| Control Domain |
Control |
Name |
MetadataId |
Category |
Title |
Owner |
Requirements |
Description |
Info |
Policy# |
| AU_ISM |
1425 |
AU_ISM_1425 |
AU ISM 1425 |
Guidelines for Database Systems - Database servers |
Protecting database server contents - 1425 |
|
n/a |
Hard disks of database servers are encrypted using full disk encryption. |
link |
2 |
| AU_ISM |
459 |
AU_ISM_459 |
AU ISM 459 |
Guidelines for Cryptography - Cryptographic fundamentals |
Encrypting data at rest - 459 |
|
n/a |
Encryption software used for data at rest implements full disk encryption, or partial encryption where access controls will only allow writing to the encrypted partition. |
link |
1 |
| Azure_Security_Benchmark_v1.0 |
4.8 |
Azure_Security_Benchmark_v1.0_4.8 |
Azure Security Benchmark 4.8 |
Data Protection |
Encrypt sensitive information at rest |
Customer |
Use encryption at rest on all Azure resources. Microsoft recommends allowing Azure to manage your encryption keys, however there is the option for you to manage your own keys in some instances.
Understand encryption at rest in Azure:
https://docs.microsoft.com/azure/security/fundamentals/encryption-atrest
How to configure customer managed encryption keys:
https://docs.microsoft.com/azure/storage/common/storage-encryption-keys-portal |
n/a |
link |
7 |
| Azure_Security_Benchmark_v2.0 |
DP-2 |
Azure_Security_Benchmark_v2.0_DP-2 |
Azure Security Benchmark DP-2 |
Data Protection |
Protect sensitive data |
Shared |
Protect sensitive data by restricting access using Azure Role Based Access Control (Azure RBAC), network-based access controls, and specific controls in Azure services (such as encryption in SQL and other databases).
To ensure consistent access control, all types of access control should be aligned to your enterprise segmentation strategy. The enterprise segmentation strategy should also be informed by the location of sensitive or business critical data and systems.
For the underlying platform, which is managed by Microsoft, Microsoft treats all customer content as sensitive and guards against customer data loss and exposure. To ensure customer data within Azure remains secure, Microsoft has implemented some default data protection controls and capabilities.
Azure Role Based Access Control (RBAC): https://docs.microsoft.com/azure/role-based-access-control/overview
Understand customer data protection in Azure: https://docs.microsoft.com/azure/security/fundamentals/protection-customer-data |
n/a |
link |
7 |
| Azure_Security_Benchmark_v2.0 |
DP-5 |
Azure_Security_Benchmark_v2.0_DP-5 |
Azure Security Benchmark DP-5 |
Data Protection |
Encrypt sensitive data at rest |
Shared |
To complement access controls, data at rest should be protected against ‘out of band’ attacks (such as accessing underlying storage) using encryption. This helps ensure that attackers cannot easily read or modify the data.
Azure provides encryption for data at rest by default. For highly sensitive data, you have options to implement additional encryption at rest on all Azure resources where available. Azure manages your encryption keys by default, but Azure provides options to manage your own keys (customer managed keys) for certain Azure services.
Understand encryption at rest in Azure: https://docs.microsoft.com/azure/security/fundamentals/encryption-atrest#encryption-at-rest-in-microsoft-cloud-services
How to configure customer managed encryption keys: https://docs.microsoft.com/azure/storage/common/storage-encryption-keys-portal
Encryption model and key management table: https://docs.microsoft.com/azure/security/fundamentals/encryption-models
Data at rest double encryption in Azure: https://docs.microsoft.com/azure/security/fundamentals/double-encryption#data-at-rest |
n/a |
link |
13 |
| Azure_Security_Benchmark_v3.0 |
DP-4 |
Azure_Security_Benchmark_v3.0_DP-4 |
Azure Security Benchmark DP-4 |
Data Protection |
Enable data at rest encryption by default |
Shared |
**Security Principle:**
To complement access controls, data at rest should be protected against 'out of band' attacks (such as accessing underlying storage) using encryption. This helps ensure that attackers cannot easily read or modify the data.
**Azure Guidance:**
Many Azure services have data at rest encryption enabled by default at the infrastructure layer using a service-managed key.
Where technically feasible and not enabled by default, you can enable data at rest encryption in the Azure services, or in your VMs for storage level, file level, or database level encryption.
**Implementation and additional context:**
Understand encryption at rest in Azure: https://docs.microsoft.com/azure/security/fundamentals/encryption-atrest#encryption-at-rest-in-microsoft-cloud-services
Data at rest double encryption in Azure: https://docs.microsoft.com/azure/security/fundamentals/encryption-models
Encryption model and key management table:
https://docs.microsoft.com/azure/security/fundamentals/encryption-models |
n/a |
link |
6 |
| CCCS |
SC-28 |
CCCS_SC-28 |
CCCS SC-28 |
System and Communications Protection |
Protection of Information at Rest |
|
n/a |
(A) The information system protects the confidentiality and integrity ofall information not cleared for public release and all data with a higher than low integrity requirement. |
link |
4 |
| CIS_Azure_1.1.0 |
2.6 |
CIS_Azure_1.1.0_2.6 |
CIS Microsoft Azure Foundations Benchmark recommendation 2.6 |
2 Security Center |
Ensure ASC Default policy setting "Monitor Disk Encryption" is not "Disabled" |
Shared |
The customer is responsible for implementing this recommendation. |
Enable Disk encryption recommendations for virtual machines. |
link |
5 |
| CIS_Azure_1.1.0 |
7.1 |
CIS_Azure_1.1.0_7.1 |
CIS Microsoft Azure Foundations Benchmark recommendation 7.1 |
7 Virtual Machines |
Ensure that 'OS disk' are encrypted |
Shared |
The customer is responsible for implementing this recommendation. |
Ensure that OS disks (boot volumes) are encrypted, where possible. |
link |
5 |
| CIS_Azure_1.1.0 |
7.2 |
CIS_Azure_1.1.0_7.2 |
CIS Microsoft Azure Foundations Benchmark recommendation 7.2 |
7 Virtual Machines |
Ensure that 'Data disks' are encrypted |
Shared |
The customer is responsible for implementing this recommendation. |
Ensure that data disks (non-boot volumes) are encrypted, where possible. |
link |
5 |
| CIS_Azure_1.3.0 |
7.2 |
CIS_Azure_1.3.0_7.2 |
CIS Microsoft Azure Foundations Benchmark recommendation 7.2 |
7 Virtual Machines |
Ensure that 'OS and Data' disks are encrypted with CMK |
Shared |
The customer is responsible for implementing this recommendation. |
Ensure that OS disks (boot volumes) and data disks (non-boot volumes) are encrypted with CMK. |
link |
5 |
| CIS_Azure_1.4.0 |
7.2 |
CIS_Azure_1.4.0_7.2 |
CIS Microsoft Azure Foundations Benchmark recommendation 7.2 |
7 Virtual Machines |
Ensure that 'OS and Data' disks are encrypted with Customer Managed Key (CMK) |
Shared |
The customer is responsible for implementing this recommendation. |
Ensure that OS disks (boot volumes) and data disks (non-boot volumes) are encrypted with CMK (Customer Managed Keys).
Customer Managed keys can be either ADE or Server Side Encryption(SSE) |
link |
5 |
| CMMC_2.0_L2 |
SC.L2-3.13.16 |
CMMC_2.0_L2_SC.L2-3.13.16 |
404 not found |
|
|
|
n/a |
n/a |
|
15 |
| CMMC_L3 |
SC.3.177 |
CMMC_L3_SC.3.177 |
CMMC L3 SC.3.177 |
System and Communications Protection |
Employ FIPS-validated cryptography when used to protect the confidentiality of CUI. |
Shared |
Microsoft and the customer share responsibilities for implementing this requirement. |
Cryptography can be employed to support many security solutions including the protection of controlled unclassified information, the provision of digital signatures, and the enforcement of information separation when authorized individuals have the necessary clearances for such information but lack the necessary formal access approvals. Cryptography can also be used to support random number generation and hash generation. Cryptographic standards include FIPSvalidated cryptography and/or NSA-approved cryptography. |
link |
26 |
| CMMC_L3 |
SC.3.191 |
CMMC_L3_SC.3.191 |
CMMC L3 SC.3.191 |
System and Communications Protection |
Protect the confidentiality of CUI at rest. |
Shared |
Microsoft and the customer share responsibilities for implementing this requirement. |
Information at rest refers to the state of information when it is not in process or in transit and is located on storage devices as specific components of systems. The focus of protection at rest is not on the type of storage device or the frequency of access but rather the state of the information. Organizations can use different mechanisms to achieve confidentiality protections, including the use of cryptographic mechanisms and file share scanning. Organizations may also use other controls including secure off-line storage in lieu of online storage when adequate protection of information at rest cannot otherwise be achieved or continuous monitoring to identify malicious code at rest. |
link |
14 |
| FedRAMP_High_R4 |
SC-28 |
FedRAMP_High_R4_SC-28 |
FedRAMP High SC-28 |
System And Communications Protection |
Protection Of Information At Rest |
Shared |
n/a |
The information system protects the [Selection (one or more): confidentiality; integrity] of [Assignment: organization-defined information at rest].
Supplemental Guidance: This control addresses the confidentiality and integrity of information at rest and covers user information and system information. Information at rest refers to the state of information when it is located on storage devices as specific components of information systems. System-related information requiring protection includes, for example, configurations or rule sets for firewalls, gateways, intrusion detection/prevention systems, filtering routers, and authenticator content. Organizations may employ different mechanisms to achieve confidentiality and integrity protections, including the use of cryptographic mechanisms and file share scanning. Integrity protection can be achieved, for example, by implementing Write-Once-Read-Many (WORM) technologies. Organizations may also employ other security controls including, for example, secure off-line storage in lieu of online storage when adequate protection of information at rest cannot otherwise be achieved and/or continuous monitoring to identify malicious code at rest. Related controls: AC-3, AC-6, CA-7, CM-3, CM-5, CM-6, PE-3, SC-8, SC-13, SI-3, SI-7.
References: NIST Special Publications 800-56, 800-57, 800-111. |
link |
17 |
| FedRAMP_High_R4 |
SC-28(1) |
FedRAMP_High_R4_SC-28(1) |
FedRAMP High SC-28 (1) |
System And Communications Protection |
Cryptographic Protection |
Shared |
n/a |
The information system implements cryptographic mechanisms to prevent unauthorized disclosure and modification of [Assignment: organization-defined information] on [Assignment: organization-defined information system components].
Supplemental Guidance: Selection of cryptographic mechanisms is based on the need to protect the confidentiality and integrity of organizational information. The strength of mechanism is commensurate with the security category and/or classification of the information. This control enhancement applies to significant concentrations of digital media in organizational areas designated for media storage and also to limited quantities of media generally associated with information system components in operational environments (e.g., portable storage devices, mobile devices). Organizations have the flexibility to either encrypt all information on storage devices (i.e., full disk encryption) or encrypt specific data structures (e.g., files, records, or fields). Organizations employing cryptographic mechanisms to protect information at rest also consider cryptographic key management solutions. Related controls: AC-19, SC-12. |
link |
17 |
| FedRAMP_Moderate_R4 |
SC-28 |
FedRAMP_Moderate_R4_SC-28 |
FedRAMP Moderate SC-28 |
System And Communications Protection |
Protection Of Information At Rest |
Shared |
n/a |
The information system protects the [Selection (one or more): confidentiality; integrity] of [Assignment: organization-defined information at rest].
Supplemental Guidance: This control addresses the confidentiality and integrity of information at rest and covers user information and system information. Information at rest refers to the state of information when it is located on storage devices as specific components of information systems. System-related information requiring protection includes, for example, configurations or rule sets for firewalls, gateways, intrusion detection/prevention systems, filtering routers, and authenticator content. Organizations may employ different mechanisms to achieve confidentiality and integrity protections, including the use of cryptographic mechanisms and file share scanning. Integrity protection can be achieved, for example, by implementing Write-Once-Read-Many (WORM) technologies. Organizations may also employ other security controls including, for example, secure off-line storage in lieu of online storage when adequate protection of information at rest cannot otherwise be achieved and/or continuous monitoring to identify malicious code at rest. Related controls: AC-3, AC-6, CA-7, CM-3, CM-5, CM-6, PE-3, SC-8, SC-13, SI-3, SI-7.
References: NIST Special Publications 800-56, 800-57, 800-111. |
link |
17 |
| FedRAMP_Moderate_R4 |
SC-28(1) |
FedRAMP_Moderate_R4_SC-28(1) |
FedRAMP Moderate SC-28 (1) |
System And Communications Protection |
Cryptographic Protection |
Shared |
n/a |
The information system implements cryptographic mechanisms to prevent unauthorized disclosure and modification of [Assignment: organization-defined information] on [Assignment: organization-defined information system components].
Supplemental Guidance: Selection of cryptographic mechanisms is based on the need to protect the confidentiality and integrity of organizational information. The strength of mechanism is commensurate with the security category and/or classification of the information. This control enhancement applies to significant concentrations of digital media in organizational areas designated for media storage and also to limited quantities of media generally associated with information system components in operational environments (e.g., portable storage devices, mobile devices). Organizations have the flexibility to either encrypt all information on storage devices (i.e., full disk encryption) or encrypt specific data structures (e.g., files, records, or fields). Organizations employing cryptographic mechanisms to protect information at rest also consider cryptographic key management solutions. Related controls: AC-19, SC-12. |
link |
17 |
| hipaa |
0302.09o2Organizational.1-09.o |
hipaa-0302.09o2Organizational.1-09.o |
0302.09o2Organizational.1-09.o |
03 Portable Media Security |
0302.09o2Organizational.1-09.o 09.07 Media Handling |
Shared |
n/a |
The organization protects and controls media containing sensitive information during transport outside of controlled areas. |
|
7 |
| IRS_1075_9.3 |
.16.15 |
IRS_1075_9.3.16.15 |
IRS 1075 9.3.16.15 |
System and Communications Protection |
Protection of Information at Rest (SC-28) |
|
n/a |
The information system must protect the confidentiality and integrity of FTI at rest. Information at rest refers to the state of information when it is located on storage devices as specific components of information systems.
Agencies may employ different mechanisms to achieve confidentiality and integrity protections, including the use of cryptographic mechanisms, file share scanning, and integrity protection. Agencies may also employ other security controls, including, for example, secure offline storage in lieu of online storage, when adequate protection of information at rest cannot otherwise be achieved or when continuously monitoring to identify malicious code at rest.
The confidentiality and integrity of information at rest shall be protected when located on a secondary (non-mobile) storage device (e.g., disk drive, tape drive) with cryptography mechanisms
FTI stored on deployed user workstations, in non-volatile storage, shall be encrypted with FIPS-validated or National Security Agency (NSA)-approved encryption during storage (regardless of location) except when no approved encryption technology solution is available that addresses the specific technology.
Mobile devices do require encryption at rest (see Section 9.3.1.14, Access Control for Mobile Devices (AC-19), and Section 9.4.8, Mobile Devices). |
link |
4 |
| ISO27001-2013 |
A.10.1.1 |
ISO27001-2013_A.10.1.1 |
ISO 27001:2013 A.10.1.1 |
Cryptography |
Policy on the use of cryptographic controls |
Shared |
n/a |
A policy on the use of cryptographic controls for protection of information shall be developed and implemented. |
link |
18 |
| NIST_SP_800-171_R2_3 |
.13.16 |
NIST_SP_800-171_R2_3.13.16 |
NIST SP 800-171 R2 3.13.16 |
System and Communications Protection |
Protect the confidentiality of CUI at rest. |
Shared |
Microsoft and the customer share responsibilities for implementing this requirement. |
Information at rest refers to the state of information when it is not in process or in transit and is located on storage devices as specific components of systems. The focus of protection at rest is not on the type of storage device or the frequency of access but rather the state of the information. Organizations can use different mechanisms to achieve confidentiality protections, including the use of cryptographic mechanisms and file share scanning. Organizations may also use other controls including secure off-line storage in lieu of online storage when adequate protection of information at rest cannot otherwise be achieved or continuous monitoring to identify malicious code at rest. See [NIST CRYPTO]. |
link |
19 |
| NIST_SP_800-53_R4 |
SC-28 |
NIST_SP_800-53_R4_SC-28 |
NIST SP 800-53 Rev. 4 SC-28 |
System And Communications Protection |
Protection Of Information At Rest |
Shared |
n/a |
The information system protects the [Selection (one or more): confidentiality; integrity] of [Assignment: organization-defined information at rest].
Supplemental Guidance: This control addresses the confidentiality and integrity of information at rest and covers user information and system information. Information at rest refers to the state of information when it is located on storage devices as specific components of information systems. System-related information requiring protection includes, for example, configurations or rule sets for firewalls, gateways, intrusion detection/prevention systems, filtering routers, and authenticator content. Organizations may employ different mechanisms to achieve confidentiality and integrity protections, including the use of cryptographic mechanisms and file share scanning. Integrity protection can be achieved, for example, by implementing Write-Once-Read-Many (WORM) technologies. Organizations may also employ other security controls including, for example, secure off-line storage in lieu of online storage when adequate protection of information at rest cannot otherwise be achieved and/or continuous monitoring to identify malicious code at rest. Related controls: AC-3, AC-6, CA-7, CM-3, CM-5, CM-6, PE-3, SC-8, SC-13, SI-3, SI-7.
References: NIST Special Publications 800-56, 800-57, 800-111. |
link |
17 |
| NIST_SP_800-53_R4 |
SC-28(1) |
NIST_SP_800-53_R4_SC-28(1) |
NIST SP 800-53 Rev. 4 SC-28 (1) |
System And Communications Protection |
Cryptographic Protection |
Shared |
n/a |
The information system implements cryptographic mechanisms to prevent unauthorized disclosure and modification of [Assignment: organization-defined information] on [Assignment: organization-defined information system components].
Supplemental Guidance: Selection of cryptographic mechanisms is based on the need to protect the confidentiality and integrity of organizational information. The strength of mechanism is commensurate with the security category and/or classification of the information. This control enhancement applies to significant concentrations of digital media in organizational areas designated for media storage and also to limited quantities of media generally associated with information system components in operational environments (e.g., portable storage devices, mobile devices). Organizations have the flexibility to either encrypt all information on storage devices (i.e., full disk encryption) or encrypt specific data structures (e.g., files, records, or fields). Organizations employing cryptographic mechanisms to protect information at rest also consider cryptographic key management solutions. Related controls: AC-19, SC-12. |
link |
17 |
| NIST_SP_800-53_R5 |
SC-28 |
NIST_SP_800-53_R5_SC-28 |
NIST SP 800-53 Rev. 5 SC-28 |
System and Communications Protection |
Protection of Information at Rest |
Shared |
n/a |
Protect the [Selection (OneOrMore): confidentiality;integrity] of the following information at rest: [Assignment: organization-defined information at rest]. |
link |
17 |
| NIST_SP_800-53_R5 |
SC-28(1) |
NIST_SP_800-53_R5_SC-28(1) |
NIST SP 800-53 Rev. 5 SC-28 (1) |
System and Communications Protection |
Cryptographic Protection |
Shared |
n/a |
Implement cryptographic mechanisms to prevent unauthorized disclosure and modification of the following information at rest on [Assignment: organization-defined system components or media]: [Assignment: organization-defined information]. |
link |
17 |
| NZ_ISM_v3.5 |
CR-3 |
NZ_ISM_v3.5_CR-3 |
NZISM Security Benchmark CR-3 |
Cryptography |
17.1.53 Reducing storage and physical transfer requirements |
Customer |
n/a |
When encryption is applied to media or media residing within IT equipment it provides an additional layer of defence. Whilst such measures do not reduce or alter the classification of the information itself, physical storage, handling and transfer requirements may be reduced to those of a lesser classification for the media or equipment (but not the data itself). |
link |
12 |
| NZISM_Security_Benchmark_v1.1 |
CR-3 |
NZISM_Security_Benchmark_v1.1_CR-3 |
NZISM Security Benchmark CR-3 |
Cryptography |
17.1.46 Reducing storage and physical transfer requirements |
Customer |
If an agency wishes to use encryption to reduce the storage or physical transfer requirements for IT equipment or media that contains classified information, they SHOULD use:
full disk encryption; or
partial disk encryption where the access control will only allow writing to the encrypted partition holding the classified information. |
When encryption is applied to media or media residing within IT equipment it provides an additional layer of defence. Whilst such measures do not reduce or alter the classification of the information itself, physical storage, handling and transfer requirements may be reduced to those of a lesser classification for the media or equipment (but not the data itself). |
link |
11 |
| PCI_DSS_V3.2.1 |
3.4 |
PCI_DSS_v3.2.1_3.4 |
PCI DSS v3.2.1 3.4 |
Requirement 3 |
PCI DSS requirement 3.4 |
customer |
n/a |
n/a |
link |
8 |
| PCI_DSS_V3.2.1 |
4.1 |
PCI_DSS_v3.2.1_4.1 |
PCI DSS v3.2.1 4.1 |
Requirement 4 |
PCI DSS requirement 4.1 |
customer |
n/a |
n/a |
link |
8 |
| PCI_DSS_V3.2.1 |
6.5.3 |
PCI_DSS_v3.2.1_6.5.3 |
PCI DSS v3.2.1 6.5.3 |
Requirement 6 |
PCI DSS requirement 6.5.3 |
shared |
n/a |
n/a |
link |
8 |
| PCI_DSS_v4.0 |
3.5.1 |
PCI_DSS_v4.0_3.5.1 |
PCI DSS v4.0 3.5.1 |
Requirement 03: Protect Stored Account Data |
Primary account number (PAN) is secured wherever it is stored |
Shared |
n/a |
PAN is rendered unreadable anywhere it is stored by using any of the following approaches:
• One-way hashes based on strong cryptography of the entire PAN.
• Truncation (hashing cannot be used to replace the truncated segment of PAN).
– If hashed and truncated versions of the same PAN, or different truncation formats of the same PAN, are present in an environment, additional controls are in place such that the different versions cannot be correlated to reconstruct the original PAN.
• Index tokens.
• Strong cryptography with associated keymanagement processes and procedures. |
link |
12 |
| PCI_DSS_v4.0 |
6.2.4 |
PCI_DSS_v4.0_6.2.4 |
PCI DSS v4.0 6.2.4 |
Requirement 06: Develop and Maintain Secure Systems and Software |
Bespoke and custom software are developed securely |
Shared |
n/a |
Software engineering techniques or other methods are defined and in use for bespoke and custom software by software development personnel to prevent or mitigate common software attacks and related vulnerabilities, including but not limited to the following:
• Injection attacks, including SQL, LDAP, XPath, or other command, parameter, object, fault, or injection-type flaws.
• Attacks on data and data structures, including attempts to manipulate buffers, pointers, input data, or shared data.
• Attacks on cryptography usage, including attempts to exploit weak, insecure, or inappropriate cryptographic implementations, algorithms, cipher suites, or modes of operation.
• Attacks on business logic, including attempts to abuse or bypass application features and functionalities through the manipulation of APIs, communication protocols and channels, clientside functionality, or other system/application functions and resources. This includes cross-site scripting (XSS) and cross-site request forgery (CSRF).
• Attacks on access control mechanisms, including attempts to bypass or abuse identification, authentication, or authorization mechanisms, or attempts to exploit weaknesses in the implementation of such mechanisms.
• Attacks via any “high-risk” vulnerabilities identified in the vulnerability identification process, as defined in Requirement 6.3.1. |
link |
8 |
| RBI_CSF_Banks_v2016 |
13.4 |
RBI_CSF_Banks_v2016_13.4 |
|
Advanced Real-Timethreat Defenceand Management |
Advanced Real-Timethreat Defenceand Management-13.4 |
|
n/a |
Consider implementingsecure web gateways with capability to deep scan network packets including secure (HTTPS, etc.) traffic passing through the web/internet gateway |
|
44 |
| RBI_ITF_NBFC_v2017 |
3.1.h |
RBI_ITF_NBFC_v2017_3.1.h |
RBI IT Framework 3.1.h |
Information and Cyber Security |
Public Key Infrastructure (PKI)-3.1 |
|
n/a |
The IS Policy must provide for a IS framework with the following basic tenets:
Public Key Infrastructure (PKI) - NBFCs may increase the usage of PKI to ensure confidentiality of data, access control, data integrity, authentication and nonrepudiation. |
link |
32 |
| RMiT_v1.0 |
10.33 |
RMiT_v1.0_10.33 |
RMiT 10.33 |
Network Resilience |
Network Resilience - 10.33 |
Shared |
n/a |
A financial institution must design a reliable, scalable and secure enterprise network that is able to support its business activities, including future growth plans. |
link |
28 |
| RMiT_v1.0 |
Appendix_5.7 |
RMiT_v1.0_Appendix_5.7 |
RMiT Appendix 5.7 |
Control Measures on Cybersecurity |
Control Measures on Cybersecurity - Appendix 5.7 |
Customer |
n/a |
Ensure overall network security controls are implemented including the following:
(a) dedicated firewalls at all segments. All external-facing firewalls must be deployed on High Availability (HA) configuration and “fail-close” mode activated. Deploy different brand name/model for two firewalls located in sequence within the same network path;
(b) IPS at all critical network segments with the capability to inspect and monitor encrypted network traffic;
(c) web and email filtering systems such as web-proxy, spam filter and anti-spoofing controls;
(d) endpoint protection solution to detect and remove security threats including viruses and malicious software;
(e) solution to mitigate advanced persistent threats including zero-day and signatureless malware; and
(f) capture the full network packets to rebuild relevant network sessions to aid forensics in the event of incidents. |
link |
27 |
| SOC_2 |
CC6.1 |
SOC_2_CC6.1 |
SOC 2 Type 2 CC6.1 |
Logical and Physical Access Controls |
Logical access security software, infrastructure, and architectures |
Shared |
The customer is responsible for implementing this recommendation. |
The following points of focus, specifically related to all engagements using the trust services criteria, highlight important characteristics relating to this criterion:
• Identifies and Manages the Inventory of Information Assets — The entity identifies,
Page 29
TSP
Ref. #
TRUST SERVICES CRITERIA AND POINTS OF FOCUS
inventories, classifies, and manages information assets.
• Restricts Logical Access — Logical access to information assets, including hardware, data (at-rest, during processing, or in transmission), software, administrative
authorities, mobile devices, output, and offline system components is restricted
through the use of access control software and rule sets.
• Identifies and Authenticates Users — Persons, infrastructure, and software are
identified and authenticated prior to accessing information assets, whether locally
or remotely.
• Considers Network Segmentation — Network segmentation permits unrelated portions of the entity's information system to be isolated from each other.
• Manages Points of Access — Points of access by outside entities and the types of
data that flow through the points of access are identified, inventoried, and managed. The types of individuals and systems using each point of access are identified,
documented, and managed.
• Restricts Access to Information Assets — Combinations of data classification, separate data structures, port restrictions, access protocol restrictions, user identification, and digital certificates are used to establish access-control rules for information assets.
• Manages Identification and Authentication — Identification and authentication requirements are established, documented, and managed for individuals and systems
accessing entity information, infrastructure, and software.
• Manages Credentials for Infrastructure and Software — New internal and external
infrastructure and software are registered, authorized, and documented prior to being granted access credentials and implemented on the network or access point.
Credentials are removed and access is disabled when access is no longer required
or the infrastructure and software are no longer in use.
• Uses Encryption to Protect Data — The entity uses encryption to supplement other
measures used to protect data at rest, when such protections are deemed appropriate based on assessed risk.
• Protects Encryption Keys — Processes are in place to protect encryption keys during generation, storage, use, and destruction |
|
80 |
| SWIFT_CSCF_v2021 |
2.5A |
SWIFT_CSCF_v2021_2.5A |
SWIFT CSCF v2021 2.5A |
Reduce Attack Surface and Vulnerabilities |
External Transmission Data Protection |
|
n/a |
Protect the confidentiality of SWIFT-related data transmitted or stored outside of the secure zone as part of operational processes. |
link |
12 |
| SWIFT_CSCF_v2022 |
2.5A |
SWIFT_CSCF_v2022_2.5A |
SWIFT CSCF v2022 2.5A |
2. Reduce Attack Surface and Vulnerabilities |
External Transmission Data Protection |
Customer |
n/a |
Protect the confidentiality of SWIFT-related data transmitted or stored outside of the secure zone as part of operational processes. |
link |
7 |
| UK_NCSC_CSP |
2.3 |
UK_NCSC_CSP_2.3 |
UK NCSC CSP 2.3 |
Asset protection and resilience |
Data at rest protection |
Shared |
n/a |
To ensure data is not available to unauthorised parties with physical access to infrastructure, user data held within the service should be protected regardless of the storage media on which it’s held. Without appropriate measures in place, data may be inadvertently disclosed on discarded, lost or stolen media. |
link |
4 |