Az Policy Advertizer

Canada_Federal_PBMM_3-1-2020_AC_2(4)

AC_2(4)

Canada Federal PBMM 3-1-2020 AC 2(4)

Account Management

Account Management | Automated Audit Actions

Shared

1. The information system automatically audits account creation, modification, enabling, disabling, and removal actions, and notifies responsible managers. 2. Related controls: AU-2, AU-12.

To ensure accountability and transparency within the information system.

Canada_Federal_PBMM_3-1-2020_CA_3

CA_3

Canada Federal PBMM 3-1-2020 CA 3

Information System Connections

System Interconnections

Shared

1. The organization authorizes connection from information system to other information system through the use of Interconnection Security Agreements. 2. The organization documents, for each interconnection, the interface characteristics, security requirements, and the nature of the information communicated. 3. The organization reviews and updates Interconnection Security Agreements annually.

To establish and maintain secure connections between information systems.

Canada_Federal_PBMM_3-1-2020_CA_3(3)

CA_3(3)

Canada Federal PBMM 3-1-2020 CA 3(3)

Information System Connections

System Interconnections | Classified Non-National Security System Connections

Shared

The organization prohibits the direct connection of any internal network or system to an external network without the use of security controls approved by the information owner.

To ensure the integrity and security of internal systems against external threats.

Canada_Federal_PBMM_3-1-2020_CA_3(5)

CA_3(5)

Canada Federal PBMM 3-1-2020 CA 3(5)

Information System Connections

System Interconnections | Restrictions on External Network Connections

Shared

The organization employs allow-all, deny-by-exception; deny-all policy for allowing any systems to connect to external information systems.

To enhance security posture against unauthorized access.

Canada_Federal_PBMM_3-1-2020_CA_7

CA_7

Canada Federal PBMM 3-1-2020 CA 7

Continuous Monitoring

Shared

1. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes establishment of organization-defined metrics to be monitored. 2. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes establishment of at least monthly monitoring and assessments of at least operating system scans, database, and web application scan. 3. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes ongoing security control assessments in accordance with the organizational continuous monitoring strategy. 4. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes ongoing security status monitoring of organization-defined metrics in accordance with the organizational continuous monitoring strategy. 5. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes correlation and analysis of security-related information generated by assessments and monitoring. 6. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes response actions to address results of the analysis of security-related information. 7. The organization develops a continuous monitoring strategy and implements a continuous monitoring program that includes reporting the security status of organization and the information system to organization-defined personnel or roles at organization-defined frequency.

To ensure the ongoing effectiveness of security controls and maintain the security posture in alignment with organizational objectives and requirements.

124

Canada_Federal_PBMM_3-1-2020_SI_3

SI_3

Canada Federal PBMM 3-1-2020 SI 3

Malicious Code Protection

Shared

1. The organization employs malicious code protection mechanisms at information system entry and exit points to detect and eradicate malicious code. 2. The organization updates malicious code protection mechanisms whenever new releases are available in accordance with organizational configuration management policy and procedures. 3. The organization configures malicious code protection mechanisms to: a. Perform periodic scans of the information system at least weekly and real-time scans of files from external sources at endpoints and network entry/exit points as the files are downloaded, opened, or executed in accordance with organizational security policy; and b. Block and quarantine malicious code; send alert to the key role as defined in the system and information integrity policy in response to malicious code detection. 4. The organization addresses the receipt of false positives during malicious code detection and eradication and the resulting potential impact on the availability of the information system.

To mitigate potential impacts on system availability.

Canada_Federal_PBMM_3-1-2020_SI_3(1)

SI_3(1)

Canada Federal PBMM 3-1-2020 SI 3(1)

Malicious Code Protection

Malicious Code Protection | Central Management

Shared

The organization centrally manages malicious code protection mechanisms.

To centrally manage malicious code protection mechanisms.

Canada_Federal_PBMM_3-1-2020_SI_3(2)

SI_3(2)

Canada Federal PBMM 3-1-2020 SI 3(2)

Malicious Code Protection

Malicious Code Protection | Automatic Updates

Shared

The information system automatically updates malicious code protection mechanisms.

To ensure automatic updates in malicious code protection mechanisms.

Canada_Federal_PBMM_3-1-2020_SI_3(7)

SI_3(7)

Canada Federal PBMM 3-1-2020 SI 3(7)

Malicious Code Protection

Malicious Code Protection | Non Signature-Based Detection

Shared

The information system implements non-signature-based malicious code detection mechanisms.

To enhance overall security posture.

Canada_Federal_PBMM_3-1-2020_SI_4

SI_4

Canada Federal PBMM 3-1-2020 SI 4

Information System Monitoring

Shared

1. The organization monitors the information system to detect: a. Attacks and indicators of potential attacks in accordance with organization-defined monitoring objectives; and b. Unauthorized local, network, and remote connections; 2. The organization identifies unauthorized use of the information system through organization-defined techniques and methods. 3. The organization deploys monitoring devices: (i) strategically within the information system to collect organization-determined essential information; and (ii) at ad hoc locations within the system to track specific types of transactions of interest to the organization. 4. The organization protects information obtained from intrusion-monitoring tools from unauthorized access, modification, and deletion. 5. The organization heightens the level of information system monitoring activity whenever there is an indication of increased risk to organizational operations and assets, individuals, other organizations, or Canada based on law enforcement information, intelligence information, or other credible sources of information. 6. The organization obtains legal opinion with regard to information system monitoring activities in accordance with organizational policies, directives and standards. 7. The organization provides organization-defined information system monitoring information to organization-defined personnel or roles at an organization-defined frequency.

To enhance overall security posture.

Canada_Federal_PBMM_3-1-2020_SI_4(1)

SI_4(1)

Canada Federal PBMM 3-1-2020 SI 4(1)

Information System Monitoring

Information System Monitoring | System-Wide Intrusion Detection System

Shared

The organization connects and configures individual intrusion detection tools into an information system-wide intrusion detection system.

To enhance overall security posture.

Canada_Federal_PBMM_3-1-2020_SI_4(2)

SI_4(2)

Canada Federal PBMM 3-1-2020 SI 4(2)

Information System Monitoring

Information System Monitoring | Automated Tools for Real-Time Analysis

Shared

The organization employs automated tools to support near real-time analysis of events.

To enhance overall security posture.

Canada_Federal_PBMM_3-1-2020_SI_8(1)

SI_8(1)

Canada Federal PBMM 3-1-2020 SI 8(1)

Spam Protection

Spam Protection | Central Management of Protection Mechanisms

Shared

The organization centrally manages spam protection mechanisms.

To enhance overall security posture.

10.7

CIS_Controls_v8.1_10.7

CIS Controls v8.1 10.7

Malware Defenses

Use behaviour based anti-malware software

Shared

Use behaviour based anti-malware software

To ensure that a generic anti-malware software is not used.

12.2

CIS_Controls_v8.1_12.2

CIS Controls v8.1 12.2

Network Infrastructure Management

Establish and maintain a secure network architecture

Shared

1. Establish and maintain a secure network architecture. 2. A secure network architecture must address segmentation, least privilege, and availability, at a minimum.

To ensure appropriate restrictions are placed on network architecture.

12.3

CIS_Controls_v8.1_12.3

CIS Controls v8.1 12.3

Network Infrastructure Management

Securely manage network infrastructure

Shared

1. Securely manage network infrastructure. 2. Example implementations include version-controlled-infrastructure-ascode, and the use of secure network protocols, such as SSH and HTTPS.

To ensure proper management of network infrastructure.

13.1

CIS_Controls_v8.1_13.1

CIS Controls v8.1 13.1

Network Monitoring and Defense

Centralize security event alerting

Shared

1. Centralize security event alerting across enterprise assets for log correlation and analysis. 2. Best practice implementation requires the use of a SIEM, which includes vendor-defined event correlation alerts. 3.A log analytics platform configured with security-relevant correlation alerts also satisfies this safeguard.

To ensure that any security event is immediately alerted enterprise-wide.

101

13.3

CIS_Controls_v8.1_13.3

CIS Controls v8.1 13.3

Network Monitoring and Defense

Deploy a network intrusion detection solution

Shared

1. Deploy a network intrusion detection solution on enterprise assets, where appropriate. 2. Example implementations include the use of a Network Intrusion Detection System (NIDS) or equivalent cloud service provider (CSP) service.

To enhance the organization's cybersecurity.

13.4

CIS_Controls_v8.1_13.4

CIS Controls v8.1 13.4

Network Monitoring and Defense

Perform traffic filtering between network segments

Shared

Perform traffic filtering between network segments, where appropriate.

To improve network security and reduce the risk of security breaches and unauthorized access.

18.4

CIS_Controls_v8.1_18.4

CIS Controls v8.1 18.4

Penetration Testing

Validate security measures

Shared

Validate security measures after each penetration test. If deemed necessary, modify rulesets and capabilities to detect the techniques used during testing.

To ensure ongoing alignment with evolving threat landscapes and bolstering the overall security posture of the enterprise.

3.12

CIS_Controls_v8.1_3.12

CIS Controls v8.1 3.12

Data Protection

Segment data processing and storage based on sensitivity

Shared

1. Segment data processing and storage based on the sensitivity of the data. 2. Do not process sensitive data on enterprise assets intended for lower sensitivity data.

To minimise the risk of unauthorized access or exposure to sensitive information and enhance data security measures.

8.11

CIS_Controls_v8.1_8.11

CIS Controls v8.1 8.11

Audit Log Management

Conduct audit log reviews

Shared

1. Conduct reviews of audit logs to detect anomalies or abnormal events that could indicate a potential threat. 2. Conduct reviews on a weekly, or more frequent, basis.

To ensure the integrity of the data in audit logs.

CMMC_L2_v1.9.0_AC.L2_3.1.3

AC.L2_3.1.3

Cybersecurity Maturity Model Certification (CMMC) Level 2 v1.9.0 AC.L2 3.1.3

Access Control

Control CUI Flow

Shared

Control the flow of CUI in accordance with approved authorizations.

To regulate the flow of Controlled Unclassified Information (CUI) in accordance with approved authorizations

CMMC_L2_v1.9.0_CM.L2_3.4.1

CM.L2_3.4.1

Cybersecurity Maturity Model Certification (CMMC) Level 2 v1.9.0 CM.L2 3.4.1

Configuration Management

System Baselining

Shared

Establish and maintain baseline configurations and inventories of organizational systems (including hardware, software, firmware, and documentation) throughout the respective system development life cycles.

To ensure consistency, security, and compliance with organizational standards and requirements.

CMMC_L2_v1.9.0_CM.L2_3.4.2

CM.L2_3.4.2

Cybersecurity Maturity Model Certification (CMMC) Level 2 v1.9.0 CM.L2 3.4.2

Configuration Management

Security Configuration Enforcement

Shared

Establish and enforce security configuration settings for information technology products employed in organizational systems.

To mitigate vulnerabilities and enhance overall security posture.

CMMC_L2_v1.9.0_CM.L2_3.4.6

CM.L2_3.4.6

Cybersecurity Maturity Model Certification (CMMC) Level 2 v1.9.0 CM.L2 3.4.6

Configuration Management

Least Functionality

Shared

Employ the principle of least functionality by configuring organizational systems to provide only essential capabilities.

To reduce the risk of unauthorized access or exploitation of system vulnerabilities.

CMMC_L2_v1.9.0_SC.L1_3.13.1

SC.L1_3.13.1

Cybersecurity Maturity Model Certification (CMMC) Level 2 v1.9.0 SC.L1 3.13.1

System and Communications Protection

Boundary Protection

Shared

Monitor, control, and protect organizational communications (i.e., information transmitted or received by organizational information systems) at the external boundaries and key internal boundaries of the information systems.

To protect information assets from external attacks and insider threats.

CMMC_L2_v1.9.0_SC.L1_3.13.5

SC.L1_3.13.5

Cybersecurity Maturity Model Certification (CMMC) Level 2 v1.9.0 SC.L1 3.13.5

System and Communications Protection

Public Access System Separation

Shared

Implement subnetworks for publicly accessible system components that are physically or logically separated from internal networks.

To control access, monitor traffic, and mitigate the risk of unauthorized access or exploitation of internal resources.

AIS_02

CSA_v4.0.12_AIS_02

CSA Cloud Controls Matrix v4.0.12 AIS 02

Application & Interface Security

Application Security Baseline Requirements

Shared

n/a

Establish, document and maintain baseline requirements for securing different applications.

CCC_02

CSA_v4.0.12_CCC_02

CSA Cloud Controls Matrix v4.0.12 CCC 02

Change Control and Configuration Management

Quality Testing

Shared

n/a

Follow a defined quality change control, approval and testing process with established baselines, testing, and release standards.

CCC_03

CSA_v4.0.12_CCC_03

CSA Cloud Controls Matrix v4.0.12 CCC 03

Change Control and Configuration Management

Change Management Technology

Shared

n/a

Manage the risks associated with applying changes to organization assets, including application, systems, infrastructure, configuration, etc., regardless of whether the assets are managed internally or externally (i.e., outsourced).

CCC_04

CSA_v4.0.12_CCC_04

CSA Cloud Controls Matrix v4.0.12 CCC 04

Change Control and Configuration Management

Unauthorized Change Protection

Shared

n/a

Restrict the unauthorized addition, removal, update, and management of organization assets.

CCC_06

CSA_v4.0.12_CCC_06

CSA Cloud Controls Matrix v4.0.12 CCC 06

Change Control and Configuration Management

Change Management Baseline

Shared

n/a

Establish change management baselines for all relevant authorized changes on organization assets.

CCC_09

CSA_v4.0.12_CCC_09

CSA Cloud Controls Matrix v4.0.12 CCC 09

Change Control and Configuration Management

Change Restoration

Shared

n/a

Define and implement a process to proactively roll back changes to a previous known good state in case of errors or security concerns.

CEK_05

CSA_v4.0.12_CEK_05

CSA Cloud Controls Matrix v4.0.12 CEK 05

Cryptography, Encryption & Key Management

Encryption Change Management

Shared

n/a

Establish a standard change management procedure, to accommodate changes from internal and external sources, for review, approval, implementation and communication of cryptographic, encryption and key management technology changes.

CEK_06

CSA_v4.0.12_CEK_06

CSA Cloud Controls Matrix v4.0.12 CEK 06

Cryptography, Encryption & Key Management

Encryption Change Cost Benefit Analysis

Shared

n/a

Manage and adopt changes to cryptography-, encryption-, and key management-related systems (including policies and procedures) that fully account for downstream effects of proposed changes, including residual risk, cost, and benefits analysis.

CEK_07

CSA_v4.0.12_CEK_07

CSA Cloud Controls Matrix v4.0.12 CEK 07

Cryptography, Encryption & Key Management

Encryption Risk Management

Shared

n/a

Establish and maintain an encryption and key management risk program that includes provisions for risk assessment, risk treatment, risk context, monitoring, and feedback.

CEK_20

CSA_v4.0.12_CEK_20

CSA Cloud Controls Matrix v4.0.12 CEK 20

Cryptography, Encryption & Key Management

Key Recovery

Shared

n/a

Define, implement and evaluate processes, procedures and technical measures to assess the risk to operational continuity versus the risk of the keying material and the information it protects being exposed if control of the keying material is lost, which include provisions for legal and regulatory requirements.

DCS_02

CSA_v4.0.12_DCS_02

CSA Cloud Controls Matrix v4.0.12 DCS 02

Datacenter Security

Off-Site Transfer Authorization Policy and Procedures

Shared

n/a

Establish, document, approve, communicate, apply, evaluate and maintain policies and procedures for the relocation or transfer of hardware, software, or data/information to an offsite or alternate location. The relocation or transfer request requires the written or cryptographically verifiable authorization. Review and update the policies and procedures at least annually.

DSP_05

CSA_v4.0.12_DSP_05

CSA Cloud Controls Matrix v4.0.12 DSP 05

Data Security and Privacy Lifecycle Management

Data Flow Documentation

Shared

n/a

Create data flow documentation to identify what data is processed, stored or transmitted where. Review data flow documentation at defined intervals, at least annually, and after any change.

IAM_07

CSA_v4.0.12_IAM_07

CSA Cloud Controls Matrix v4.0.12 IAM 07

Identity & Access Management

User Access Changes and Revocation

Shared

n/a

De-provision or respectively modify access of movers / leavers or system identity changes in a timely manner in order to effectively adopt and communicate identity and access management policies.

TVM_04

CSA_v4.0.12_TVM_04

CSA Cloud Controls Matrix v4.0.12 TVM 04

Threat & Vulnerability Management

Detection Updates

Shared

n/a

Define, implement and evaluate processes, procedures and technical measures to update detection tools, threat signatures, and indicators of compromise on a weekly, or more frequent basis.

UEM_03

CSA_v4.0.12_UEM_03

CSA Cloud Controls Matrix v4.0.12 UEM 03

Universal Endpoint Management

Compatibility

Shared

n/a

Define and implement a process for the validation of the endpoint device's compatibility with operating systems and applications.

UEM_05

CSA_v4.0.12_UEM_05

CSA Cloud Controls Matrix v4.0.12 UEM 05

Universal Endpoint Management

Endpoint Management

Shared

n/a

Define, implement and evaluate processes, procedures and technical measures to enforce policies and controls for all endpoints permitted to access systems and/or store, transmit, or process organizational data.

Cyber_Essentials_v3.1

Cyber_Essentials_v3.1_1

Cyber Essentials v3.1 1

Cyber Essentials

Firewalls

Shared

n/a

Aim: to make sure that only secure and necessary network services can be accessed from the internet.

Cyber_Essentials_v3.1

Cyber_Essentials_v3.1_3

Cyber Essentials v3.1 3

Cyber Essentials

Security Update Management

Shared

n/a

Aim: ensure that devices and software are not vulnerable to known security issues for which fixes are available.

Cyber_Essentials_v3.1

Cyber_Essentials_v3.1_5

Cyber Essentials v3.1 5

Cyber Essentials

Malware protection

Shared

n/a

Aim: to restrict execution of known malware and untrusted software, from causing damage or accessing data.

EU_2555_(NIS2)_2022

EU_2555_(NIS2)_2022_21

EU 2022/2555 (NIS2) 2022 21

Cybersecurity risk-management measures

Shared

n/a

Requires essential and important entities to take appropriate measures to manage cybersecurity risks.

193

EU_GDPR_2016_679_Art._24

EU General Data Protection Regulation (GDPR) 2016/679 Art. 24

Chapter 4 - Controller and processor

Responsibility of the controller

Shared

n/a

310

EU_GDPR_2016_679_Art._25

EU General Data Protection Regulation (GDPR) 2016/679 Art. 25

Chapter 4 - Controller and processor

Data protection by design and by default

Shared

n/a

310

EU_GDPR_2016_679_Art._28

EU General Data Protection Regulation (GDPR) 2016/679 Art. 28

Chapter 4 - Controller and processor

Processor

Shared

n/a

310

FBI_Criminal_Justice_Information_Services_v5.9.5_5

EU_GDPR_2016_679_Art._32

EU General Data Protection Regulation (GDPR) 2016/679 Art. 32

Chapter 4 - Controller and processor

Security of processing

Shared

n/a

310

FBI_Criminal_Justice_Information_Services_v5.9.5_5.1

FBI Criminal Justice Information Services (CJIS) v5.9.5 5.1

Policy and Implementation - Systems And Communications Protection

Systems And Communications Protection

Shared

In addition, applications, services, or information systems must have the capability to ensure system integrity through the detection and protection against unauthorized changes to software and information.

Examples of systems and communications safeguards range from boundary and transmission protection to securing an agency's virtualized environment.

110

FBI_Criminal_Justice_Information_Services_v5.9.5_5

FBI_Criminal_Justice_Information_Services_v5.9.5_5.5

FBI Criminal Justice Information Services (CJIS) v5.9.5 5.5

Policy and Implementation - Access Control

Access Control

Shared

Refer to Section 5.13.6 for additional access control requirements related to mobile devices used to access CJI.

Access control provides the planning and implementation of mechanisms to restrict reading, writing, processing, and transmission of CJIS information and the modification of information systems, applications, services and communication configurations allowing access to CJIS information.

FBI_Criminal_Justice_Information_Services_v5.9.5_5

FBI_Criminal_Justice_Information_Services_v5.9.5_5.7

404 not found

n/a

FFIEC_CAT_2017

3.1.1

FFIEC_CAT_2017_3.1.1

FFIEC CAT 2017 3.1.1

Cybersecurity Controls

Infrastructure Management

Shared

n/a

- Network perimeter defense tools (e.g., border router and firewall) are used. - Systems that are accessed from the Internet or by external parties are protected by firewalls or other similar devices. - All ports are monitored. - Up to date antivirus and anti-malware tools are used. - Systems configurations (for servers, desktops, routers, etc.) follow industry standards and are enforced. - Ports, functions, protocols and services are prohibited if no longer needed for business purposes. - Access to make changes to systems configurations (including virtual machines and hypervisors) is controlled and monitored. - Programs that can override system, object, network, virtual machine, and application controls are restricted. - System sessions are locked after a pre-defined period of inactivity and are terminated after pre-defined conditions are met. - Wireless network environments require security settings with strong encryption for authentication and transmission. (*N/A if there are no wireless networks.)

FFIEC_CAT_2017

4.1.1

FFIEC_CAT_2017_4.1.1

FFIEC CAT 2017 4.1.1

External Dependency Management

Connections

Shared

n/a

- The critical business processes that are dependent on external connectivity have been identified. - The institution ensures that third-party connections are authorized. - A network diagram is in place and identifies all external connections. - Data flow diagrams are in place and document information flow to external parties.

hipaa-0805.01m1Organizational.12-01.m

0805.01m1Organizational.12-01.m

0805.01m1Organizational.12-01.m

08 Network Protection

0805.01m1Organizational.12-01.m 01.04 Network Access Control

Shared

n/a

The organization's security gateways (e.g., firewalls) (i) enforce security policies; (ii) are configured to filter traffic between domains; (iii) block unauthorized access; (iv) are used to maintain segregation between internal wired, internal wireless, and external network segments (e.g., the Internet), including DMZs; and, (vi) enforce access control policies for each of the domains.

hipaa-0806.01m2Organizational.12356-01.m

0806.01m2Organizational.12356-01.m

0806.01m2Organizational.12356-01.m

08 Network Protection

0806.01m2Organizational.12356-01.m 01.04 Network Access Control

Shared

n/a

The organization’s network is logically and physically segmented with a defined security perimeter and a graduated set of controls, including subnetworks for publicly accessible system components that are logically separated from the internal network, based on organizational requirements; traffic is controlled based on functionality required and classification of the data/systems based on a risk assessment and their respective security requirements.

hipaa-0809.01n2Organizational.1234-01.n

0809.01n2Organizational.1234-01.n

0809.01n2Organizational.1234-01.n

08 Network Protection

0809.01n2Organizational.1234-01.n 01.04 Network Access Control

Shared

n/a

Network traffic is controlled in accordance with the organization’s access control policy through firewall and other network-related restrictions for each network access point or external telecommunication service's managed interface.

hipaa-0810.01n2Organizational.5-01.n

0810.01n2Organizational.5-01.n

0810.01n2Organizational.5-01.n

08 Network Protection

0810.01n2Organizational.5-01.n 01.04 Network Access Control

Shared

n/a

Transmitted information is secured and, at a minimum, encrypted over open, public networks.

hipaa-0811.01n2Organizational.6-01.n

0811.01n2Organizational.6-01.n

0811.01n2Organizational.6-01.n

08 Network Protection

0811.01n2Organizational.6-01.n 01.04 Network Access Control

Shared

n/a

Exceptions to the traffic flow policy are documented with a supporting mission/business need, duration of the exception, and reviewed at least annually; traffic flow policy exceptions are removed when no longer supported by an explicit mission/business need.

hipaa-0812.01n2Organizational.8-01.n

0812.01n2Organizational.8-01.n

0812.01n2Organizational.8-01.n

08 Network Protection

0812.01n2Organizational.8-01.n 01.04 Network Access Control

Shared

n/a

Remote devices establishing a non-remote connection are not allowed to communicate with external (remote) resources.

hipaa-0814.01n1Organizational.12-01.n

0814.01n1Organizational.12-01.n

0814.01n1Organizational.12-01.n

08 Network Protection

0814.01n1Organizational.12-01.n 01.04 Network Access Control

Shared

n/a

The ability of users to connect to the internal network is restricted using a deny-by-default and allow-by-exception policy at managed interfaces according to the access control policy and the requirements of its business applications.

hipaa-0894.01m2Organizational.7-01.m

0894.01m2Organizational.7-01.m

0894.01m2Organizational.7-01.m

08 Network Protection

0894.01m2Organizational.7-01.m 01.04 Network Access Control

Shared

n/a

Networks are segregated from production-level networks when migrating physical servers, applications, or data to virtualized servers.

01.l

HITRUST_CSF_v11.3_01.l

HITRUST CSF v11.3 01.l

Network Access Control

Prevent unauthorized access to networked services.

Shared

Ports, services, and applications installed on a computer or network systems, which are not specifically required for business functionality, to be disabled or removed.

Physical and logical access to diagnostic and configuration ports shall be controlled.

01.m

HITRUST_CSF_v11.3_01.m

HITRUST CSF v11.3 01.m

Network Access Control

Ensure segregation in networks.

Shared

Security gateways, internal network perimeters, wireless network segregation, firewalls, and logical network domains with controlled data flows to be implemented to enhance network security.

Groups of information services, users, and information systems should be segregated on networks.

01.n

HITRUST_CSF_v11.3_01.n

HITRUST CSF v11.3 01.n

Network Access Control

Prevent unauthorised access to shared networks.

Shared

Default deny policy at managed interfaces, restricted user connections through network gateways, comprehensive access controls, time-based restrictions, and encryption of sensitive information transmitted over public networks for is to be implemented for enhanced security.

For shared networks, especially those extending across the organization’s boundaries, the capability of users to connect to the network shall be restricted, in line with the access control policy and requirements of the business applications.

01.o

HITRUST_CSF_v11.3_01.o

HITRUST CSF v11.3 01.o

Network Access Control

Implement network routing controls to prevent breach of the access control policy of business applications.

Shared

Security gateways are to be leveraged, application-layer filtering proxy is to be employed, outbound traffic is to be directed through authenticated proxy servers, and internal directory services to fortify network access controls and protect against external threats are to be secured.

Routing controls shall be implemented for networks to ensure that computer connections and information flows do not breach the access control policy of the business applications.

06.h

HITRUST_CSF_v11.3_06.h

HITRUST CSF v11.3 06.h

Compliance with Security Policies and Standards

Ensure compliance with security implementation standards by regular checking of information systems.

Shared

1. Annual checks on the technical security configuration of systems is to be performed either manually by an individual with experience with the systems and/or with the assistance of automated software tools. 2. Technical compliance checking is to be implemented to show compliance in support of technical interoperability.

Information systems shall be regularly checked for compliance with security implementation standards.

09.ab

HITRUST_CSF_v11.3_09.ab

HITRUST CSF v11.3 09.ab

Monitoring

Establish procedures for monitoring use of information processing systems and facilities to check for use and effectiveness of implemented controls.

Shared

1. It is to be specified how often audit logs are reviewed, how the reviews are documented, and the specific roles and responsibilities of the personnel conducting the reviews, including the professional certifications or other qualifications required. 2. All relevant legal requirements applicable to its monitoring of authorized access and unauthorized access attempts is to be complied with.

Procedures for monitoring use of information processing systems and facilities shall be established to check for use and effectiveness of implemented controls. The results of the monitoring activities shall be reviewed regularly.

113

09.j

HITRUST_CSF_v11.3_09.j

HITRUST CSF v11.3 09.j

Protection Against Malicious and Mobile Code

Ensure that integrity of information and software is protected from malicious or unauthorized code

Shared

1. Technologies are to be implemented for timely installation, upgrade and renewal of anti-malware protective measures. 2. Automatic periodic scans of information systems is to be implemented. 3. Anti-malware software that offers a centralized infrastructure that compiles information on file reputations is to be implemented. 4. Post-malicious code update, signature deployment, scanning files, email, and web traffic is to be verified by automated systems, while BYOD users require anti-malware, network-based malware detection is to be used on servers without host-based solutions use. 5. Anti-malware audit logs checks to be performed. 6. Protection against malicious code is to be based on malicious code detection and repair software, security awareness, appropriate system access, and change management controls.

Detection, prevention, and recovery controls shall be implemented to protect against malicious code, and appropriate user awareness procedures on malicious code shall be provided.

09.m

HITRUST_CSF_v11.3_09.m

HITRUST CSF v11.3 09.m

Network Security Management

Ensure the protection of information in networks and protection of the supporting network infrastructure.

Shared

1. Vendor default encryption keys, default SNMP community strings on wireless devices, default passwords/passphrases on access points, and other security-related wireless vendor defaults is to be changed prior to authorization of implementation of wireless access points. 2. Wireless encryption keys to be changed when anyone with knowledge of the keys leaves or changes. 3. All authorized and unauthorized wireless access to the information system is to be monitored and installation of wireless access points (WAP) is to be prohibited unless explicitly authorized.

Networks shall be managed and controlled in order to protect the organization from threats and to maintain security for the systems and applications using the network, including information in transit.

09.w

HITRUST_CSF_v11.3_09.w

HITRUST CSF v11.3 09.w

Exchange of Information

Develop and implement policies and procedures, to protect information associated with the interconnection of business information systems.

Shared

1. A security baseline is to be documented and implemented for interconnected systems. 2. Other requirements and controls linked to interconnected business systems are to include the separation of operational systems from interconnected system, retention and back-up of information held on the system, and fallback requirements and arrangements.

Policies and procedures shall be developed and implemented to protect information associated with the interconnection of business information systems.

10.k

HITRUST_CSF_v11.3_10.k

HITRUST CSF v11.3 10.k

Security In Development and Support Processes

Ensure the security of application system software and information through the development process, project and support environments shall be strictly controlled.

Shared

1. The purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance for configuration management is to be formally addressed. 2. Changes to mobile device operating systems, patch levels, and/or applications is to be managed through a formal change management process. 3. A baseline configuration of the information system is to be developed, documented, and maintained under configuration control.

The implementation of changes, including patches, service packs, and other updates and modifications, shall be controlled by the use of formal change control procedures.

10.m

HITRUST_CSF_v11.3_10.m

HITRUST CSF v11.3 10.m

Technical Vulnerability Management

Reduce the risks resulting from exploitation of published technical vulnerabilities, technical vulnerability management shall be implemented in an effective, systematic, and repeatable way with measurements taken to confirm its effectiveness.

Shared

1. The necessary secure services, protocols required for the function of the system are to be enabled. 2. Security features to be implemented for any required services that are considered to be insecure. 3. Laptops, workstations, and servers to be configured so they will not auto-run content from removable media. 4. Configuration standards to be consistent with industry-accepted system hardening standards. 5. An enterprise security posture review within every 365 days is to be conducted. 6. Vulnerability scanning tools to be regularly updated with all relevant information system vulnerabilities.

Timely information about technical vulnerabilities of information systems being used shall be obtained; the organization’s exposure to such vulnerabilities evaluated; and appropriate measures taken to address the associated risk.

ISO_IEC_27002_2022

5.14

ISO_IEC_27002_2022_5.14

ISO IEC 27002 2022 5.14

Protection, Preventive Control

Information transfer

Shared

To maintain the security of information transferred within an organization and with any external interested party.

Information transfer rules, procedures, or agreements should be in place for all types of transfer facilities within the organization and between the organization and other parties.

ISO_IEC_27002_2022

5.9

ISO_IEC_27002_2022_5.9

ISO IEC 27002 2022 5.9

Preventive, Identifying Control

Inventory of information and other associated assets

Shared

An inventory of information and other associated assets, including owners, should be developed and maintained.

To identify the organization’s information and other associated assets in order to preserve their information security and assign appropriate ownership.

ISO_IEC_27002_2022

8.9

ISO_IEC_27002_2022_8.9

ISO IEC 27002 2022 8.9

Protection, Preventive Control

Configuration management

Shared

Configurations, including security configurations, of hardware, software, services and networks should be established, documented, implemented, monitored and reviewed.

To ensure hardware, software, services and networks function correctly with required security settings, and configuration is not altered by unauthorized or incorrect changes.

ISO_IEC_27017_2015

8.1.1

ISO_IEC_27017_2015_8.1.1

ISO IEC 27017 2015 8.1.1

Asset Management

Inventory of Assets

Shared

For Cloud Service Customer: The cloud service customer's inventory of assets should account for information and associated assets stored in the cloud computing environment. The records of the inventory should indicate where the assets are maintained, e.g., identification of the cloud service. For Cloud Service Provider: The inventory of assets of the cloud service provider should explicitly identify: (i) cloud service customer data; (ii) cloud service derived data.

To identify the organization’s information and other associated assets in order to preserve their information security and assign appropriate ownership.

.1.3

NIST_SP_800-171_R3_3.1.3

NIST 800-171 R3 3.1.3

Access Control

Information Flow Enforcement

Shared

Information flow control regulates where CUI can transit within a system and between systems (versus who can access the information) and without explicit regard to subsequent accesses to that information. Flow control restrictions include keeping CUI from being transmitted in the clear to the internet, blocking outside traffic that claims to be from within the organization, restricting requests to the internet that are not from the internal web proxy server, and limiting information transfers between organizations based on data structures and content. Organizations commonly use information flow control policies and enforcement mechanisms to control the flow of CUI between designated sources and destinations (e.g., networks, individuals, and devices) within systems and between interconnected systems. Flow control is based on characteristics of the information or the information path. Enforcement occurs in boundary protection devices (e.g., encrypted tunnels, routers, gateways, and firewalls) that use rule sets or establish configuration settings that restrict system services, provide a packet-filtering capability based on header information, or provide a message-filtering capability based on message content (e.g., implementing key word searches or using document characteristics). Organizations also consider the trustworthiness of filtering and inspection mechanisms (i.e., hardware, firmware, and software components) that are critical to information flow enforcement. Transferring information between systems that represent different security domains with different security policies introduces the risk that such transfers violate one or more domain security policies. In such situations, information owners or stewards provide guidance at designated policy enforcement points between interconnected systems. Organizations consider mandating specific architectural solutions when required to enforce specific security policies. Enforcement includes prohibiting information transfers between interconnected systems (i.e., allowing information access only), employing hardware mechanisms to enforce one-way information flows, and implementing trustworthy regrading mechanisms to reassign security attributes and security labels.

Enforce approved authorizations for controlling the flow of CUI within the system and between connected systems.

NIST_SP_800-171_R3_3.13.1

.13.1

NIST 800-171 R3 3.13.1

System and Communications Protection Control

Boundary Protection

Shared

Managed interfaces include gateways, routers, firewalls, network-based malicious code analysis, virtualization systems, and encrypted tunnels implemented within a security architecture. Subnetworks that are either physically or logically separated from internal networks are referred to as demilitarized zones or DMZs. Restricting or prohibiting interfaces within organizational systems includes restricting external web traffic to designated web servers within managed interfaces, prohibiting external traffic that appears to be spoofing internal addresses, and prohibiting internal traffic that appears to be spoofing external addresses.

a. Monitor and control communications at the external managed interfaces to the system and at key internal managed interfaces within the system. b. Implement subnetworks for publicly accessible system components that are physically or logically separated from internal networks. c. Connect to external systems only through managed interfaces consisting of boundary protection devices arranged in accordance with an organizational security architecture.

.4.1

NIST_SP_800-171_R3_3.4.1

404 not found

n/a

NIST_SP_800-171_R3_3.4.10

.4.10

NIST 800-171 R3 3.4.10

Configuration Management Control

System Component Inventory

Shared

System components are discrete, identifiable assets (i.e., hardware, software, and firmware elements) that compose a system. Organizations may implement centralized system component inventories that include components from all systems. In such situations, organizations ensure that the inventories include system-specific information required for component accountability. The information necessary for effective accountability of system components includes the system name, software owners, software version numbers, hardware inventory specifications, software license information — and for networked components — the machine names and network addresses for all implemented protocols (e.g., IPv4, IPv6). Inventory specifications include component type, physical location, date of receipt, manufacturer, cost, model, serial number, and supplier information.

a. Develop and document an inventory of system components. b. Review and update the system component inventory periodically. c. Update the system component inventory as part of installations, removals, and system updates.

.4.2

NIST_SP_800-171_R3_3.4.2

404 not found

n/a

.4.6

NIST_SP_800-171_R3_3.4.6

404 not found

n/a

NIST_SP_800-53_R5.1.1_AC.4

AC.4

NIST SP 800-53 R5.1.1 AC.4

Access Control

Information Flow Enforcement

Shared

Enforce approved authorizations for controlling the flow of information within the system and between connected systems based on [Assignment: organization-defined information flow control policies].

Information flow control regulates where information can travel within a system and between systems (in contrast to who is allowed to access the information) and without regard to subsequent accesses to that information. Flow control restrictions include blocking external traffic that claims to be from within the organization, keeping export-controlled information from being transmitted in the clear to the Internet, restricting web requests that are not from the internal web proxy server, and limiting information transfers between organizations based on data structures and content. Transferring information between organizations may require an agreement specifying how the information flow is enforced (see CA-3). Transferring information between systems in different security or privacy domains with different security or privacy policies introduces the risk that such transfers violate one or more domain security or privacy policies. In such situations, information owners/stewards provide guidance at designated policy enforcement points between connected systems. Organizations consider mandating specific architectural solutions to enforce specific security and privacy policies. Enforcement includes prohibiting information transfers between connected systems (i.e., allowing access only), verifying write permissions before accepting information from another security or privacy domain or connected system, employing hardware mechanisms to enforce one-way information flows, and implementing trustworthy regrading mechanisms to reassign security or privacy attributes and labels. Organizations commonly employ information flow control policies and enforcement mechanisms to control the flow of information between designated sources and destinations within systems and between connected systems. Flow control is based on the characteristics of the information and/or the information path. Enforcement occurs, for example, in boundary protection devices that employ rule sets or establish configuration settings that restrict system services, provide a packet-filtering capability based on header information, or provide a message-filtering capability based on message content. Organizations also consider the trustworthiness of filtering and/or inspection mechanisms (i.e., hardware, firmware, and software components) that are critical to information flow enforcement. Control enhancements 3 through 32 primarily address cross-domain solution needs that focus on more advanced filtering techniques, in-depth analysis, and stronger flow enforcement mechanisms implemented in cross-domain products, such as high-assurance guards. Such capabilities are generally not available in commercial off-the-shelf products. Information flow enforcement also applies to control plane traffic (e.g., routing and DNS).

NIST_SP_800-53_R5.1.1_AC.4.4

AC.4.4

NIST SP 800-53 R5.1.1 AC.4.4

Access Control

Information Flow Enforcement | Flow Control of Encrypted Information

Shared

Prevent encrypted information from bypassing [Assignment: organization-defined information flow control mechanisms] by [Selection (one or more): decrypting the information; blocking the flow of the encrypted information; terminating communications sessions attempting to pass encrypted information; [Assignment: organization-defined procedure or method] ].

Flow control mechanisms include content checking, security policy filters, and data type identifiers. The term encryption is extended to cover encoded data not recognized by filtering mechanisms.

NIST_SP_800-53_R5.1.1_AC.4.6

AC.4.6

NIST SP 800-53 R5.1.1 AC.4.6

Access Control

Information Flow Enforcement | Metadata

Shared

Enforce information flow control based on [Assignment: organization-defined metadata].

Metadata is information that describes the characteristics of data. Metadata can include structural metadata describing data structures or descriptive metadata describing data content. Enforcement of allowed information flows based on metadata enables simpler and more effective flow control. Organizations consider the trustworthiness of metadata regarding data accuracy (i.e., knowledge that the metadata values are correct with respect to the data), data integrity (i.e., protecting against unauthorized changes to metadata tags), and the binding of metadata to the data payload (i.e., employing sufficiently strong binding techniques with appropriate assurance).

NIST_SP_800-53_R5.1.1_CM.2

CM.2

NIST SP 800-53 R5.1.1 CM.2

Configuration Management Control

Baseline Configuration

Shared

a. Develop, document, and maintain under configuration control, a current baseline configuration of the system; and b. Review and update the baseline configuration of the system: 1. [Assignment: organization-defined frequency]; 2. When required due to [Assignment: Assignment organization-defined circumstances]; and 3. When system components are installed or upgraded.

Baseline configurations for systems and system components include connectivity, operational, and communications aspects of systems. Baseline configurations are documented, formally reviewed, and agreed-upon specifications for systems or configuration items within those systems. Baseline configurations serve as a basis for future builds, releases, or changes to systems and include security and privacy control implementations, operational procedures, information about system components, network topology, and logical placement of components in the system architecture. Maintaining baseline configurations requires creating new baselines as organizational systems change over time. Baseline configurations of systems reflect the current enterprise architecture.

NIST_SP_800-53_R5.1.1_CM.6

CM.6

NIST SP 800-53 R5.1.1 CM.6

Configuration Management Control

Configuration Settings

Shared

a. Establish and document configuration settings for components employed within the system that reflect the most restrictive mode consistent with operational requirements using [Assignment: organization-defined common secure configurations]; b. Implement the configuration settings; c. Identify, document, and approve any deviations from established configuration settings for [Assignment: organization-defined system components] based on [Assignment: organization-defined operational requirements]; and d. Monitor and control changes to the configuration settings in accordance with organizational policies and procedures.

Configuration settings are the parameters that can be changed in the hardware, software, or firmware components of the system that affect the security and privacy posture or functionality of the system. Information technology products for which configuration settings can be defined include mainframe computers, servers, workstations, operating systems, mobile devices, input/output devices, protocols, and applications. Parameters that impact the security posture of systems include registry settings; account, file, or directory permission settings; and settings for functions, protocols, ports, services, and remote connections. Privacy parameters are parameters impacting the privacy posture of systems, including the parameters required to satisfy other privacy controls. Privacy parameters include settings for access controls, data processing preferences, and processing and retention permissions. Organizations establish organization-wide configuration settings and subsequently derive specific configuration settings for systems. The established settings become part of the configuration baseline for the system. Common secure configurations (also known as security configuration checklists, lockdown and hardening guides, and security reference guides) provide recognized, standardized, and established benchmarks that stipulate secure configuration settings for information technology products and platforms as well as instructions for configuring those products or platforms to meet operational requirements. Common secure configurations can be developed by a variety of organizations, including information technology product developers, manufacturers, vendors, federal agencies, consortia, academia, industry, and other organizations in the public and private sectors. Implementation of a common secure configuration may be mandated at the organization level, mission and business process level, system level, or at a higher level, including by a regulatory agency. Common secure configurations include the United States Government Configuration Baseline [USGCB] and security technical implementation guides (STIGs), which affect the implementation of CM-6 and other controls such as AC-19 and CM-7. The Security Content Automation Protocol (SCAP) and the defined standards within the protocol provide an effective method to uniquely identify, track, and control configuration settings.

NIST_SP_800-53_R5.1.1_CM.7

CM.7

NIST SP 800-53 R5.1.1 CM.7

Configuration Management Control

Least Functionality

Shared

a. Configure the system to provide only [Assignment: organization-defined mission essential capabilities]; and b. Prohibit or restrict the use of the following functions, ports, protocols, software, and/or services: [Assignment: organization-defined prohibited or restricted functions, system ports, protocols, software, and/or services].

Systems provide a wide variety of functions and services. Some of the functions and services routinely provided by default may not be necessary to support essential organizational missions, functions, or operations. Additionally, it is sometimes convenient to provide multiple services from a single system component, but doing so increases risk over limiting the services provided by that single component. Where feasible, organizations limit component functionality to a single function per component. Organizations consider removing unused or unnecessary software and disabling unused or unnecessary physical and logical ports and protocols to prevent unauthorized connection of components, transfer of information, and tunneling. Organizations employ network scanning tools, intrusion detection and prevention systems, and end-point protection technologies, such as firewalls and host-based intrusion detection systems, to identify and prevent the use of prohibited functions, protocols, ports, and services. Least functionality can also be achieved as part of the fundamental design and development of the system (see SA-8, SC-2, and SC-3).

NIST_SP_800-53_R5.1.1_CM.8

CM.8

NIST SP 800-53 R5.1.1 CM.8

Configuration Management Control

System Component Inventory

Shared

a. Develop and document an inventory of system components that: 1. Accurately reflects the system; 2. Includes all components within the system; 3. Does not include duplicate accounting of components or components assigned to any other system; 4. Is at the level of granularity deemed necessary for tracking and reporting; and 5. Includes the following information to achieve system component accountability: [Assignment: organization-defined information deemed necessary to achieve effective system component accountability]; and b. Review and update the system component inventory [Assignment: organization-defined frequency].

System components are discrete, identifiable information technology assets that include hardware, software, and firmware. Organizations may choose to implement centralized system component inventories that include components from all organizational systems. In such situations, organizations ensure that the inventories include system-specific information required for component accountability. The information necessary for effective accountability of system components includes the system name, software owners, software version numbers, hardware inventory specifications, software license information, and for networked components, the machine names and network addresses across all implemented protocols (e.g., IPv4, IPv6). Inventory specifications include date of receipt, cost, model, serial number, manufacturer, supplier information, component type, and physical location. Preventing duplicate accounting of system components addresses the lack of accountability that occurs when component ownership and system association is not known, especially in large or complex connected systems. Effective prevention of duplicate accounting of system components necessitates use of a unique identifier for each component. For software inventory, centrally managed software that is accessed via other systems is addressed as a component of the system on which it is installed and managed. Software installed on multiple organizational systems and managed at the system level is addressed for each individual system and may appear more than once in a centralized component inventory, necessitating a system association for each software instance in the centralized inventory to avoid duplicate accounting of components. Scanning systems implementing multiple network protocols (e.g., IPv4 and IPv6) can result in duplicate components being identified in different address spaces. The implementation of CM-8(7) can help to eliminate duplicate accounting of components.

NIST_SP_800-53_R5.1.1_SC.7

SC.7

NIST SP 800-53 R5.1.1 SC.7

System and Communications Protection

Boundary Protection

Shared

a. Monitor and control communications at the external managed interfaces to the system and at key internal managed interfaces within the system; b. Implement subnetworks for publicly accessible system components that are [Selection: physically; logically] separated from internal organizational networks; and c. Connect to external networks or systems only through managed interfaces consisting of boundary protection devices arranged in accordance with an organizational security and privacy architecture.

Managed interfaces include gateways, routers, firewalls, guards, network-based malicious code analysis, virtualization systems, or encrypted tunnels implemented within a security architecture. Subnetworks that are physically or logically separated from internal networks are referred to as demilitarized zones or DMZs. Restricting or prohibiting interfaces within organizational systems includes restricting external web traffic to designated web servers within managed interfaces, prohibiting external traffic that appears to be spoofing internal addresses, and prohibiting internal traffic that appears to be spoofing external addresses. Commercial telecommunications services are provided by network components and consolidated management systems shared by customers. These services may also include third party-provided access lines and other service elements. Such services may represent sources of increased risk despite contract security provisions. Boundary protection may be implemented as a common control for all or part of an organizational network such that the boundary to be protected is greater than a system-specific boundary (i.e., an authorization boundary).

14.3.12.C.01.

NZISM_v3.7_14.3.12.C.01.

NZISM v3.7 14.3.12.C.01.

Web Applications

14.3.12.C.01. - strengthening the overall security posture of the agency's network environment.

Shared

n/a

Agencies SHOULD use the Web proxy to filter content that is potentially harmful to system users and their workstations.

19.1.10.C.01.

NZISM_v3.7_19.1.10.C.01.

NZISM v3.7 19.1.10.C.01.

Gateways

19.1.10.C.01. - ensure that the security requirements are consistently upheld throughout the network hierarchy, from the lowest to the highest networks.

Shared

n/a

When agencies have cascaded connections between networks involving multiple gateways they MUST ensure that the assurance levels specified for network devices between the overall lowest and highest networks are met by the gateway between the highest network and the next highest network within the cascaded connection.

19.1.11.C.01.

NZISM_v3.7_19.1.11.C.01.

NZISM v3.7 19.1.11.C.01.

Gateways

19.1.11.C.01. - ensure network protection through gateway mechanisms.

Shared

n/a

Agencies MUST ensure that: 1. all agency networks are protected from networks in other security domains by one or more gateways; 2. all gateways contain mechanisms to filter or limit data flow at the network and content level to only the information necessary for business purposes; and 3. all gateway components, discrete and virtual, are physically located within an appropriately secured server room.

19.1.11.C.02.

NZISM_v3.7_19.1.11.C.02.

NZISM v3.7 19.1.11.C.02.

Gateways

19.1.11.C.02. - maintain security and integrity across domains.

Shared

n/a

For gateways between networks in different security domains, any shared components MUST be managed by the system owners of the highest security domain or by a mutually agreed party.

19.1.12.C.01.

NZISM_v3.7_19.1.12.C.01.

NZISM v3.7 19.1.12.C.01.

Gateways

19.1.12.C.01. - minimize security risks and ensure effective control over network communications

Shared

n/a

Agencies MUST ensure that gateways: 1. are the only communications paths into and out of internal networks; 2. by default, deny all connections into and out of the network; 3. allow only explicitly authorised connections; 4. are managed via a secure path isolated from all connected networks (i.e. physically at the gateway or on a dedicated administration network); 5. provide sufficient logging and audit capabilities to detect information security incidents, attempted intrusions or anomalous usage patterns; and 6. provide real-time alerts.

19.1.14.C.01.

NZISM_v3.7_19.1.14.C.01.

NZISM v3.7 19.1.14.C.01.

Gateways

19.1.14.C.01. - enhance security by segregating resources from the internal network.

Shared

n/a

Agencies MUST use demilitarised zones to house systems and information directly accessed externally.

19.1.14.C.02.

NZISM_v3.7_19.1.14.C.02.

NZISM v3.7 19.1.14.C.02.

Gateways

19.1.14.C.02. - enhance security by segregating resources from the internal network.

Shared

n/a

Agencies SHOULD use demilitarised zones to house systems and information directly accessed externally.

19.1.19.C.01.

NZISM_v3.7_19.1.19.C.01.

NZISM v3.7 19.1.19.C.01.

Gateways

19.1.19.C.01. - enhance security posture.

Shared

n/a

Agencies MUST limit access to gateway administration functions.

19.2.16.C.02.

NZISM_v3.7_19.2.16.C.02.

NZISM v3.7 19.2.16.C.02.

Cross Domain Solutions (CDS)

19.2.16.C.02. - maintain security and prevent unauthorized access or disclosure of sensitive information.

Shared

n/a

Agencies MUST NOT implement a gateway permitting data to flow directly from: 1. a TOP SECRET network to any network below SECRET; 2. a SECRET network to an UNCLASSIFIED network; or 3. a CONFIDENTIAL network to an UNCLASSIFIED network.

19.2.18.C.01.

NZISM_v3.7_19.2.18.C.01.

NZISM v3.7 19.2.18.C.01.

Cross Domain Solutions (CDS)

19.2.18.C.01. - enhance data security and prevent unauthorized access or leakage between classified networks and less classified networks.

Shared

n/a

Agencies MUST ensure that all bi-directional gateways between TOP SECRET and SECRET networks, SECRET and less classified networks, and CONFIDENTIAL and less classified networks, have separate upward and downward paths which use a diode and physically separate infrastructure for each path.

19.2.19.C.01.

NZISM_v3.7_19.2.19.C.01.

NZISM v3.7 19.2.19.C.01.

Cross Domain Solutions (CDS)

19.2.19.C.01. - ensure the integrity and reliability of information accessed or received.

Shared

n/a

Trusted sources MUST be: 1. a strictly limited list derived from business requirements and the result of a security risk assessment; 2. where necessary an appropriate security clearance is held; and 3. approved by the Accreditation Authority.

19.2.19.C.02.

NZISM_v3.7_19.2.19.C.02.

NZISM v3.7 19.2.19.C.02.

Cross Domain Solutions (CDS)

19.2.19.C.02. - reduce the risk of unauthorized data transfers and potential breaches.

Shared

n/a

Trusted sources MUST authorise all data to be exported from a security domain.

19.3.8.C.01.

NZISM_v3.7_19.3.8.C.01.

NZISM v3.7 19.3.8.C.01.

Firewalls

19.3.8.C.01. - enhance network security.

Shared

n/a

All gateways MUST contain a firewall in both physical and virtual environments.

19.3.8.C.03.

NZISM_v3.7_19.3.8.C.03.

NZISM v3.7 19.3.8.C.03.

Firewalls

19.3.8.C.03. - minimise the risk of unauthorized access or data leakage between networks

Shared

n/a

Agencies MUST use devices as shown in the following table for their gateway when connecting two networks of different classifications or two networks of the same classification but of different security domains. Your network: Restricted and below Their network: Unclassified You require: EAL4 firewall They require: N/A Your network: Restricted and below Their network: Restricted You require: EAL2 or PP firewall They require:EAL2 or PP firewall Your network: Restricted and below Their network: Confidential You require: EAL2 or PP firewall They require:EAL4 firewall Your network: Restricted and below Their network: Secret You require: EAL2 or PP firewall They require:EAL4 firewall Your network: Restricted and below Their network: Top Secret You require: EAL2 or PP firewall They require: Consultation with GCSB Your network: Confidential Their network: Unclassified You require: Consultation with GCSB They require: N/A Your network: Confidential Their network: Restricted You require: EAL4 firewall They require: EAL2 or PP firewall Your network: Confidential Their network: Confidential You require: EAL2 or PP firewal They require: EAL2 or PP firewall Your network: Confidential Their network: Secret You require: EAL2 or PP firewal They require: EAL4 firewall Your network: Confidential Their network: Top Secret You require: EAL2 or PP firewall They require: Consultation with GCSB Your network: Secret Their network: Unclassified You require: Consultation with GCSB They require: N/A Your network: Secret Their network: Restricted You require: EAL4 firewall They require: EAL2 or PP firewall Your network: Secret Their network: Confidential You require: EAL4 firewall They require: EAL2 or PP firewall Your network: Secret Their network: Secret You require: EAL2 or PP firewall They require: EAL2 or PP firewall Your network: Secret Their network: Top Secret You require: EAL2 or PP firewall They require: EAL4 firewall Your network: Top Secret Their network: Unclassified You require: Consultation with GCSB They require: N/A Your network: Top Secret Their network: Restricted You require: Consultation with GCSB They require: EAL2 or PP firewall Your network: Top Secret Their network: Confidential You require: Consultation with GCSB They require: EAL2 or PP firewall Your network: Top Secret Their network: Secret You require: EAL4 firewall They require: EAL2 or PP firewall Your network: Top Secret Their network: Top Secret You require: EAL4 firewall They require: EAL4 firewall

19.3.8.C.04.

NZISM_v3.7_19.3.8.C.04.

NZISM v3.7 19.3.8.C.04.

Firewalls

19.3.8.C.04. - minimise the risk of unauthorized access or data leakage between networks

Shared

n/a

1. The requirement to implement a firewall as part of gateway architecture MUST be met separately and independently by both parties (gateways) in both physical and virtual environments. 2. Shared equipment DOES NOT satisfy the requirements of this control.

19.3.9.C.01.

NZISM_v3.7_19.3.9.C.01.

NZISM v3.7 19.3.9.C.01.

Firewalls

19.3.9.C.01. - minimise the risk of unauthorized access or data leakage between networks

Shared

n/a

Agencies MUST use a firewall of at least an EAL4 assurance level between an NZEO network and a foreign network in addition to the minimum assurance levels for firewalls between networks of different classifications or security domains.

1.2.5

PCI_DSS_v4.0.1_1.2.5

PCI DSS v4.0.1 1.2.5

Install and Maintain Network Security Controls

All services, protocols, and ports allowed are identified, approved, and have a defined business need

Shared

n/a

Examine documentation to verify that a list exists of all allowed services, protocols, and ports, including business justification and approval for each. Examine configuration settings for NSCs to verify that only approved services, protocols, and ports are in use

1.4.4

PCI_DSS_v4.0.1_1.4.4

PCI DSS v4.0.1 1.4.4

Install and Maintain Network Security Controls

System components that store cardholder data are not directly accessible from untrusted networks

Shared

n/a

Examine the data-flow diagram and network diagram to verify that it is documented that system components storing cardholder data are not directly accessible from the untrusted networks. Examine configurations of NSCs to verify that controls are implemented such that system components storing cardholder data are not directly accessible from untrusted networks

2.2.1

PCI_DSS_v4.0.1_2.2.1

PCI DSS v4.0.1 2.2.1

Apply Secure Configurations to All System Components

Configuration standards are developed, implemented, and maintained to cover all system components, address all known security vulnerabilities, be consistent with industry-accepted system hardening standards or vendor hardening recommendations, be updated as new vulnerability issues are identified, and be applied when new systems are configured and verified as in place before or immediately after a system component is connected to a production environment

Shared

n/a

Examine system configuration standards to verify they define processes that include all elements specified in this requirement. Examine policies and procedures and interview personnel to verify that system configuration standards are updated as new vulnerability issues are identified, as defined in Requirement 6.3.1. Examine configuration settings and interview personnel to verify that system configuration standards are applied when new systems are configured and verified as being in place before or immediately after a system component is connected to a production environment

2.2.4

PCI_DSS_v4.0.1_2.2.4

PCI DSS v4.0.1 2.2.4

Apply Secure Configurations to All System Components

Only necessary services, protocols, daemons, and functions are enabled, and all unnecessary functionality is removed or disabled

Shared

n/a

Examine system configuration standards to verify necessary services, protocols, daemons, and functions are identified and documented. Examine system configurations to verify the following: All unnecessary functionality is removed or disabled. Only required functionality, as documented in the configuration standards, is enabled

9.5.1

PCI_DSS_v4.0.1_9.5.1

PCI DSS v4.0.1 9.5.1

Restrict Physical Access to Cardholder Data

Protection Measures for POI Devices Against Tampering and Unauthorized Substitution

Shared

n/a

POI devices that capture payment card data via direct physical interaction with the payment card form factor are protected from tampering and unauthorized substitution, including the following: • Maintaining a list of POI devices. • Periodically inspecting POI devices to look for tampering or unauthorized substitution. • Training personnel to be aware of suspicious behavior and to report tampering or unauthorized substitution of devices.

9.5.1.1

PCI_DSS_v4.0.1_9.5.1.1

PCI DSS v4.0.1 9.5.1.1

Restrict Physical Access to Cardholder Data

Maintenance of an Up-to-Date List of POI Devices

Shared

n/a

An up-to-date list of POI devices is maintained, including: • Make and model of the device. • Location of device. • Device serial number or other methods of unique identification.

RMiT_v1.0

10.33

RMiT_v1.0_10.33

RMiT 10.33

Network Resilience

Network Resilience - 10.33

Shared

n/a

A financial institution must design a reliable, scalable and secure enterprise network that is able to support its business activities, including future growth plans.

link

A1.1

SOC_2023_A1.1

SOC 2023 A1.1

Additional Criteria for Availability

Effectively manage capacity demand and facilitate the implementation of additional capacity as needed.

Shared

n/a

The entity maintains, monitors, and evaluates current processing capacity and use of system components (infrastructure, data, and software) to manage capacity demand and to enable the implementation of additional capacity to help meet its objectives.

111

CC1.4

SOC_2023_CC1.4

SOC 2023 CC1.4

Control Environment

Ensure organizational resilience, innovation, and competitiveness in the long run.

Shared

n/a

Entity demonstrates a commitment to attract, develop, and retain competent individuals in alignment with objectives by establishing policies and procedures, evaluating the competence required and address its shortcomings, attracts, develops and retains individuals through mentoring and training and plan and prepare for succession by developing contingency plans for assignments of responsibilities important for internal control.

CC2.3

SOC_2023_CC2.3

SOC 2023 CC2.3

Information and Communication

Facilitate effective internal communication.

Shared

n/a

Entity to communicate with external parties regarding matters affecting the functioning of internal control.

218

CC5.3

SOC_2023_CC5.3

SOC 2023 CC5.3

Control Activities

Maintain alignment with organizational objectives and regulatory requirements.

Shared

n/a

Entity deploys control activities through policies that establish what is expected and in procedures that put policies into action by establishing Policies and Procedures to Support Deployment of Management’s Directives, Responsibility and Accountability for Executing Policies and Procedures, perform tasks in a timely manner, taking corrective actions, perform using competent personnel and reassess policies and procedures.

229

CC6.1

SOC_2023_CC6.1

SOC 2023 CC6.1

Logical and Physical Access Controls

Mitigate security events and ensuring the confidentiality, integrity, and availability of critical information assets.

Shared

n/a

Entity implements logical access security software, infrastructure, and architectures over protected information assets to protect them from security events to meet the entity's objectives by identifying and managing the inventory of information assets, restricting logical access, identification and authentication of users, consider network segmentation, manage points of access, restricting access of information assets, managing identification and authentication, managing credentials for infrastructure and software, using encryption to protect data and protect using encryption keys.

128

CC6.7

SOC_2023_CC6.7

404 not found

n/a

CC6.8

SOC_2023_CC6.8

SOC 2023 CC6.8

Logical and Physical Access Controls

Mitigate the risk of cybersecurity threats, safeguard critical systems and data, and maintain operational continuity and integrity.

Shared

n/a

Entity implements controls to prevent or detect and act upon the introduction of unauthorized or malicious software to meet the entity’s objectives.

CC7.2

SOC_2023_CC7.2

SOC 2023 CC7.2

Systems Operations

Maintain robust security measures and ensure operational resilience.

Shared

n/a

The entity monitors system components and the operation of those components for anomalies that are indicative of malicious acts, natural disasters, and errors affecting the entity's ability to meet its objectives; anomalies are analysed to determine whether they represent security events.

167

CC7.4

SOC_2023_CC7.4

SOC 2023 CC7.4

Systems Operations

Effectively manage security incidents, minimize their impact, and protect assets, operations, and reputation.

Shared

n/a

The entity responds to identified security incidents by: a. Executing a defined incident-response program to understand, contain, remediate, and communicate security incidents by assigning roles and responsibilities; b. Establishing procedures to contain security incidents; c. Mitigating ongoing security incidents, End Threats Posed by Security Incidents; d. Restoring operations; e. Developing and Implementing Communication Protocols for Security Incidents; f. Obtains Understanding of Nature of Incident and Determines Containment Strategy; g. Remediation Identified Vulnerabilities; h. Communicating Remediation Activities; and, i. Evaluating the Effectiveness of Incident Response and periodic incident evaluations.

213

CC8.1

SOC_2023_CC8.1

SOC 2023 CC8.1

Change Management

Minimise risks, ensure quality, optimise efficiency, and enhance resilience in the face of change.

Shared

n/a

The entity authorizes, designs, develops or acquires, configures, documents, tests, approves, and implements changes to infrastructure, data, software, and procedures to meet its objectives by Managing Changes Throughout the System Life Cycle, authorizing changes, designing and developing changes, documenting all changes, tracking system changes, configuring software's, testing system changes, approving system changes, deploying system changes, identifying and evaluating system changes, creating baseline configurations for IT technologies and providing necessary changes in emergency situations.

147

CM_8b

SOC_2023_CM_8b

404 not found

n/a

PI1.3

SOC_2023_PI1.3

SOC 2023 PI1.3

Additional Criteria for Processing Integrity (Over the provision of services or the production, manufacturing, or distribution of goods)

Enhance efficiency, accuracy, and compliance with organizational standards and regulatory requirements with regards to system processing to result in products, services, and reporting to meet the entity’s objectives.

Shared

n/a

The entity implements policies and procedures over system processing to result in products, services, and reporting to meet the entity’s objectives.

1.1

SWIFT_CSCF_2024_1.1

SWIFT Customer Security Controls Framework 2024 1.1

Physical and Environmental Security

Swift Environment Protection

Shared

1. Segmentation between the user's Swift infrastructure and the larger enterprise network reduces the attack surface and has shown to be an effective way to defend against cyber-attacks that commonly involve a compromise of the general enterprise IT environment. 2. Effective segmentation includes network-level separation, access restrictions, and connectivity restrictions.

To ensure the protection of the user’s Swift infrastructure from potentially compromised elements of the general IT environment and external environment.

1.5

SWIFT_CSCF_2024_1.5

SWIFT Customer Security Controls Framework 2024 1.5

Physical and Environmental Security

Customer Environment Protection

Shared

1. Segmentation between the customer’s connectivity infrastructure and its larger enterprise network reduces the attack surface and has shown to be an effective way to defend against cyber-attacks that commonly involve compromise of the general enterprise IT environment. 2. Effective segmentation will include network-level separation, access restrictions, and connectivity restrictions.

To ensure the protection of the customer’s connectivity infrastructure from external environment and potentially compromised elements of the general IT environment.

9.1

SWIFT_CSCF_2024_9.1

404 not found

n/a