Compliance GA BuiltIn
ISO 27001:2013 89c6cddc-1c73-4ac1-b19c-54d1a15a42f2 Regulatory Compliance GA BuiltIn
NIST SP 800-53 Rev. 4 cf25b9c1-bd23-4eb6-bd2c-f4f3ac644a5f Regulatory Compliance GA BuiltIn
NIST SP 800-53 Rev. 5 179d1daa-458f-4e47-8086-2a68d0d6c38f Regulatory Compliance GA BuiltIn
Spain ENS 175daf90-21e1-4fec-b745-7b4c909aa94c Regulatory Compliance GA BuiltIn
History
Date/Time (UTC ymd) (i) Change type Change detail
2022-09-27 16:35:32 change Minor (1.0.0 > 1.1.0)
2022-09-19 17:41:40 add e9c60c37-65b0-2d72-6c3c-af66036203ae
JSON compare
compare mode: version left: version right:
JSON
api-version=2021-06-01
EPAC