compliance controls are associated with this Policy definition 'SQL servers should use customer-managed keys to encrypt data at rest' (0a370ff3-6cab-4e85-8995-295fd854c5b8)
Control Domain |
Control |
Name |
MetadataId |
Category |
Title |
Owner |
Requirements |
Description |
Info |
Policy# |
Azure_Security_Benchmark_v1.0 |
4.8 |
Azure_Security_Benchmark_v1.0_4.8 |
Azure Security Benchmark 4.8 |
Data Protection |
Encrypt sensitive information at rest |
Customer |
Use encryption at rest on all Azure resources. Microsoft recommends allowing Azure to manage your encryption keys, however there is the option for you to manage your own keys in some instances.
Understand encryption at rest in Azure:
https://docs.microsoft.com/azure/security/fundamentals/encryption-atrest
How to configure customer managed encryption keys:
https://docs.microsoft.com/azure/storage/common/storage-encryption-keys-portal |
n/a |
link |
7 |
Azure_Security_Benchmark_v2.0 |
DP-5 |
Azure_Security_Benchmark_v2.0_DP-5 |
Azure Security Benchmark DP-5 |
Data Protection |
Encrypt sensitive data at rest |
Shared |
To complement access controls, data at rest should be protected against ‘out of band’ attacks (such as accessing underlying storage) using encryption. This helps ensure that attackers cannot easily read or modify the data.
Azure provides encryption for data at rest by default. For highly sensitive data, you have options to implement additional encryption at rest on all Azure resources where available. Azure manages your encryption keys by default, but Azure provides options to manage your own keys (customer managed keys) for certain Azure services.
Understand encryption at rest in Azure: https://docs.microsoft.com/azure/security/fundamentals/encryption-atrest#encryption-at-rest-in-microsoft-cloud-services
How to configure customer managed encryption keys: https://docs.microsoft.com/azure/storage/common/storage-encryption-keys-portal
Encryption model and key management table: https://docs.microsoft.com/azure/security/fundamentals/encryption-models
Data at rest double encryption in Azure: https://docs.microsoft.com/azure/security/fundamentals/double-encryption#data-at-rest |
n/a |
link |
13 |
Azure_Security_Benchmark_v3.0 |
DP-5 |
Azure_Security_Benchmark_v3.0_DP-5 |
Microsoft cloud security benchmark DP-5 |
Data Protection |
Use customer-managed key option in data at rest encryption when required |
Shared |
**Security Principle:**
If required for regulatory compliance, define the use case and service scope where customer-managed key option is needed. Enable and implement data at rest encryption using customer-managed key in services.
**Azure Guidance:**
Azure also provides encryption option using keys managed by yourself (customer-managed keys) for certain services. However, using customer-managed key option requires additional operational efforts to manage the key lifecycle. This may include encryption key generation, rotation, revoke and access control, etc.
**Implementation and additional context:**
Encryption model and key management table:
https://docs.microsoft.com/azure/security/fundamentals/encryption-models
Services that support encryption using customer-managed key: https://docs.microsoft.com/azure/security/fundamentals/encryption-models#supporting-services
How to configure customer managed encryption keys in Azure Storage: https://docs.microsoft.com/azure/storage/common/storage-encryption-keys-portal |
n/a |
link |
10 |
Canada_Federal_PBMM_3-1-2020 |
CM_3(6) |
Canada_Federal_PBMM_3-1-2020_CM_3(6) |
Canada Federal PBMM 3-1-2020 CM 3(6) |
Configuration Change Control |
Configuration Change Control | Cryptography Management |
Shared |
The organization ensures that cryptographic mechanisms used to provide any cryptographic-based safeguards are under configuration management. |
To uphold security and integrity measures. |
|
20 |
Canada_Federal_PBMM_3-1-2020 |
SC_12 |
Canada_Federal_PBMM_3-1-2020_SC_12 |
Canada Federal PBMM 3-1-2020 SC 12 |
Cryptographic Key Establishment and Management |
Cryptographic Key Establishment and Management |
Shared |
The organization establishes and manages cryptographic keys for required cryptography employed within the information system in accordance with CSE-approved cryptography. |
To enhance overall security posture and compliance with industry best practices.
|
|
29 |
Canada_Federal_PBMM_3-1-2020 |
SC_12(1) |
Canada_Federal_PBMM_3-1-2020_SC_12(1) |
Canada Federal PBMM 3-1-2020 SC 12(1) |
Cryptographic Key Establishment and Management |
Cryptographic Key Establishment and Management | Availability |
Shared |
The organization maintains availability of information in the event of the loss of cryptographic keys by users. |
To implement backup and recovery mechanisms. |
|
29 |
CIS_Azure_1.1.0 |
4.10 |
CIS_Azure_1.1.0_4.10 |
CIS Microsoft Azure Foundations Benchmark recommendation 4.10 |
4 Database Services |
Ensure SQL server's TDE protector is encrypted with BYOK (Use your own key) |
Shared |
The customer is responsible for implementing this recommendation. |
TDE with BYOK support provides increased transparency and control over the TDE Protector, increased security with an HSM-backed external service, and promotion of separation of duties.
With TDE, data is encrypted at rest with a symmetric key (called the database encryption key) stored in the database or data warehouse distribution. To protect this data encryption key (DEK) in the past, only a certificate that the Azure SQL Service managed could be used. Now, with BYOK support for TDE, the DEK can be protected with an asymmetric key that is stored in the Key Vault. Key Vault is a highly available and scalable cloud-based key store which offers central key management, leverages FIPS 140-2 Level 2 validated hardware security modules (HSMs), and allows separation of management of keys and data, for additional security.
Based on business needs or criticality of data/databases hosted a SQL server, it is recommended that the TDE protector is encrypted by a key that is managed by the data owner (BYOK). |
link |
6 |
CIS_Azure_1.3.0 |
4.5 |
CIS_Azure_1.3.0_4.5 |
CIS Microsoft Azure Foundations Benchmark recommendation 4.5 |
4 Database Services |
Ensure SQL server's TDE protector is encrypted with Customer-managed key |
Shared |
The customer is responsible for implementing this recommendation. |
TDE with Customer-managed key support provides increased transparency and control over the TDE Protector, increased security with an HSM-backed external service, and promotion of separation of duties.
With TDE, data is encrypted at rest with a symmetric key (called the database encryption key) stored in the database or data warehouse distribution. To protect this data encryption key (DEK) in the past, only a certificate that the Azure SQL Service managed could be used. Now, with Customer-managed key support for TDE, the DEK can be protected with an asymmetric key that is stored in the Key Vault. Key Vault is a highly available and scalable cloud-based key store which offers central key management, leverages FIPS 140-2 Level 2 validated hardware security modules (HSMs), and allows separation of management of keys and data, for additional security.
Based on business needs or criticality of data/databases hosted a SQL server, it is recommended that the TDE protector is encrypted by a key that is managed by the data owner (Customer-managed key). |
link |
6 |
CIS_Azure_1.4.0 |
4.6 |
CIS_Azure_1.4.0_4.6 |
CIS Microsoft Azure Foundations Benchmark recommendation 4.6 |
4 Database Services |
Ensure SQL server's TDE protector is encrypted with Customer-managed key |
Shared |
The customer is responsible for implementing this recommendation. |
TDE with Customer-managed key support provides increased transparency and control over the TDE Protector, increased security with an HSM-backed external service, and promotion of separation of duties.
With TDE, data is encrypted at rest with a symmetric key (called the database encryption key) stored in the database or data warehouse distribution. To protect this data encryption key (DEK) in the past, only a certificate that the Azure SQL Service managed could be used. Now, with Customer-managed key support for TDE, the DEK can be protected with an asymmetric key that is stored in the Key Vault. Key Vault is a highly available and scalable cloud-based key store which offers central key management, leverages FIPS 140-2 Level 2 validated hardware security modules (HSMs), and allows separation of management of keys and data, for additional security.
Based on business needs or criticality of data/databases hosted a SQL server, it is recommended that the TDE protector is encrypted by a key that is managed by the data owner (Customer-managed key). |
link |
6 |
CIS_Azure_2.0.0 |
4.1.3 |
CIS_Azure_2.0.0_4.1.3 |
CIS Microsoft Azure Foundations Benchmark recommendation 4.1.3 |
4.1 |
Ensure SQL server's Transparent Data Encryption (TDE) protector is encrypted with Customer-managed key |
Shared |
Once TDE protector is encrypted with a Customer-managed key, it transfers entire responsibility of respective key management on to you, and hence you should be more careful about doing any operations on the particular key in order to keep data from corresponding SQL server and Databases hosted accessible.
When deploying Customer Managed Keys, it is prudent to ensure that you also deploy an automated toolset for managing these keys (this should include discovery and key rotation), and Keys should be stored in an HSM or hardware backed keystore, such as Azure Key Vault.
As far as toolsets go, check with your cryptographic key provider, as they may well provide one as an add-on to their service. |
Transparent Data Encryption (TDE) with Customer-managed key support provides increased transparency and control over the TDE Protector, increased security with an HSM-backed external service, and promotion of separation of duties.
With TDE, data is encrypted at rest with a symmetric key (called the database encryption key) stored in the database or data warehouse distribution. To protect this data encryption key (DEK) in the past, only a certificate that the Azure SQL Service managed could be used. Now, with Customer-managed key support for TDE, the DEK can be protected with an asymmetric key that is stored in the Azure Key Vault. The Azure Key Vault is a highly available and scalable cloud-based key store which offers central key management, leverages FIPS 140-2 Level 2 validated hardware security modules (HSMs), and allows separation of management of keys and data for additional security.
Based on business needs or criticality of data/databases hosted on a SQL server, it is recommended that the TDE protector is encrypted by a key that is managed by the data owner (Customer-managed key).
Customer-managed key support for Transparent Data Encryption (TDE) allows user control of TDE encryption keys and restricts who can access them and when. Azure Key Vault, Azure’s cloud-based external key management system, is the first key management service where TDE has integrated support for Customer-managed keys. With Customer-managed key support, the database encryption key is protected by an asymmetric key stored in the Key Vault. The asymmetric key is set at the server level and inherited by all databases under that server. |
link |
6 |
CMMC_2.0_L2 |
SC.L2-3.13.10 |
CMMC_2.0_L2_SC.L2-3.13.10 |
404 not found |
|
|
|
n/a |
n/a |
|
37 |
CMMC_L2_v1.9.0 |
SC.L2_3.13.10 |
CMMC_L2_v1.9.0_SC.L2_3.13.10 |
Cybersecurity Maturity Model Certification (CMMC) Level 2 v1.9.0 SC.L2 3.13.10 |
System and Communications Protection |
Key Management |
Shared |
Establish and manage cryptographic keys for cryptography employed in organizational systems. |
To protect information assets from unauthorized access, manipulation, or disclosure. |
|
14 |
CMMC_L2_v1.9.0 |
SC.L2_3.13.11 |
CMMC_L2_v1.9.0_SC.L2_3.13.11 |
Cybersecurity Maturity Model Certification (CMMC) Level 2 v1.9.0 SC.L2 3.13.11 |
System and Communications Protection |
CUI Encryption |
Shared |
Employ FIPS validated cryptography when used to protect the confidentiality of CUI. |
To ensure the integrity and effectiveness of cryptographic protections applied to sensitive data. |
|
19 |
CMMC_L3 |
SC.3.177 |
CMMC_L3_SC.3.177 |
CMMC L3 SC.3.177 |
System and Communications Protection |
Employ FIPS-validated cryptography when used to protect the confidentiality of CUI. |
Shared |
Microsoft and the customer share responsibilities for implementing this requirement. |
Cryptography can be employed to support many security solutions including the protection of controlled unclassified information, the provision of digital signatures, and the enforcement of information separation when authorized individuals have the necessary clearances for such information but lack the necessary formal access approvals. Cryptography can also be used to support random number generation and hash generation. Cryptographic standards include FIPSvalidated cryptography and/or NSA-approved cryptography. |
link |
25 |
CSA_v4.0.12 |
CEK_01 |
CSA_v4.0.12_CEK_01 |
CSA Cloud Controls Matrix v4.0.12 CEK 01 |
Cryptography, Encryption & Key Management |
Encryption and Key Management Policy and Procedures |
Shared |
n/a |
Establish, document, approve, communicate, apply, evaluate and maintain
policies and procedures for Cryptography, Encryption and Key Management. Review
and update the policies and procedures at least annually. |
|
14 |
CSA_v4.0.12 |
CEK_02 |
CSA_v4.0.12_CEK_02 |
CSA Cloud Controls Matrix v4.0.12 CEK 02 |
Cryptography, Encryption & Key Management |
CEK Roles and Responsibilities |
Shared |
n/a |
Define and implement cryptographic, encryption and key management
roles and responsibilities. |
|
25 |
CSA_v4.0.12 |
CEK_03 |
CSA_v4.0.12_CEK_03 |
CSA Cloud Controls Matrix v4.0.12 CEK 03 |
Cryptography, Encryption & Key Management |
Data Encryption |
Shared |
n/a |
Provide cryptographic protection to data at-rest and in-transit,
using cryptographic libraries certified to approved standards. |
|
58 |
CSA_v4.0.12 |
CEK_04 |
CSA_v4.0.12_CEK_04 |
CSA Cloud Controls Matrix v4.0.12 CEK 04 |
Cryptography, Encryption & Key Management |
Encryption Algorithm |
Shared |
n/a |
Use encryption algorithms that are appropriate for data protection,
considering the classification of data, associated risks, and usability of the
encryption technology. |
|
12 |
CSA_v4.0.12 |
CEK_10 |
CSA_v4.0.12_CEK_10 |
CSA Cloud Controls Matrix v4.0.12 CEK 10 |
Cryptography, Encryption & Key Management |
Key Generation |
Shared |
n/a |
Generate Cryptographic keys using industry accepted cryptographic
libraries specifying the algorithm strength and the random number generator
used. |
|
24 |
CSA_v4.0.12 |
CEK_11 |
CSA_v4.0.12_CEK_11 |
CSA Cloud Controls Matrix v4.0.12 CEK 11 |
Cryptography, Encryption & Key Management |
Key Purpose |
Shared |
n/a |
Manage cryptographic secret and private keys that are provisioned
for a unique purpose. |
|
24 |
CSA_v4.0.12 |
CEK_12 |
CSA_v4.0.12_CEK_12 |
CSA Cloud Controls Matrix v4.0.12 CEK 12 |
Cryptography, Encryption & Key Management |
Key Rotation |
Shared |
n/a |
Rotate cryptographic keys in accordance with the calculated cryptoperiod,
which includes provisions for considering the risk of information disclosure
and legal and regulatory requirements. |
|
22 |
CSA_v4.0.12 |
CEK_13 |
CSA_v4.0.12_CEK_13 |
CSA Cloud Controls Matrix v4.0.12 CEK 13 |
Cryptography, Encryption & Key Management |
Key Revocation |
Shared |
n/a |
Define, implement and evaluate processes, procedures and technical
measures to revoke and remove cryptographic keys prior to the end of its established
cryptoperiod, when a key is compromised, or an entity is no longer part of the
organization, which include provisions for legal and regulatory requirements. |
|
12 |
CSA_v4.0.12 |
CEK_14 |
CSA_v4.0.12_CEK_14 |
CSA Cloud Controls Matrix v4.0.12 CEK 14 |
Cryptography, Encryption & Key Management |
Key Destruction |
Shared |
n/a |
Define, implement and evaluate processes, procedures and technical
measures to destroy keys stored outside a secure environment and revoke keys
stored in Hardware Security Modules (HSMs) when they are no longer needed, which
include provisions for legal and regulatory requirements. |
|
12 |
CSA_v4.0.12 |
CEK_15 |
CSA_v4.0.12_CEK_15 |
CSA Cloud Controls Matrix v4.0.12 CEK 15 |
Cryptography, Encryption & Key Management |
Key Activation |
Shared |
n/a |
Define, implement and evaluate processes, procedures and technical
measures to create keys in a pre-activated state when they have been generated
but not authorized for use, which include provisions for legal and regulatory
requirements. |
|
21 |
CSA_v4.0.12 |
CEK_16 |
CSA_v4.0.12_CEK_16 |
CSA Cloud Controls Matrix v4.0.12 CEK 16 |
Cryptography, Encryption & Key Management |
Key Suspension |
Shared |
n/a |
Define, implement and evaluate processes, procedures and technical
measures to monitor, review and approve key transitions from any state to/from
suspension, which include provisions for legal and regulatory requirements. |
|
23 |
CSA_v4.0.12 |
CEK_17 |
CSA_v4.0.12_CEK_17 |
CSA Cloud Controls Matrix v4.0.12 CEK 17 |
Cryptography, Encryption & Key Management |
Key Deactivation |
Shared |
n/a |
Define, implement and evaluate processes, procedures and technical
measures to deactivate keys at the time of their expiration date, which include
provisions for legal and regulatory requirements. |
|
11 |
CSA_v4.0.12 |
CEK_18 |
CSA_v4.0.12_CEK_18 |
CSA Cloud Controls Matrix v4.0.12 CEK 18 |
Cryptography, Encryption & Key Management |
Key Archival |
Shared |
n/a |
Define, implement and evaluate processes, procedures and technical
measures to manage archived keys in a secure repository requiring least privilege
access, which include provisions for legal and regulatory requirements. |
|
11 |
CSA_v4.0.12 |
CEK_19 |
CSA_v4.0.12_CEK_19 |
CSA Cloud Controls Matrix v4.0.12 CEK 19 |
Cryptography, Encryption & Key Management |
Key Compromise |
Shared |
n/a |
Define, implement and evaluate processes, procedures and technical
measures to use compromised keys to encrypt information only in controlled circumstance,
and thereafter exclusively for decrypting data and never for encrypting data,
which include provisions for legal and regulatory requirements. |
|
11 |
CSA_v4.0.12 |
CEK_20 |
CSA_v4.0.12_CEK_20 |
CSA Cloud Controls Matrix v4.0.12 CEK 20 |
Cryptography, Encryption & Key Management |
Key Recovery |
Shared |
n/a |
Define, implement and evaluate processes, procedures and technical
measures to assess the risk to operational continuity versus the risk of the
keying material and the information it protects being exposed if control of
the keying material is lost, which include provisions for legal and regulatory
requirements. |
|
25 |
CSA_v4.0.12 |
CEK_21 |
CSA_v4.0.12_CEK_21 |
CSA Cloud Controls Matrix v4.0.12 CEK 21 |
Cryptography, Encryption & Key Management |
Key Inventory Management |
Shared |
n/a |
Define, implement and evaluate processes, procedures and technical
measures in order for the key management system to track and report all cryptographic
materials and changes in status, which include provisions for legal and regulatory
requirements. |
|
12 |
EU_2555_(NIS2)_2022 |
EU_2555_(NIS2)_2022_21 |
EU_2555_(NIS2)_2022_21 |
EU 2022/2555 (NIS2) 2022 21 |
|
Cybersecurity risk-management measures |
Shared |
n/a |
Requires essential and important entities to take appropriate measures to manage cybersecurity risks. |
|
194 |
EU_GDPR_2016_679_Art. |
24 |
EU_GDPR_2016_679_Art._24 |
EU General Data Protection Regulation (GDPR) 2016/679 Art. 24 |
Chapter 4 - Controller and processor |
Responsibility of the controller |
Shared |
n/a |
n/a |
|
311 |
EU_GDPR_2016_679_Art. |
25 |
EU_GDPR_2016_679_Art._25 |
EU General Data Protection Regulation (GDPR) 2016/679 Art. 25 |
Chapter 4 - Controller and processor |
Data protection by design and by default |
Shared |
n/a |
n/a |
|
311 |
EU_GDPR_2016_679_Art. |
28 |
EU_GDPR_2016_679_Art._28 |
EU General Data Protection Regulation (GDPR) 2016/679 Art. 28 |
Chapter 4 - Controller and processor |
Processor |
Shared |
n/a |
n/a |
|
311 |
EU_GDPR_2016_679_Art. |
32 |
EU_GDPR_2016_679_Art._32 |
EU General Data Protection Regulation (GDPR) 2016/679 Art. 32 |
Chapter 4 - Controller and processor |
Security of processing |
Shared |
n/a |
n/a |
|
311 |
FBI_Criminal_Justice_Information_Services_v5.9.5_5 |
.1 |
FBI_Criminal_Justice_Information_Services_v5.9.5_5.1 |
FBI Criminal Justice Information Services (CJIS) v5.9.5 5.1 |
Policy and Implementation - Systems And Communications Protection |
Systems And Communications Protection |
Shared |
In addition, applications, services, or information systems must have the capability to ensure system integrity through the detection and protection against unauthorized changes to software and information. |
Examples of systems and communications safeguards range from boundary and transmission protection to securing an agency's virtualized environment. |
|
111 |
FedRAMP_High_R4 |
SC-12 |
FedRAMP_High_R4_SC-12 |
FedRAMP High SC-12 |
System And Communications Protection |
Cryptographic Key Establishment And Management |
Shared |
n/a |
The organization establishes and manages cryptographic keys for required cryptography employed within the information system in accordance with [Assignment: organization-defined requirements for key generation, distribution, storage, access, and destruction].
Supplemental Guidance: Cryptographic key management and establishment can be performed using manual procedures or automated mechanisms with supporting manual procedures. Organizations define key management requirements in accordance with applicable federal laws, Executive Orders, directives, regulations, policies, standards, and guidance, specifying appropriate options, levels, and parameters. Organizations manage trust stores to ensure that only approved trust anchors are in such trust stores. This includes certificates with visibility external to organizational information systems and certificates related to the internal operations of systems. Related controls: SC-13, SC-17.
References: NIST Special Publications 800-56, 800-57. |
link |
40 |
FedRAMP_Moderate_R4 |
SC-12 |
FedRAMP_Moderate_R4_SC-12 |
FedRAMP Moderate SC-12 |
System And Communications Protection |
Cryptographic Key Establishment And Management |
Shared |
n/a |
The organization establishes and manages cryptographic keys for required cryptography employed within the information system in accordance with [Assignment: organization-defined requirements for key generation, distribution, storage, access, and destruction].
Supplemental Guidance: Cryptographic key management and establishment can be performed using manual procedures or automated mechanisms with supporting manual procedures. Organizations define key management requirements in accordance with applicable federal laws, Executive Orders, directives, regulations, policies, standards, and guidance, specifying appropriate options, levels, and parameters. Organizations manage trust stores to ensure that only approved trust anchors are in such trust stores. This includes certificates with visibility external to organizational information systems and certificates related to the internal operations of systems. Related controls: SC-13, SC-17.
References: NIST Special Publications 800-56, 800-57. |
link |
40 |
hipaa |
0304.09o3Organizational.1-09.o |
hipaa-0304.09o3Organizational.1-09.o |
0304.09o3Organizational.1-09.o |
03 Portable Media Security |
0304.09o3Organizational.1-09.o 09.07 Media Handling |
Shared |
n/a |
The organization restricts the use of writable removable media and personally-owned removable media in organizational systems. |
|
8 |
HITRUST_CSF_v11.3 |
06.c |
HITRUST_CSF_v11.3_06.c |
HITRUST CSF v11.3 06.c |
Compliance with Legal Requirements |
To prevent loss, destruction and falsification of important records in accordance with statutory, regulatory, contractual, and business requirements. |
Shared |
1. Guidelines are to be issued and implemented by the organization on the ownership, classification, retention, storage, handling, and disposal of all records and information.
2. Accountings of disclosure as organizational records are to be documented and maintained for a pre-defined period. |
Important records shall be protected from loss, destruction, and falsification, in accordance with statutory, regulatory, contractual, and business requirements. |
|
26 |
ISO_IEC_27001_2022 |
7.5.3 |
ISO_IEC_27001_2022_7.5.3 |
ISO IEC 27001 2022 7.5.3 |
Support |
Control of documented information |
Shared |
1. Documented information required by the information security management system and by this document shall be controlled to ensure:
a. it is available and suitable for use, where and when it is needed; and
b. it is adequately protected (e.g. from loss of confidentiality, improper use, or loss of integrity).
2. For the control of documented information, the organization shall address the following activities, as applicable:
a. distribution, access, retrieval and use;
b. storage and preservation, including the preservation of legibility;
c. control of changes (e.g. version control); and
d. retention and disposition. |
Specifies that the documented information of external origin, determined by the organization to be necessary for the planning and operation of the information security management system, shall be identified as appropriate, and controlled |
|
32 |
ISO_IEC_27002_2022 |
8.24 |
ISO_IEC_27002_2022_8.24 |
ISO IEC 27002 2022 8.24 |
Protection,
Preventive Control |
Use of cryptography |
Shared |
Rules for the effective use of cryptography, including cryptographic key management, should be defined and implemented.
|
To ensure proper and effective use of cryptography to protect the confidentiality, authenticity or integrity of information according to business and information security requirements, and taking into consideration legal, statutory, regulatory and contractual requirements related to cryptography. |
|
14 |
ISO_IEC_27017_2015 |
10.1.1 |
ISO_IEC_27017_2015_10.1.1 |
ISO IEC 27017 2015 10.1.1 |
Cryptography |
Policy on the use of cryptographic controls |
Shared |
For Cloud Service Customer:
The cloud service customer should implement cryptographic controls for its use of cloud services if justified by the risk analysis. The controls should be of sufficient strength to mitigate the identified risks, whether those controls are supplied by the cloud service customer or by the cloud service provider.
When the cloud service provider offers cryptography, the cloud service customer should review any information supplied by the cloud service provider to confirm whether the cryptographic capabilities:
(i) meet the cloud service customer's policy requirements;
(ii) are compatible with any other cryptographic protection used by the cloud service customer;
(iii) apply to data at rest and in transit to, from and within the
cloud service.
For Cloud Service Provider:
The cloud service provider should provide information to the cloud service customer regarding the circumstances in which it uses cryptography to protect the information it processes. The cloud service provider should also provide information to the cloud service customer about any capabilities it provides that can assist the cloud service customer in applying its own cryptographic protection. |
To ensure proper and effective use of cryptography to protect the confidentiality, authenticity or integrity of information according to business and information security requirements, and taking into consideration legal, statutory, regulatory and contractual requirements related to cryptography. |
|
19 |
ISO_IEC_27017_2015 |
10.1.2 |
ISO_IEC_27017_2015_10.1.2 |
ISO IEC 27017 2015 10.1.2 |
Cryptography |
Key Management |
Shared |
For Cloud Service Customer:
The cloud service customer should identify the cryptographic keys for each cloud service, and implement procedures for key management.
Where the cloud service provides key management functionality for use by the cloud service customer, the cloud service customer should request the following information on the procedures used to manage keys related to the cloud service:
(i) type of keys;
(ii) specifications of the key management system, including procedures for each stage of the key life-cycle, i.e., generating, changing or updating, storing, retiring, retrieving, retaining and destroying;
(iii) recommended key management procedures for use by the cloud service customer.
The cloud service customer should not permit the cloud service provider to store and manage the encryption keys for cryptographic operations when the cloud service customer employs its own key management or a separate and distinct key management service. |
To ensure proper and effective use of cryptography to protect the confidentiality, authenticity or integrity of information according to business and information security requirements, and taking into consideration legal, statutory, regulatory and contractual requirements related to cryptography. |
|
14 |
ISO_IEC_27017_2015 |
18.1.3 |
ISO_IEC_27017_2015_18.1.3 |
ISO IEC 27017 2015 18.1.3 |
Compliance |
Protection of Records |
Shared |
For Cloud Service Customer:
The cloud service customer should request information from the cloud service provider about the protection of records gathered and stored by the cloud service provider that are relevant to the use of cloud services by the cloud service
customer.
For Cloud Service Provider:
The cloud service provider should provide information to the cloud service customer about the protection of records that are gathered and stored by the cloud service provider relating to the use of cloud services by the cloud service customer. |
To ensure compliance with legal, statutory, regulatory and contractual requirements, as well as community or societal expectations related to the protection and availability of records. |
|
17 |
ISO_IEC_27017_2015 |
18.1.5 |
ISO_IEC_27017_2015_18.1.5 |
ISO IEC 27017 2015 18.1.5 |
Compliance |
Regulation of Cryptographic Controls |
Shared |
For Cloud Service Customer:
The cloud service customer should verify that the set of cryptographic controls that apply to the use of a cloud service comply with relevant agreements, legislation and regulations.
For Cloud Service Provider:
The cloud service provider should provide descriptions of the cryptographic controls implemented by the cloud service provider to the cloud service customer for reviewing compliance with applicable agreements, legislation and
regulations. |
To ensure compliance with legal, statutory, regulatory and contractual requirements related to information security. |
|
19 |
LGPD_2018_Art. |
16 |
LGPD_2018_Art._16 |
Brazilian General Data Protection Law (LGPD) 2018 Art. 16 |
Termination of Data Processing |
Art. 16. Personal data shall be deleted following the termination of their processing |
Shared |
n/a |
Personal data shall be deleted following the termination of their processing, within the scope and technical limits of the activities, but their storage is authorized for the following purposes: (1) compliance with a legal or regulatory obligation by the controller; (2) study by a research entity, ensuring, whenever possible, the anonymization of the personal data; (3) transfer to third parties, provided that the requirements for data processing as provided in this Law are obeyed; or (4) exclusive use of the controller, with access by third parties being prohibited, and provided the data has been anonymized. |
|
18 |
New_Zealand_ISM |
23.4.9.C.01 |
New_Zealand_ISM_23.4.9.C.01 |
New_Zealand_ISM_23.4.9.C.01 |
23. Public Cloud Security |
23.4.9.C.01 Data protection mechanisms |
|
n/a |
For each cloud service, agencies MUST ensure that the mechanisms used to protect data meet agency requirements. |
|
17 |
NIST_SP_800-171_R2_3 |
.13.10 |
NIST_SP_800-171_R2_3.13.10 |
NIST SP 800-171 R2 3.13.10 |
System and Communications Protection |
Establish and manage cryptographic keys for cryptography employed in organizational systems. |
Shared |
Microsoft and the customer share responsibilities for implementing this requirement. |
Cryptographic key management and establishment can be performed using manual procedures or mechanisms supported by manual procedures. Organizations define key management requirements in accordance with applicable federal laws, Executive Orders, policies, directives, regulations, and standards specifying appropriate options, levels, and parameters. [SP 800-56A] and [SP 800-57-1] provide guidance on cryptographic key management and key establishment. |
link |
40 |
NIST_SP_800-171_R3_3 |
.13.10 |
NIST_SP_800-171_R3_3.13.10 |
NIST 800-171 R3 3.13.10 |
System and Communications Protection Control |
Cryptographic Key Establishment and Management |
Shared |
Cryptographic key establishment and management include key generation, distribution, storage, access, rotation, and destruction. Cryptographic keys can be established and managed using either manual procedures or automated mechanisms supported by manual procedures. Organizations satisfy key establishment and management requirements in accordance with applicable federal laws, Executive Orders, policies, directives, regulations, and standards that specify appropriate options, levels, and parameters. This requirement is related to 03.13.11. |
Establish and manage cryptographic keys in the system in accordance with the following key management requirements: [Assignment: organization-defined requirements for key establishment and management]. |
|
14 |
NIST_SP_800-171_R3_3 |
.13.11 |
NIST_SP_800-171_R3_3.13.11 |
NIST 800-171 R3 3.13.11 |
System and Communications Protection Control |
Cryptographic Protection |
Shared |
Cryptography is implemented in accordance with applicable laws, Executive Orders, directives, regulations, policies, standards, and guidelines. |
Implement the following types of cryptography when used to protect the confidentiality of CUI: [Assignment: organization-defined types of cryptography]. |
|
19 |
NIST_SP_800-53_R4 |
SC-12 |
NIST_SP_800-53_R4_SC-12 |
NIST SP 800-53 Rev. 4 SC-12 |
System And Communications Protection |
Cryptographic Key Establishment And Management |
Shared |
n/a |
The organization establishes and manages cryptographic keys for required cryptography employed within the information system in accordance with [Assignment: organization-defined requirements for key generation, distribution, storage, access, and destruction].
Supplemental Guidance: Cryptographic key management and establishment can be performed using manual procedures or automated mechanisms with supporting manual procedures. Organizations define key management requirements in accordance with applicable federal laws, Executive Orders, directives, regulations, policies, standards, and guidance, specifying appropriate options, levels, and parameters. Organizations manage trust stores to ensure that only approved trust anchors are in such trust stores. This includes certificates with visibility external to organizational information systems and certificates related to the internal operations of systems. Related controls: SC-13, SC-17.
References: NIST Special Publications 800-56, 800-57. |
link |
40 |
NIST_SP_800-53_R5.1.1 |
SC.12 |
NIST_SP_800-53_R5.1.1_SC.12 |
NIST SP 800-53 R5.1.1 SC.12 |
System and Communications Protection |
Cryptographic Key Establishment and Management |
Shared |
Establish and manage cryptographic keys when cryptography is employed within the system in accordance with the following key management requirements: [Assignment: organization-defined requirements for key generation, distribution, storage, access, and destruction]. |
Cryptographic key management and establishment can be performed using manual procedures or automated mechanisms with supporting manual procedures. Organizations define key management requirements in accordance with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines and specify appropriate options, parameters, and levels. Organizations manage trust stores to ensure that only approved trust anchors are part of such trust stores. This includes certificates with visibility external to organizational systems and certificates related to the internal operations of systems. [NIST CMVP] and [NIST CAVP] provide additional information on validated cryptographic modules and algorithms that can be used in cryptographic key management and establishment. |
|
13 |
NIST_SP_800-53_R5.1.1 |
SC.13 |
NIST_SP_800-53_R5.1.1_SC.13 |
NIST SP 800-53 R5.1.1 SC.13 |
System and Communications Protection |
Cryptographic Protection |
Shared |
a. Determine the [Assignment: organization-defined cryptographic uses]; and
b. Implement the following types of cryptography required for each specified cryptographic use: [Assignment: organization-defined types of cryptography for each specified cryptographic use]. |
Cryptography can be employed to support a variety of security solutions, including the protection of classified information and controlled unclassified information, the provision and implementation of digital signatures, and the enforcement of information separation when authorized individuals have the necessary clearances but lack the necessary formal access approvals. Cryptography can also be used to support random number and hash generation. Generally applicable cryptographic standards include FIPS-validated cryptography and NSA-approved cryptography. For example, organizations that need to protect classified information may specify the use of NSA-approved cryptography. Organizations that need to provision and implement digital signatures may specify the use of FIPS-validated cryptography. Cryptography is implemented in accordance with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines. |
|
19 |
NIST_SP_800-53_R5.1.1 |
SC.28 |
NIST_SP_800-53_R5.1.1_SC.28 |
NIST SP 800-53 R5.1.1 SC.28 |
System and Communications Protection |
Protection of Information at Rest |
Shared |
Protect the [Selection (one or more): confidentiality; integrity] of the following information at rest: [Assignment: organization-defined information at rest]. |
Information at rest refers to the state of information when it is not in process or in transit and is located on system components. Such components include internal or external hard disk drives, storage area network devices, or databases. However, the focus of protecting information at rest is not on the type of storage device or frequency of access but rather on the state of the information. Information at rest addresses the confidentiality and integrity of information and covers user information and system information. System-related information that requires protection includes configurations or rule sets for firewalls, intrusion detection and prevention systems, filtering routers, and authentication information. Organizations may employ different mechanisms to achieve confidentiality and integrity protections, including the use of cryptographic mechanisms and file share scanning. Integrity protection can be achieved, for example, by implementing write-once-read-many (WORM) technologies. When adequate protection of information at rest cannot otherwise be achieved, organizations may employ other controls, including frequent scanning to identify malicious code at rest and secure offline storage in lieu of online storage. |
|
17 |
NIST_SP_800-53_R5 |
SC-12 |
NIST_SP_800-53_R5_SC-12 |
NIST SP 800-53 Rev. 5 SC-12 |
System and Communications Protection |
Cryptographic Key Establishment and Management |
Shared |
n/a |
Establish and manage cryptographic keys when cryptography is employed within the system in accordance with the following key management requirements: [Assignment: organization-defined requirements for key generation, distribution, storage, access, and destruction]. |
link |
40 |
NL_BIO_Cloud_Theme |
U.05.2(2) |
NL_BIO_Cloud_Theme_U.05.2(2) |
NL_BIO_Cloud_Theme_U.05.2(2) |
U.05 Data protection |
Cryptographic measures |
|
n/a |
Data stored in the cloud service shall be protected to the latest state of the art with encryption and with a key length sufficient at least for the purpose, whereby the key management is not purchased as a cloud service if possible and is carried out by the CSC itself. |
|
52 |
NL_BIO_Cloud_Theme |
U.11.3(2) |
NL_BIO_Cloud_Theme_U.11.3(2) |
NL_BIO_Cloud_Theme_U.11.3(2) |
U.11 Cryptoservices |
Encrypted |
|
n/a |
Sensitive data (on transport and at rest) is always encrypted, with private keys managed by the CSC. The use of a private key by the CSP is based on a controlled procedure and must be jointly agreed with the CSC organisation. |
|
52 |
NZ_ISM_v3.5 |
CR-3 |
NZ_ISM_v3.5_CR-3 |
NZISM Security Benchmark CR-3 |
Cryptography |
17.1.53 Reducing storage and physical transfer requirements |
Customer |
n/a |
When encryption is applied to media or media residing within IT equipment it provides an additional layer of defence. Whilst such measures do not reduce or alter the classification of the information itself, physical storage, handling and transfer requirements may be reduced to those of a lesser classification for the media or equipment (but not the data itself). |
link |
12 |
NZISM_Security_Benchmark_v1.1 |
CR-3 |
NZISM_Security_Benchmark_v1.1_CR-3 |
NZISM Security Benchmark CR-3 |
Cryptography |
17.1.46 Reducing storage and physical transfer requirements |
Customer |
If an agency wishes to use encryption to reduce the storage or physical transfer requirements for IT equipment or media that contains classified information, they SHOULD use:
full disk encryption; or
partial disk encryption where the access control will only allow writing to the encrypted partition holding the classified information. |
When encryption is applied to media or media residing within IT equipment it provides an additional layer of defence. Whilst such measures do not reduce or alter the classification of the information itself, physical storage, handling and transfer requirements may be reduced to those of a lesser classification for the media or equipment (but not the data itself). |
link |
11 |
NZISM_v3.7 |
17.1.51.C.01. |
NZISM_v3.7_17.1.51.C.01. |
NZISM v3.7 17.1.51.C.01. |
Cryptographic Fundamentals |
17.1.51.C.01. - To enhace overall security posture. |
Shared |
n/a |
Agencies using cryptographic functionality within a product to protect the confidentiality, authentication, non-repudiation or integrity of information, MUST ensure that the product has completed a cryptographic evaluation recognised by the GCSB. |
|
20 |
NZISM_v3.7 |
17.1.52.C.01. |
NZISM_v3.7_17.1.52.C.01. |
NZISM v3.7 17.1.52.C.01. |
Cryptographic Fundamentals |
17.1.52.C.01. - To enhace overall security posture. |
Shared |
n/a |
Cryptographic products MUST provide a means of data recovery to allow for recovery of data in circumstances where the encryption key is unavailable due to loss, damage or failure. |
|
20 |
NZISM_v3.7 |
17.1.52.C.02. |
NZISM_v3.7_17.1.52.C.02. |
NZISM v3.7 17.1.52.C.02. |
Cryptographic Fundamentals |
17.1.52.C.02. - To enhance data accessibility and integrity. |
Shared |
n/a |
Cryptographic products SHOULD provide a means of data recovery to allow for recovery of data in circumstances where the encryption key is unavailable due to loss, damage or failure. |
|
20 |
NZISM_v3.7 |
17.1.53.C.03. |
NZISM_v3.7_17.1.53.C.03. |
NZISM v3.7 17.1.53.C.03. |
Cryptographic Fundamentals |
17.1.53.C.03. - To ensure compliance with established security standards and enhance the effectiveness of encryption in safeguarding sensitive information. |
Shared |
n/a |
If an agency wishes to use encryption to reduce the storage, handling or physical transfer requirements for IT equipment or media that contains classified information, they MUST use:
1. full disk encryption; or
2. partial disk encryption where the access control will allow writing ONLY to the encrypted partition holding the classified information. |
|
20 |
NZISM_v3.7 |
17.1.53.C.04. |
NZISM_v3.7_17.1.53.C.04. |
NZISM v3.7 17.1.53.C.04. |
Cryptographic Fundamentals |
17.1.53.C.04. - To ensure compliance with established security standards and enhance the effectiveness of encryption in safeguarding sensitive information. |
Shared |
n/a |
If an agency wishes to use encryption to reduce the storage or physical transfer requirements for IT equipment or media that contains classified information, they SHOULD use:
1. full disk encryption; or
2. partial disk encryption where the access control will allow writing ONLY to the encrypted partition holding the classified information. |
|
20 |
NZISM_v3.7 |
17.1.54.C.01. |
NZISM_v3.7_17.1.54.C.01. |
NZISM v3.7 17.1.54.C.01. |
Cryptographic Fundamentals |
17.1.54.C.01. - To ensure compliance with established security standards and enhance the effectiveness of encryption in safeguarding sensitive information. |
Shared |
n/a |
Agencies MUST use an Approved Cryptographic Algorithm to protect NZEO information when at rest on a system. |
|
20 |
NZISM_v3.7 |
17.1.55.C.01. |
NZISM_v3.7_17.1.55.C.01. |
NZISM v3.7 17.1.55.C.01. |
Cryptographic Fundamentals |
17.1.55.C.01. - To ensure compliance with established security standards and enhance the effectiveness of encryption in safeguarding sensitive information. |
Shared |
n/a |
Agencies MUST use HACE if they wish to communicate or pass information over UNCLASSIFIED, insecure or unprotected networks. |
|
20 |
NZISM_v3.7 |
17.1.55.C.02. |
NZISM_v3.7_17.1.55.C.02. |
NZISM v3.7 17.1.55.C.02. |
Cryptographic Fundamentals |
17.1.55.C.02. - To ensure compliance with established security standards and enhance the effectiveness of encryption in safeguarding sensitive information. |
Shared |
n/a |
Information or systems classified RESTRICTED or SENSITIVE MUST be encrypted with an Approved Cryptographic Algorithm and Protocol if information is transmitted or systems are communicating over insecure or unprotected networks, such as the Internet, public networks or non-agency controlled networks. |
|
20 |
NZISM_v3.7 |
17.1.55.C.03. |
NZISM_v3.7_17.1.55.C.03. |
NZISM v3.7 17.1.55.C.03. |
Cryptographic Fundamentals |
17.1.55.C.03. - To ensure compliance with established security standards and enhance the effectiveness of encryption in safeguarding sensitive information. |
Shared |
n/a |
Agencies MUST encrypt aggregated agency data using an approved algorithm and protocol over insecure or unprotected networks such as the Internet, public infrastructure or non-agency controlled networks when the compromise of the aggregated data would present a significant impact to the agency. |
|
20 |
NZISM_v3.7 |
17.1.55.C.04. |
NZISM_v3.7_17.1.55.C.04. |
NZISM v3.7 17.1.55.C.04. |
Cryptographic Fundamentals |
17.1.55.C.04. - To ensure compliance with established security standards and enhance the effectiveness of encryption in safeguarding sensitive information. |
Shared |
n/a |
Agencies SHOULD encrypt agency data using an approved algorithm and protocol if they wish to communicate over insecure or unprotected networks such as the Internet, public networks or non-agency controlled networks. |
|
20 |
NZISM_v3.7 |
17.1.56.C.02. |
NZISM_v3.7_17.1.56.C.02. |
NZISM v3.7 17.1.56.C.02. |
Cryptographic Fundamentals |
17.1.56.C.02. - To ensure compliance with security protocols and best practices. |
Shared |
n/a |
Agencies MUST consult the GCSB for further advice on the powered off status and treatment of specific software, systems and IT equipment. |
|
20 |
NZISM_v3.7 |
17.1.57.C.01. |
NZISM_v3.7_17.1.57.C.01. |
NZISM v3.7 17.1.57.C.01. |
Cryptographic Fundamentals |
17.1.57.C.01. - To ensure compliance with security protocols and best practices. |
Shared |
n/a |
In addition to any encryption already in place for communication mediums, agencies MUST use an Approved Cryptographic Protocol and Algorithm to protect NZEO information when in transit. |
|
19 |
NZISM_v3.7 |
17.1.58.C.01. |
NZISM_v3.7_17.1.58.C.01. |
NZISM v3.7 17.1.58.C.01. |
Cryptographic Fundamentals |
17.1.58.C.01. - To ensure compliance with security protocols and best practices. |
Shared |
n/a |
Agencies SHOULD establish cryptoperiods for all keys and cryptographic implementations in their systems and operations. |
|
19 |
NZISM_v3.7 |
17.1.58.C.02. |
NZISM_v3.7_17.1.58.C.02. |
NZISM v3.7 17.1.58.C.02. |
Cryptographic Fundamentals |
17.1.58.C.02. - To enhance overall cybersecurity posture. |
Shared |
n/a |
Agencies SHOULD use risk assessment techniques and guidance to establish cryptoperiods. |
|
25 |
NZISM_v3.7 |
17.1.58.C.03. |
NZISM_v3.7_17.1.58.C.03. |
NZISM v3.7 17.1.58.C.03. |
Cryptographic Fundamentals |
17.1.58.C.03. - To enhance overall cybersecurity posture. |
Shared |
n/a |
Agencies using HACE MUST consult the GCSB for key management requirements. |
|
17 |
NZISM_v3.7 |
17.10.12.C.01. |
NZISM_v3.7_17.10.12.C.01. |
NZISM v3.7 17.10.12.C.01. |
Hardware Security Modules |
17.10.12.C.01. - To enhance the overall security posture of the systems and the sensitive information they protect. |
Shared |
n/a |
Agencies MUST consider the use of HSMs when undertaking a security risk assessment or designing network and security architectures. |
|
15 |
PCI_DSS_v4.0.1 |
3.5.1.1 |
PCI_DSS_v4.0.1_3.5.1.1 |
PCI DSS v4.0.1 3.5.1.1 |
Protect Stored Account Data |
Hashes used to render PAN unreadable (per the first bullet of Requirement 3.5.1) are keyed cryptographic hashes of the entire PAN, with associated key-management processes and procedures in accordance with Requirements 3.6 and 3.7 |
Shared |
n/a |
Examine documentation about the hashing method used to render PAN unreadable, including the vendor, type of system/process, and the encryption algorithms (as applicable) to verify that the hashing method results in keyed cryptographic hashes of the entire PAN, with associated key management processes and procedures. Examine documentation about the key management procedures and processes associated with the keyed cryptographic hashes to verify keys are managed in accordance with Requirements 3.6 and 3.7. Examine data repositories to verify the PAN is rendered unreadable. Examine audit logs, including payment application logs, to verify the PAN is rendered unreadable |
|
19 |
PCI_DSS_v4.0.1 |
3.6.1 |
PCI_DSS_v4.0.1_3.6.1 |
PCI DSS v4.0.1 3.6.1 |
Protect Stored Account Data |
Procedures are defined and implemented to protect cryptographic keys used to protect stored account data against disclosure and misuse that include: access to keys is restricted to the fewest number of custodians necessary. Key-encrypting keys are at least as strong as the data-encrypting keys they protect. Key-encrypting keys are stored separately from data-encrypting keys. Keys are stored securely in the fewest possible locations and forms |
Shared |
n/a |
Examine documented key-management policies and procedures to verify that processes to protect cryptographic keys used to protect stored account data against disclosure and misuse are defined to include all elements specified in this requirement |
|
16 |
PCI_DSS_v4.0.1 |
3.6.1.1 |
PCI_DSS_v4.0.1_3.6.1.1 |
PCI DSS v4.0.1 3.6.1.1 |
Protect Stored Account Data |
Additional requirement for service providers only: A documented description of the cryptographic architecture is maintained that includes: details of all algorithms, protocols, and keys used for the protection of stored account data, including key strength and expiry date. Preventing the use of the same cryptographic keys in production and test environments. Description of the key usage for each key. Inventory of any hardware security modules (HSMs), key management systems (KMS), and other secure cryptographic devices (SCDs) used for key management, including type and location of devices, to support meeting Requirement 12.3.4 |
Shared |
n/a |
Additional testing procedure for service provider assessments only: Interview responsible personnel and examine documentation to verify that a document exists to describe the cryptographic architecture that includes all elements specified in this requirement |
|
14 |
PCI_DSS_v4.0.1 |
3.7.1 |
PCI_DSS_v4.0.1_3.7.1 |
PCI DSS v4.0.1 3.7.1 |
Protect Stored Account Data |
Key-management policies and procedures are implemented to include generation of strong cryptographic keys used to protect stored account data |
Shared |
n/a |
Examine the documented key-management policies and procedures for keys used for protection of stored account data to verify that they define generation of strong cryptographic keys. Observe the method for generating keys to verify that strong keys are generated |
|
16 |
PCI_DSS_v4.0.1 |
3.7.2 |
PCI_DSS_v4.0.1_3.7.2 |
PCI DSS v4.0.1 3.7.2 |
Protect Stored Account Data |
Key-management policies and procedures are implemented to include secure distribution of cryptographic keys used to protect stored account data |
Shared |
n/a |
Examine the documented key-management policies and procedures for keys used for protection of stored account data to verify that they define secure distribution of cryptographic keys. Observe the method for distributing keys to verify that keys are distributed securely |
|
16 |
PCI_DSS_v4.0.1 |
3.7.3 |
PCI_DSS_v4.0.1_3.7.3 |
PCI DSS v4.0.1 3.7.3 |
Protect Stored Account Data |
Key-management policies and procedures are implemented to include secure storage of cryptographic keys used to protect stored account data |
Shared |
n/a |
Examine the documented key-management policies and procedures for keys used for protection of stored account data to verify that they define secure storage of cryptographic keys. Observe the method for storing keys to verify that keys are stored securely |
|
14 |
PCI_DSS_v4.0.1 |
3.7.5 |
PCI_DSS_v4.0.1_3.7.5 |
PCI DSS v4.0.1 3.7.5 |
Protect Stored Account Data |
Key management policies procedures are implemented to include the retirement, replacement, or destruction of keys used to protect stored account data, as deemed necessary when: the key has reached the end of its defined cryptoperiod. The integrity of the key has been weakened, including when personnel with knowledge of a cleartext key component leaves the company, or the role for which the key component was known. The key is suspected of or known to be compromised. Retired or replaced keys are not used for encryption operations |
Shared |
n/a |
Examine the documented key-management policies and procedures for keys used for protection of stored account data and verify that they define retirement, replacement, or destruction of keys in accordance with all elements specified in this requirement. Interview personnel to verify that processes are implemented in accordance with all elements specified in this requirement |
|
14 |
PCI_DSS_v4.0.1 |
3.7.6 |
PCI_DSS_v4.0.1_3.7.6 |
PCI DSS v4.0.1 3.7.6 |
Protect Stored Account Data |
Where manual cleartext cryptographic key-management operations are performed by personnel, key-management policies and procedures are implemented, including managing these operations using split knowledge and dual control |
Shared |
n/a |
Examine the documented key-management policies and procedures for keys used for protection of stored account data and verify that they define using split knowledge and dual control. Interview personnel and/or observe processes to verify that manual cleartext keys are managed with split knowledge and dual control |
|
16 |
PCI_DSS_v4.0.1 |
3.7.7 |
PCI_DSS_v4.0.1_3.7.7 |
PCI DSS v4.0.1 3.7.7 |
Protect Stored Account Data |
Key management policies and procedures are implemented to include the prevention of unauthorized substitution of cryptographic keys |
Shared |
n/a |
Examine the documented key-management policies and procedures for keys used for protection of stored account data and verify that they define prevention of unauthorized substitution of cryptographic keys. Interview personnel and/or observe processes to verify that unauthorized substitution of keys is prevented |
|
14 |
PCI_DSS_v4.0.1 |
3.7.8 |
PCI_DSS_v4.0.1_3.7.8 |
PCI DSS v4.0.1 3.7.8 |
Protect Stored Account Data |
Key management policies and procedures are implemented to include that cryptographic key custodians formally acknowledge (in writing or electronically) that they understand and accept their key-custodian responsibilities |
Shared |
n/a |
Examine the documented key-management policies and procedures for keys used for protection of stored account data and verify that they define acknowledgments for key custodians in accordance with all elements specified in this requirement. Examine documentation or other evidence showing that key custodians have provided acknowledgments in accordance with all elements specified in this requirement |
|
14 |
PCI_DSS_v4.0.1 |
4.2.1 |
PCI_DSS_v4.0.1_4.2.1 |
PCI DSS v4.0.1 4.2.1 |
Protect Cardholder Data with Strong Cryptography During Transmission Over Open, Public Networks |
Strong cryptography and security protocols are implemented as follows to safeguard PAN during transmission over open, public networks: Only trusted keys and certificates are accepted. Certificates used to safeguard PAN during transmission over open, public networks are confirmed as valid and are not expired or revoked. The protocol in use supports only secure versions or configurations and does not support fallback to, or use of insecure versions, algorithms, key sizes, or implementations. The encryption strength is appropriate for the encryption methodology in use |
Shared |
n/a |
Examine documented policies and procedures and interview personnel to verify processes are defined to include all elements specified in this requirement. Examine system configurations to verify that strong cryptography and security protocols are implemented in accordance with all elements specified in this requirement. Examine cardholder data transmissions to verify that all PAN is encrypted with strong cryptography when it is transmitted over open, public networks. Examine system configurations to verify that keys and/or certificates that cannot be verified as trusted are rejected |
|
19 |
RBI_CSF_Banks_v2016 |
13.4 |
RBI_CSF_Banks_v2016_13.4 |
|
Advanced Real-Timethreat Defenceand Management |
Advanced Real-Timethreat Defenceand Management-13.4 |
|
n/a |
Consider implementingsecure web gateways with capability to deep scan network packets including secure (HTTPS, etc.) traffic passing through the web/internet gateway |
|
41 |
RBI_CSF_Banks_v2016 |
21.1 |
RBI_CSF_Banks_v2016_21.1 |
|
Metrics |
Metrics-21.1 |
|
n/a |
Develop a comprehensive set of metrics that provide for prospective and
retrospective measures, like key performance indicators and key risk indicators |
|
15 |
RMiT_v1.0 |
10.19 |
RMiT_v1.0_10.19 |
RMiT 10.19 |
Cryptography |
Cryptography - 10.19 |
Shared |
n/a |
A financial institution must ensure cryptographic controls are based on the effective implementation of suitable cryptographic protocols. The protocols shall include secret and public cryptographic key protocols, both of which shall reflect a high degree of protection to the applicable secret or private cryptographic keys. The selection of such protocols must be based on recognised international standards and tested accordingly. Commensurate with the level of risk, secret cryptographic key and private-cryptographic key storage and encryption/decryption computation must be undertaken in a protected environment, supported by a hardware security module (HSM) or trusted execution environment (TEE). |
link |
6 |
RMiT_v1.0 |
10.53 |
RMiT_v1.0_10.53 |
RMiT 10.53 |
Cloud Services |
Cloud Services - 10.53 |
Shared |
n/a |
A financial institution must implement appropriate safeguards on customer and counterparty information and proprietary data when using cloud services to protect against unauthorised disclosure and access. This shall include retaining ownership, control and management of all data pertaining to customer and counterparty information, proprietary data and services hosted on the cloud, including the relevant cryptographic keys management. |
link |
14 |
SO |
.3 - Customer-Managed Keys |
SO.3 - Customer-Managed Keys |
404 not found |
|
|
|
n/a |
n/a |
|
12 |
SOC_2 |
CC6.1 |
SOC_2_CC6.1 |
SOC 2 Type 2 CC6.1 |
Logical and Physical Access Controls |
Logical access security software, infrastructure, and architectures |
Shared |
The customer is responsible for implementing this recommendation. |
The following points of focus, specifically related to all engagements using the trust services criteria, highlight important characteristics relating to this criterion:
• Identifies and Manages the Inventory of Information Assets — The entity identifies,
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TSP
Ref. #
TRUST SERVICES CRITERIA AND POINTS OF FOCUS
inventories, classifies, and manages information assets.
• Restricts Logical Access — Logical access to information assets, including hardware, data (at-rest, during processing, or in transmission), software, administrative
authorities, mobile devices, output, and offline system components is restricted
through the use of access control software and rule sets.
• Identifies and Authenticates Users — Persons, infrastructure, and software are
identified and authenticated prior to accessing information assets, whether locally
or remotely.
• Considers Network Segmentation — Network segmentation permits unrelated portions of the entity's information system to be isolated from each other.
• Manages Points of Access — Points of access by outside entities and the types of
data that flow through the points of access are identified, inventoried, and managed. The types of individuals and systems using each point of access are identified,
documented, and managed.
• Restricts Access to Information Assets — Combinations of data classification, separate data structures, port restrictions, access protocol restrictions, user identification, and digital certificates are used to establish access-control rules for information assets.
• Manages Identification and Authentication — Identification and authentication requirements are established, documented, and managed for individuals and systems
accessing entity information, infrastructure, and software.
• Manages Credentials for Infrastructure and Software — New internal and external
infrastructure and software are registered, authorized, and documented prior to being granted access credentials and implemented on the network or access point.
Credentials are removed and access is disabled when access is no longer required
or the infrastructure and software are no longer in use.
• Uses Encryption to Protect Data — The entity uses encryption to supplement other
measures used to protect data at rest, when such protections are deemed appropriate based on assessed risk.
• Protects Encryption Keys — Processes are in place to protect encryption keys during generation, storage, use, and destruction |
|
75 |
SOC_2023 |
CC2.3 |
SOC_2023_CC2.3 |
SOC 2023 CC2.3 |
Information and Communication |
To facilitate effective internal communication. |
Shared |
n/a |
Entity to communicate with external parties regarding matters affecting the functioning of internal control. |
|
219 |
SOC_2023 |
CC5.3 |
SOC_2023_CC5.3 |
SOC 2023 CC5.3 |
Control Activities |
To maintain alignment with organizational objectives and regulatory requirements. |
Shared |
n/a |
Entity deploys control activities through policies that establish what is expected and in procedures that put policies into action by establishing Policies and Procedures to Support Deployment of Management’s Directives, Responsibility and Accountability for Executing Policies and Procedures, perform tasks in a timely manner, taking corrective actions, perform using competent personnel and reassess policies and procedures. |
|
230 |
SOC_2023 |
CC6.1 |
SOC_2023_CC6.1 |
SOC 2023 CC6.1 |
Logical and Physical Access Controls |
To mitigate security events and ensuring the confidentiality, integrity, and availability of critical information assets. |
Shared |
n/a |
Entity implements logical access security software, infrastructure, and architectures over protected information assets to protect them from security events to meet the entity's objectives by identifying and managing the inventory of information assets, restricting logical access, identification and authentication of users, consider network segmentation, manage points of access, restricting access of information assets, managing identification and authentication, managing credentials for infrastructure and software, using encryption to protect data and protect using encryption keys. |
|
129 |
SOC_2023 |
CC7.2 |
SOC_2023_CC7.2 |
SOC 2023 CC7.2 |
Systems Operations |
To maintain robust security measures and ensure operational resilience. |
Shared |
n/a |
The entity monitors system components and the operation of those components for anomalies that are indicative of malicious acts, natural disasters, and errors affecting the entity's ability to meet its objectives; anomalies are analysed to determine whether they represent security events. |
|
168 |
SOC_2023 |
CC7.4 |
SOC_2023_CC7.4 |
SOC 2023 CC7.4 |
Systems Operations |
To effectively manage security incidents, minimize their impact, and protect assets, operations, and reputation. |
Shared |
n/a |
The entity responds to identified security incidents by:
a. Executing a defined incident-response program to understand, contain, remediate, and communicate security incidents by assigning roles and responsibilities;
b. Establishing procedures to contain security incidents;
c. Mitigating ongoing security incidents, End Threats Posed by Security Incidents;
d. Restoring operations;
e. Developing and Implementing Communication Protocols for Security Incidents;
f. Obtains Understanding of Nature of Incident and Determines Containment Strategy;
g. Remediation Identified Vulnerabilities;
h. Communicating Remediation Activities; and,
i. Evaluating the Effectiveness of Incident Response and periodic incident evaluations. |
|
214 |
SOC_2023 |
CC9.1 |
SOC_2023_CC9.1 |
SOC 2023 CC9.1 |
Risk Mitigation |
To enhance resilience and ensure continuity of critical operations in the face of adverse events or threats. |
Shared |
n/a |
Entity identifies, selects, and develops risk mitigation activities for risks arising from potential business disruptions. |
|
18 |
SWIFT_CSCF_2024 |
2.1 |
SWIFT_CSCF_2024_2.1 |
SWIFT Customer Security Controls Framework 2024 2.1 |
Risk Management |
Internal Data Flow Security |
Shared |
The protection of internal data flows safeguards against unintended disclosure, modification, and access of the data while in transit. |
To ensure the confidentiality, integrity, and authenticity of application data flows between ’user’s Swift-related components. |
|
48 |
SWIFT_CSCF_2024 |
2.4A |
SWIFT_CSCF_2024_2.4A |
SWIFT Customer Security Controls Framework 2024 2.4A |
Risk Management |
Back Office Data Flow Security |
Shared |
Protection of data flows or connections between the back-office first hops as seen from the Swift or customer secure zone and the Swift infrastructure safeguards against person-in-the-middle attack, unintended disclosure, modification, and data access while in transit. |
To ensure the confidentiality, integrity, and mutual authenticity of data flowing between on-premises or remote Swift infrastructure components and the back-office first hops they connect to. |
|
24 |
|
U.05.2 - Cryptographic measures |
U.05.2 - Cryptographic measures |
404 not found |
|
|
|
n/a |
n/a |
|
51 |
|
U.11.3 - Encrypted |
U.11.3 - Encrypted |
404 not found |
|
|
|
n/a |
n/a |
|
51 |